Rockefeller Capital Management L.P. Q3 2018 Filing

Filed November 2, 2018

Portfolio Value

$6.6T

Holdings

755

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (755 positions)

#	Stock	Shares	Value	% Portfolio
1	ADPAutomatic Data Processing	11,710	$1.8B	0.03%
2	IBMInt'l Business Machines Corp.	75,760	$1.6B	0.02%
3	EEMiShares MSCI Emerging Markets ETF	59,907	$1.2B	0.02%
4	PFEPfizer Inc.	121,246	$1.1B	0.02%
5	AWCAmerican Water Works Co., Inc.	832,992	$1.1B	0.02%
6	ORCLOracle Corporation	881,486	$1.0B	0.02%
7	IAUUSDiShares Gold Trust	89,924	$1.0B	0.02%
8	SYKStryker Corporation	5,777	$1.0B	0.02%
9	NEENextEra Energy, Inc.	6,011	$1.0B	0.02%
10	EWJiShares MSCI Japan ETF	16,242	$978.0M	0.01%
11	MTDMettler-Toledo International	1,592	$969.0M	0.01%
12	MRKMerck & Co. Inc.	300,876	$966.4M	0.01%
13	VISVanguard Industrials ETF	6,500	$960.0M	0.01%
14	HDBHDFC Bank Ltd. - ADR	10,190	$959.0M	0.01%
15	BABoeing Co.	2,560	$952.0M	0.01%
16	IJRiShares Core S&P Small-Cap ETF	10,828	$945.0M	0.01%
17	—Enbridge Energy Partners, MLP	84,992	$934.0M	0.01%
18	AFLAflac, Inc.	19,749	$929.0M	0.01%
19	—Athenahealth Inc	6,939	$927.0M	0.01%
20	GISGeneral Mills, Inc.	21,353	$916.0M	0.01%
21	FFord Motor Company	1,241,797	$903.6M	0.01%
22	CHLUSDChina Mobile (Hong Kong) Limited Sp ADR	18,331	$897.0M	0.01%
23	TDToronto-Dominion Bank	14,339	$872.0M	0.01%
24	BAMBrookfield Asset Management	19,563	$871.0M	0.01%
25	PEPPepsico, Inc	163,682	$849.5M	0.01%
26	KOCoca Cola Company	18,354	$848.0M	0.01%
27	GLWCorning Inc.	23,921	$844.0M	0.01%
28	—FirstCash Inc	338,054	$830.9M	0.01%
29	INTUIntuit Corp.	3,625	$824.0M	0.01%
30	UTXZUnited Technologies Corp.	49,303	$818.1M	0.01%
31	FITBFifth Third Bancorp	957,490	$814.9M	0.01%
32	TXNTexas Instruments Inc.	79,701	$814.7M	0.01%
33	IGSBiShares Short-Term Corporate Bond ETF	15,622	$810.0M	0.01%
34	PXGBXPraxair, Inc.	5,015	$806.0M	0.01%
35	APY1USDApergy Corp	18,225	$794.0M	0.01%
36	BMYBristol Myers Squibb Co.	138,455	$792.8M	0.01%
37	KBIAKB Financial Group Inc. - ADR	16,080	$776.0M	0.01%
38	WMTWalmart Inc	19,244	$755.1M	0.01%
39	DUKDuke Energy Corporation	9,303	$744.0M	0.01%
40	GILDGilead Sciences Inc.	9,580	$740.0M	0.01%
41	IOOiShares Global 100 ETF	14,822	$723.0M	0.01%
42	CSCOCisco Systems, Inc.	503,959	$715.8M	0.01%
43	GWWGrainger W W Inc.	2,000	$715.0M	0.01%
44	ECLEcolab Inc.	4,525	$710.0M	0.01%
45	SLBSchlumberger Ltd.	11,624	$708.0M	0.01%
46	RTN1USDRaytheon Company	3,427	$708.0M	0.01%
47	OXYOccidental Petroleum Corporation	8,568	$704.0M	0.01%
48	LMTLockheed Martin Corporation	2,034	$704.0M	0.01%
49	HSICHenry Schein, Inc.	8,117	$690.0M	0.01%
