Rockefeller Capital Management L.P. Q1 2023 Filing

Filed May 16, 2023

Portfolio Value

$23.3M

Holdings

1,971

Report Date

Q1 2023

Filing Type

13F-HR

All Holdings (1,971 positions)

#	Stock	Shares	Value	% Portfolio
901	STTSTATE STR CORP	13,523	$1.0M	4.40%
902	SJMSMUCKER J M CO	6,494	$1.0M	4.39%
903	BMTABRITISH AMERN TOB PLC	37,528	$1.0M	4.39%
904	BRBROADRIDGE FINL SOLUTIONS IN	11,280	$1.0M	4.38%
905	AYIACUITY BRANDS INC	5,625	$1.0M	4.38%
906	TRGPTARGA RES CORP	26,273	$1.0M	4.37%
907	NUSCNUSHARES ETF TR	45,448	$1.0M	4.37%
908	DRIDARDEN RESTAURANTS INC	11,993	$1.0M	4.36%
909	MPTMEDICAL PPTYS TRUST INC	175,889	$1.0M	4.36%
910	KTFDWS MUN INCOME TR	221,958	$1.0M	4.36%
911	WSTWEST PHARMACEUTICAL SVSC INC	3,171	$1.0M	4.34%
912	ZMZOOM VIDEO COMMUNICATIONS IN	14,181	$1.0M	4.34%
913	CLXCLOROX CO DEL	8,332	$1.0M	4.34%
914	SNNSMITH & NEPHEW PLC	37,561	$1.0M	4.34%
915	LVLNSPDR SER TR	24,496	$1.0M	4.33%
916	IRINGERSOLL RAND INC	34,442	$1.0M	4.33%
917	USHYISHARES TR	42,994	$1.0M	4.33%
918	NTAPNETAPP INC	26,989	$1.0M	4.33%
919	IYJISHARES TR	15,474	$1.0M	4.32%
920	BTZBLACKROCK CR ALLOCATION INCO	129,570	$1.0M	4.32%
921	ALBALBEMARLE CORP	4,729	$1.0M	4.32%
922	ESEVERSOURCE ENERGY	17,887	$1.0M	4.32%
923	WRKUSDWESTROCK CO	37,504	$1.0M	4.32%
924	RWJINVESCO EXCH TRADED FD TR II	11,148	$1.0M	4.31%
925	MPWRMONOLITHIC PWR SYS INC	2,243	$1.0M	4.31%
926	AXONAXON ENTERPRISE INC	5,392	$1.0M	4.31%
927	TCSUSDCONTAINER STORE GROUP INC	379,900	$1.0M	4.31%
928	NVTNVENT ELECTRIC PLC	43,951	$1.0M	4.31%
929	USIGISHARES TR	35,399	$1.0M	4.30%
930	DASHDOORDASH INC	17,167	$1.0M	4.30%
931	NWGNATWEST GROUP PLC	295,285	$1.0M	4.30%
932	ARMKARAMARK	43,685	$1.0M	4.30%
933	SBACSBA COMMUNICATIONS CORP NEW	3,836	$1.0M	4.30%
934	RCKTROCKET PHARMACEUTICALS INC	68,114	$1.0M	4.30%
935	GDDYGODADDY INC	16,647	$1.0M	4.30%
936	EXLSEXLSERVICE HOLDINGS INC	8,698	$1.0M	4.30%
937	OZBELPOINTE PREP LLC	17,835	$1.0M	4.30%
938	FXDFIRST TR EXCHANGE TRADED FD	22,496	$1.0M	4.30%
939	SDOGALPS ETF TR	36,560	$1.0M	4.30%
940	CDCVICTORY PORTFOLIOS II	23,371	$1.0M	4.30%
941	IAUISHARES TR	73,414	$1.0M	4.30%
942	SMRNUSCALE PWR CORP	164,289	$1.0M	4.30%
943	DBEFDBX ETF TR	41,383	$1.0M	4.30%
944	SONSONOCO PRODS CO	26,370	$1.0M	4.30%
945	BLEBLACKROCK MUNI INCOME TR II	144,541	$1.0M	4.30%
946	IGVISHARES TR	3,828	$1.0M	4.30%
947	IPINTERNATIONAL PAPER CO	34,728	$1.0M	4.30%
948	BCSFBAIN CAP SPECIALTY FIN INC	129,479	$1.0M	4.30%
949	VGLTVANGUARD SCOTTSDALE FDS	17,827	$1.0M	4.30%
