Rockefeller Capital Management L.P. Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$19.0M

Holdings

3,811

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (3,811 positions)

StockValue
RRXREGAL BELOIT CORP
$12K
HMCHONDA MOTOR LTD
$12K
WF2WINTRUST FINL CORP
$12K
IOSPINNOSPEC INC
$12K
TREVENA INC
$12K
MINMFS INTER INCOME TR
$12K
PRCHPORCH GROUP INC
$12K
KOFCOCA-COLA FEMSA SAB DE CV
$12K
YOUCLEAR SECURE INC
$12K
AMPLIFY ETF TR
$12K
PMTPENNYMAC MTG INVT TR
$12K
SFMSPROUTS FMRS MKT INC
$12K
CWANCLEARWATER ANALYTICS HLDGS I
$12K
LMCA 1.375 10/15/23LIBERTY MEDIA CORP DEL
$12K
SQZ BIOTECHNOLOGIES CO
$12K
UDNINVESCO DB US DLR INDEX TR
$12K
TESLA INC
$12K
AIQGLOBAL X FDS
$12K
PDCOEURPATTERSON COS INC
$12K
AOUTAMERICAN OUTDOOR BRANDS INC
$12K
TTMCHFTATA MTRS LTD
$12K
WCCWESCO INTL INC
$12K
RMG ACQUISITION CORP III
$12K
MTRNMATERION CORP
$12K
VECOVEECO INSTRS INC DEL
$12K
GFLWVICTORY PORTFOLIOS II
$12K
GXDWGLOBAL X FDS
$12K
DFEBFIRST TR EXCHNG TRADED FD VI
$12K
INTUINTUIT
$12K
$11K
EBIZGLOBAL X FDS
$11K
AVAAVISTA CORP
$11K
DELAWARE ENHANCED GLOBAL DIV
$11K
HRTXHERON THERAPEUTICS INC
$11K
VTRUVITRU LTD
$11K
LLOEWS CORP
$11K
FVALFIDELITY COVINGTON TRUST
$11K
APGAPI GROUP CORP
$11K
SOC TELEMED INC
$11K
BLKBBLACKBAUD INC
$11K
RYANRYAN SPECIALTY GROUP HLDGS I
$11K
HIMSHIMS & HERS HEALTH INC
$11K
FVTAWFORTRESS VALUE ACQUIS CORP I
$11K
SIDCOMPANHIA SIDERURGICA NACION
$11K
ONCONCOLYTICS BIOTECH INC
$11K
SSS1EURLIFE STORAGE INC
$11K
SMCSUMMIT MIDSTREAM PARTNERS LP
$11K
HPIHANCOCK JOHN PFD INCOME FD
$11K
FORTERRA INC
$11K
0E41ENLINK MIDSTREAM LLC
$11K
GTESGATES INDUSTRIAL CORPRATIN P
$11K
PG4PRINCIPAL FINANCIAL GROUP IN
$11K
KFKOREA FD INC
$11K
AXSMAXSOME THERAPEUTICS INC
$11K
FQALFIDELITY COVINGTON TRUST
$11K
DMY TECHNOLOGY GROUP INC III
$11K
JOFJAPAN SMALLER CAPITALIZATION
$11K
GTBPGT BIOPHARMA INC
$11K
MANTECH INTERNATIONAL CORP
$11K
BANCBANC OF CALIFORNIA INC
$11K
SIGILON THERAPEUTICS INC
$11K
XCAFXMORGAN STANLEY CHINA A SH FD
$11K
AQLTISHARES TR
$11K
ZIPZIPRECRUITER INC
$11K
UFPIUFP INDUSTRIES INC
$11K
CTMXCYTOMX THERAPEUTICS INC
$11K
IGAVOYA GLBL ADV & PREM OPP FD
$11K
BDNBRANDYWINE RLTY TR
$11K
BCOBRINKS CO
$11K
SIGISELECTIVE INS GROUP INC
$11K
FFAFIRST TR ENHANCED EQUITY INC
$11K
DORMDORMAN PRODS INC
$11K
VTYVERINT SYS INC
$10K
NUVEEN PFD & INCOME 2022 TER
$10K
ADAPYADAPTIMMUNE THERAPEUTICS PLC
$10K
SSSSSURO CAPITAL CORP
$10K
NEENAH INC
$10K
IDEVOYA INFRASTRUCTURE INDLS &
$10K
LDILOANDEPOT INC
$10K
CBSHCOMMERCE BANCSHARES INC
$10K
AM6AMICUS THERAPEUTICS INC
$10K
TWTRADEWEB MKTS INC
$10K
PGNYPROGYNY INC
$10K
KHOSLA VENTURES ACQUSTN CO I
$10K
EVOP1EUREVO PMTS INC
$10K
ABCLABCELLERA BIOLOGICS INC
$10K
KLICKULICKE & SOFFA INDS INC
$10K
SOYSUNOPTA INC
$10K
NOANORTH AMERN CONSTR GROUP LTD
$10K
ME23ANDME HOLDING CO
$10K
EXCHANGE TRADED CONCEPTS TR
$10K
DDIVFIRST TR EXCHANGE-TRADED FD
$10K
VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY INC
$10K
EIDOISHARES TR
$10K
FLSFLOWSERVE CORP
$10K
GLOBAL CONSUMER ACQUISITN CO
$10K
PKPARK HOTELS & RESORTS INC
$10K
CVM1EURCEL-SCI CORP
$10K
MIGIMAWSON INFRASTRUCTURE GROUP
$10K
WBSWEBSTER FINL CORP CONN
$10K
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