Rockefeller Capital Management L.P. Q2 2018 Filing

Filed July 31, 2018

Portfolio Value

$6.1T

Holdings

778

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (778 positions)

#	Stock	Shares	Value	% Portfolio
1	PEPPepsico, Inc	162,510	$1.7B	0.03%
2	ADPAutomatic Data Processing	12,185	$1.6B	0.03%
3	IBMInt'l Business Machines Corp.	76,170	$1.5B	0.03%
4	EEMiShares MSCI Emerging Markets ETF	59,007	$1.2B	0.02%
5	FTVFortive Corporation	13,724	$1.1B	0.02%
6	AWCAmerican Water Works Co., Inc.	848,382	$1.0B	0.02%
7	NEENextEra Energy, Inc.	5,961	$995.0M	0.02%
8	IWViShares Russell 3000 ETF	6,127	$994.0M	0.02%
9	FITBFifth Third Bancorp	1,630,997	$967.9M	0.02%
10	IJRiShares Core S&P Small-Cap ETF	11,428	$954.0M	0.02%
11	GISGeneral Mills, Inc.	21,353	$945.0M	0.02%
12	EWJiShares MSCI Japan ETF	16,242	$941.0M	0.02%
13	VFCV.F. Corporation	11,476	$936.0M	0.02%
14	CICIGNA Corporation	5,485	$932.0M	0.02%
15	—Enbridge Energy Partners, MLP	84,992	$929.0M	0.02%
16	MTDMettler-Toledo International	1,592	$921.0M	0.01%
17	SYKStryker Corporation	5,417	$915.0M	0.01%
18	—FirstCash Inc	337,551	$910.4M	0.01%
19	BABoeing Co.	2,690	$903.0M	0.01%
20	ITUBItau Unibanco Holdings SA - Pref ADR	86,604	$899.0M	0.01%
21	VISVanguard Industrials ETF	6,500	$883.0M	0.01%
22	ITRIItron, Inc.	14,563	$875.0M	0.01%
23	TILEInterface, Inc.	38,014	$872.0M	0.01%
24	AFLAflac, Inc.	20,024	$861.0M	0.01%
25	—Goldcorp Inc.	61,375	$841.0M	0.01%
26	TXNTexas Instruments Inc.	80,276	$838.0M	0.01%
27	—Aqua America Inc.	23,473	$826.0M	0.01%
28	IGSBiShares 1-3 Year Credit Bond ETF	7,811	$810.0M	0.01%
29	APTVAptiv PLC	8,834	$810.0M	0.01%
30	APY1USDApergy Corp	19,355	$808.0M	0.01%
31	RTN1USDRaytheon Company	4,169	$806.0M	0.01%
32	BAMBrookfield Asset Management	19,563	$793.0M	0.01%
33	BMYBristol Myers Squibb Co.	145,105	$792.2M	0.01%
34	KOCoca Cola Company	17,274	$758.0M	0.01%
35	HALHalliburton Co.	16,497	$743.0M	0.01%
36	INTUIntuit Corp.	3,625	$740.0M	0.01%
37	DUKDuke Energy Corporation	9,303	$736.0M	0.01%
38	UTXZUnited Technologies Corp.	49,404	$732.5M	0.01%
39	OXYOccidental Petroleum Corporation	8,568	$717.0M	0.01%
40	EZUiShares MSCI EMU ETF	17,010	$698.0M	0.01%
41	WMTWalmart Inc	19,944	$689.0M	0.01%
42	IOOiShares Global 100 ETF	14,822	$680.0M	0.01%
43	WECWEC Energy Group, Inc.	246,257	$676.3M	0.01%
44	—Aetna Inc.	3,673	$675.0M	0.01%
45	GLWCorning Inc.	24,251	$667.0M	0.01%
46	LMTLockheed Martin Corporation	2,184	$645.0M	0.01%
47	VEUVanguard FTSE All-World Ex-US Index Fund	12,379	$642.0M	0.01%
48	SCHWSchwab (Charles) Corp.	12,433	$636.0M	0.01%
49	ECLEcolab Inc.	4,525	$635.0M	0.01%