950	BDJBLACKROCK ENHANCED EQUITY DI	123,755	$1.0M	4.30%
951	FPEIFIRST TR EXCH TRADED FD III	109,888	$1.0M	4.30%
952	FTAIFTAI AVIATION LTD	69,662	$1.0M	4.30%
953	IYFISHARES TR	14,774	$1.0M	4.30%
954	IBDPISHARES TR	41,902	$1.0M	4.30%
955	UFPIUFP INDUSTRIES INC	23,486	$1.0M	4.30%
956	RWKINVESCO EXCH TRADED FD TR II	13,254	$1.0M	4.30%
957	KXIISHARES TR	18,196	$1.0M	4.30%
958	IYMISHARES TR	9,839	$1.0M	4.30%
959	FTCFIRST TRUST LRGCP GWT ALPHAD	12,884	$1.0M	4.30%
960	NVGNUVEEN AMT FREE MUN CR INC F	166,534	$1.0M	4.30%
961	EFAVISHARES TR	22,770	$1.0M	4.30%
962	DSMCETF SER SOLUTIONS	45,494	$1.0M	4.30%
963	FWONALIBERTY MEDIA CORP DEL	21,954	$1.0M	4.30%
964	FDTFIRST TR EXCH TRD ALPHDX FD	22,094	$1.0M	4.30%
965	FOCTFIRST TR EXCHNG TRADED FD VI	55,455	$1.0M	4.30%
966	JPXAEROVIRONMENT INC	16,313	$1.0M	4.30%
967	FTECFIDELITY COVINGTON TRUST	11,050	$1.0M	4.30%
968	EEMXSPDR INDEX SHS FDS	59,500	$1.0M	4.30%
969	VNLAJANUS DETROIT STR TR	23,043	$1.0M	4.30%
970	ACMAECOM	12,674	$1.0M	4.30%
971	HALOHALOZYME THERAPEUTICS INC	36,482	$1.0M	4.30%
972	DIVOAMPLIFY ETF TR	35,511	$1.0M	4.30%
973	LDPCOHEN & STEERS LTD DURATION	59,546	$1.0M	4.30%
974	MQYBLACKROCK MUNIYILD QULT FD I	123,724	$1.0M	4.30%
975	NZFNUVEEN MUNICIPAL CREDIT INC	131,901	$1.0M	4.30%
976	FPFFIRST TR EXCH TRD ALPHDX FD	61,128	$1.0M	4.30%
977	FLRFLUOR CORP NEW	59,543	$1.0M	4.30%
978	IWYISHARES TR	11,419	$1.0M	4.30%
979	TFISPDR SER TR	24,010	$1.0M	4.30%
980	TNETTRINET GROUP INC	22,635	$1.0M	4.30%
981	FAPRFIRST TR EXCHNG TRADED FD VI	51,400	$1.0M	4.30%
982	DTDWISDOMTREE TR	27,199	$1.0M	4.30%
983	GABGABELLI EQUITY TR INC	182,005	$1.0M	4.30%
984	PHMPULTE GROUP INC	25,221	$1.0M	4.30%
985	JEPQJ P MORGAN EXCHANGE TRADED F	23,134	$1.0M	4.30%
986	FAXABRDN ASIA PACIFIC INCOME FU	410,755	$1.0M	4.30%
987	QYLDGLOBAL X FDS	100,806	$1.0M	4.30%
988	IVLUISHARES TR	62,192	$1.0M	4.30%
989	BNLBROADSTONE NET LEASE INC	87,586	$1.0M	4.30%
990	—ALKALINE WTR CO INC	11,000	$1.0M	4.30%
991	LICYUSDLI-CYCLE HOLDINGS CORP	207,721	$1.0M	4.30%
992	DVYEISHARES INC	67,255	$1.0M	4.30%
993	RBLXROBLOX CORP	25,287	$1.0M	4.30%
994	IWXISHARES TR	19,959	$1.0M	4.30%
995	LILI AUTO INC	77,665	$1.0M	4.30%
996	CWCURTISS WRIGHT CORP	10,493	$1.0M	4.30%
997	XFRAXBLACKROCK FLOATING RATE INCO	170,750	$1.0M	4.30%
998	TMPTOMPKINS FINL CORP	21,508	$1.0M	4.30%
999	MOOVANECK ETF TRUST	14,128	$1.0M	4.30%
1000	JFRNUVEEN FLOATING RATE INCOME	242,488	$1.0M	4.30%

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