50	HASIHannon Armstrong Sustainable	32,069	$689.0M	0.01%
51	VOVanguard Mid-Cap ETF	4,184	$687.0M	0.01%
52	—National Instruments Corporation	14,184	$686.0M	0.01%
53	SBUXStarbucks Corporation	11,820	$672.0M	0.01%
54	HALHalliburton Co.	16,497	$669.0M	0.01%
55	VRSKVerisk Analytics, Inc.	5,505	$664.0M	0.01%
56	AONAon PLC	4,273	$657.0M	0.01%
57	GRCThe Gorman-Rupp Company	17,925	$654.0M	0.01%
58	IRDMIridium Communications Inc.	28,821	$648.0M	0.01%
59	FLIRFLIR Systems, Inc.	10,523	$647.0M	0.01%
60	EMREmerson Electric Co.	22,989	$645.1M	0.01%
61	VEUVanguard FTSE All-World Ex-US Index Fund	12,379	$644.0M	0.01%
62	VLOValero Energy Corporation	5,651	$643.0M	0.01%
63	BRK-BBerkshire Hathaway Inc. - Class A	11	$642.9M	0.01%
64	—Aetna Inc.	3,145	$638.0M	0.01%
65	STZConstellation Brands, Inc.	2,884	$622.0M	0.01%
66	SYYSYSCO Corporation	8,400	$616.0M	0.01%
67	SCHWSchwab (Charles) Corp.	12,433	$611.0M	0.01%
68	COSTCostco Wholesale Corporation	2,589	$608.0M	0.01%
69	CXOEURConcho Resources Inc.	3,953	$604.0M	0.01%
70	MMM3M Co.	9,695	$599.4M	0.01%
71	PSXPhillips 66	5,274	$594.0M	0.01%
72	VBVanguard Small-Cap ETF	3,642	$592.0M	0.01%
73	TJXThe TJX Companies, Inc.	5,260	$589.0M	0.01%
74	NOVEURNational Oilwell Varco, Inc.	13,650	$588.0M	0.01%
75	HESHess Corp	8,138	$583.0M	0.01%
76	IQVIQVIA Holdings Inc	4,459	$578.0M	0.01%
77	ABJAABB Ltd. - Spon ADR	24,439	$577.0M	0.01%
78	STIPiShares 0-5 Year TIPS Bond ETF	5,710	$564.0M	0.01%
79	CGThe Carlyle Group MLP	25,000	$564.0M	0.01%
80	XECEURCimarex Energy Co.	6,000	$558.0M	0.01%
81	BEPBrookfield Renewable Partners MLP	18,403	$557.0M	0.01%
82	PYPLPayPal Holdings Inc.	6,198	$545.0M	0.01%
83	BACVerizon Communications	10,211	$545.0M	0.01%
84	ZTSZoetis Inc.	5,887	$539.0M	0.01%
85	AEPAmerican Electric Power Company, Inc.	7,605	$539.0M	0.01%
86	—Goldcorp Inc.	52,267	$533.0M	0.01%
87	LLYEli Lilly & Co.	4,959	$532.0M	0.01%
88	NSUSDNuStar Energy MLP	18,850	$524.0M	0.01%
89	HPHelmerich & Payne, Inc.	7,200	$495.0M	0.01%
90	ENBEnbridge Inc.	15,313	$494.0M	0.01%
91	MCDMcDonald's Corporation	54,101	$493.6M	0.01%
92	WBAWalgreens Boots Alliance Inc	6,752	$492.0M	0.01%
93	IWOiShares Russell 2000 Growth ETF	2,220	$477.0M	0.01%
94	FLT1EURFleetCor Technologies Inc.	2,089	$476.0M	0.01%
95	—VanEck Vectors AMT-Free Intermediate	20,263	$472.0M	0.01%
96	PNRPentair, PLC	10,720	$465.0M	0.01%
97	RDS/ARoyal Dutch Shell PLC-ADR A	47,121	$457.8M	0.01%
98	INTCIntel Corp.	251,926	$457.5M	0.01%
99	DVNDevon Energy Corporation	11,373	$454.0M	0.01%
100	NBIXNeurocrine Biosciences, Inc.	3,675	$452.0M	0.01%

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