50	CSCOCisco Systems, Inc.	524,118	$633.9M	0.01%
51	AONAon PLC	4,598	$631.0M	0.01%
52	STZConstellation Brands, Inc.	2,870	$628.0M	0.01%
53	VLOValero Energy Corporation	5,651	$626.0M	0.01%
54	GWWGrainger W W Inc.	2,000	$617.0M	0.01%
55	PFEPfizer Inc.	112,634	$614.5M	0.01%
56	XECEURCimarex Energy Co.	6,000	$610.0M	0.01%
57	—National Instruments Corporation	14,184	$595.0M	0.01%
58	NOVEURNational Oilwell Varco, Inc.	13,650	$592.0M	0.01%
59	PSXPhillips 66	5,274	$592.0M	0.01%
60	EMREmerson Electric Co.	22,989	$583.0M	0.01%
61	SBUXStarbucks Corporation	11,820	$578.0M	0.01%
62	BACVerizon Communications	11,491	$578.0M	0.01%
63	SYYSYSCO Corporation	8,400	$574.0M	0.01%
64	STIPiShares 0-5 Year TIPS Bond ETF	5,710	$569.0M	0.01%
65	BRK-BBerkshire Hathaway Inc. - Class A	11	$566.5M	0.01%
66	HCSGHealthcare Services Group.	778,214	$563.1M	0.01%
67	MMM3M Co.	9,935	$559.4M	0.01%
68	MRKMerck & Co. Inc.	300,013	$557.7M	0.01%
69	CHLUSDChina Mobile (Hong Kong) Limited Sp ADR	12,540	$557.0M	0.01%
70	IQVIQVIA Holdings Inc	5,529	$551.0M	0.01%
71	ENBEnbridge Inc.	15,313	$547.0M	0.01%
72	CXOEURConcho Resources Inc.	3,953	$547.0M	0.01%
73	HESHess Corp	8,138	$544.0M	0.01%
74	BSVVanguard Short-Term Bond ETF	6,937	$542.0M	0.01%
75	COSTCostco Wholesale Corporation	2,589	$541.0M	0.01%
76	CGThe Carlyle Group MLP	25,000	$532.0M	0.01%
77	HASIHannon Armstrong Sustainable	26,958	$532.0M	0.01%
78	GRCThe Gorman-Rupp Company	15,069	$527.0M	0.01%
79	PNRPentair, PLC	12,457	$524.0M	0.01%
80	KBIAKB Financial Group Inc. - ADR	11,255	$523.0M	0.01%
81	CHTRCharter Communications Inc.	1,777	$521.0M	0.01%
82	AEPAmerican Electric Power Company, Inc.	7,505	$520.0M	0.01%
83	BONDPIMCO Active Bond - ETF	4,892	$504.0M	0.01%
84	VRSKVerisk Analytics, Inc.	4,650	$501.0M	0.01%
85	TJXThe TJX Companies, Inc.	5,260	$501.0M	0.01%
86	DVNDevon Energy Corporation	11,373	$500.0M	0.01%
87	TRMBTrimble Inc	813,040	$482.2M	0.01%
88	—VanEck Vectors AMT-Free Intermediate	20,263	$477.0M	0.01%
89	IWOiShares Russell 2000 Growth ETF	2,285	$467.0M	0.01%
90	RDS/ARoyal Dutch Shell PLC-ADR A	47,121	$465.8M	0.01%
91	BEPBrookfield Renewable Partners MLP	15,470	$465.0M	0.01%
92	MCDMcDonald's Corporation	54,225	$462.0M	0.01%
93	ABJAABB Ltd. - Spon ADR	21,213	$462.0M	0.01%
94	FLIRFLIR Systems, Inc.	8,846	$460.0M	0.01%
95	HPHelmerich & Payne, Inc.	7,200	$459.0M	0.01%
96	FTITechnipFMC PLC	14,100	$448.0M	0.01%
97	AQLTiShares Core MSCI EAFE - ETF	32,082	$430.6M	0.01%
98	NSUSDNuStar Energy MLP	18,850	$427.0M	0.01%
99	LLYEli Lilly & Co.	4,959	$423.0M	0.01%
100	BKNGBooking Holdings Inc	205	$416.0M	0.01%

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