RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$1.7T
Holdings
263
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (263 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 5,605,557 | $80.6B | 4.84% | |
| 2 | NADNUVEEN QUALITY MUNCP INCOME | 5,214,707 | $76.1B | 4.57% | |
| 3 | XEVVXEATON VANCE LTD DUR INCOME F | 4,935,575 | $65.4B | 3.93% | |
| 4 | HIOWESTERN ASSET HIGH INCM OPP | 9,680,707 | $49.1B | 2.95% | |
| 5 | BTZBLACKROCK CR ALLCTN INC TR | 3,225,326 | $45.1B | 2.71% | |
| 6 | BWGBRANDYWINEGBL GLBAL INM OPRT | 3,205,494 | $40.5B | 2.43% | |
| 7 | GHYPGIM GLOBAL HIGH YIELD FD INCOM | 2,666,271 | $40.0B | 2.40% | |
| 8 | XEMDXWESTERN ASSET EMRG MKT DEBT | 2,771,600 | $39.6B | 2.37% | |
| 9 | XJQCXNUVEEN CR STRATEGIES INCM FD | 5,008,350 | $38.4B | 2.31% | |
| 10 | WIWWESTERN AST INFL LKD OPP & I | 3,156,612 | $36.4B | 2.19% | |
| 11 | HFROHIGHLAND INCOME FUNDHIGHLAND INCOME | 2,726,491 | $33.9B | 2.03% | |
| 12 | BRWTEMPLETON GLOBAL INCOME FD | 5,444,227 | $33.4B | 2.00% | |
| 13 | DSUBLACKROCK DEBT STRAT FD INC | 2,911,397 | $32.6B | 1.96% | |
| 14 | EHIWESTERN ASSET GLB HI INCOME | 3,246,243 | $32.5B | 1.95% | |
| 15 | PDXPIMCO ENRGY TACTICAL CR OPP | 1,931,669 | $31.9B | 1.91% | |
| 16 | —VOYA PRIME RATE TR | 6,258,680 | $31.4B | 1.88% | |
| 17 | TRYBARINGS BDC INC | 2,815,252 | $28.9B | 1.74% | |
| 18 | MYIBLACKROCK MUNIYIELD QLTY FD | 1,976,701 | $26.7B | 1.60% | |
| 19 | NVGNUVEEN AMT FREE MUN CR INC FC | 1,555,548 | $25.9B | 1.56% | |
| 20 | KYNKAYNE ANDERSN MLP MIDS INVT | 1,709,656 | $23.8B | 1.43% | |
| 21 | —INVESCO DYNAMIC CR OPP FD | 2,046,157 | $23.2B | 1.39% | |
| 22 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 2,247,624 | $20.1B | 1.21% | |
| 23 | ISDPGIM HIGH YIELD BOND FUND IN | 1,197,054 | $18.4B | 1.11% | |
| 24 | NRKNUVEEN NEW YORK AMT QLT MUNI | 1,296,781 | $17.6B | 1.06% | |
| 25 | —ALLIANZGI NFJ DIVID INT & PR | 1,344,756 | $17.5B | 1.05% | |
| 26 | PMOPUTNAM MUN OPPORTUNITIES TR | 1,313,738 | $17.3B | 1.04% | |
| 27 | MUCBLACKROCK MUNIHLDNGS CALI QL | 1,216,685 | $17.0B | 1.02% | |
| 28 | NXDTNEXPOINT STRATEGIC OPORTUNT | 946,216 | $16.8B | 1.01% | |
| 29 | EIMEATON VANCE MUN BD FD | 1,263,838 | $16.3B | 0.98% | |
| 30 | VVRINVESCO SR INCOME TR | 3,718,389 | $16.0B | 0.96% | |
| 31 | VGMINVESCO TR INVT GRADE MUNS | 1,159,555 | $14.9B | 0.89% | |
| 32 | NQPNUVEEN PENNSYLVANIA QLT MUN | 945,848 | $13.4B | 0.80% | |
| 33 | FDDFIRST TR HIGH INCOME L/S FD | 790,514 | $12.5B | 0.75% | |
| 34 | EVFEATON VANCE SR INCOME TR | 1,889,129 | $12.1B | 0.73% | |
| 35 | GLOCLOUGH GLOBAL OPPORTUNITIES | 1,217,947 | $11.5B | 0.69% | |
| 36 | MHNBLACKROCK MUNIHLDGS NY QLTY | 800,425 | $10.9B | 0.65% | |
| 37 | EFTEATON VANCE FLTING RATE INC | 753,572 | $10.3B | 0.62% | |
| 38 | AFBALLIANCEBERNSTEIN NATL MUNI | 737,868 | $10.3B | 0.62% | |
| 39 | —DELAWARE ENHANCED GBL DIV & | 968,107 | $10.1B | 0.60% | |
| 40 | XPHDXPIONEER FLOATING RATE TR | 907,088 | $10.0B | 0.60% | |
| 41 | UTFCOHEN & STEERS INFRASTRUCTUR | 374,909 | $9.8B | 0.59% | |
| 42 | VMOINVESCO MUN OPPORTUNITY TR | 786,826 | $9.7B | 0.58% | |
| 43 | BYMBLACKROCK MUNICIPL INC QLTY | 691,579 | $9.7B | 0.58% | |
| 44 | JGHNUVEEN GLOBAL HIGH INCOME FD | 588,778 | $9.6B | 0.58% | |
| 45 | —EATON VANCE FLTG RATE INCOM | 591,577 | $9.5B | 0.57% | |
| 46 | NACNUVEEN CA QUALTY MUN INCOME | 626,369 | $9.3B | 0.56% | |
| 47 | ARDCARES DYNAMIC CR ALLOCATION F | 578,556 | $8.9B | 0.53% | |
| 48 | VKQINVESCO MUN TR | 717,505 | $8.9B | 0.53% | |
| 49 | XEFRXEATON VANCE SR FLTNG RTE TR | 641,239 | $8.7B | 0.52% | |
| 50 | XBFZXBLACKROCK CALIF MUN INCOME T | 637,485 | $8.6B | 0.52% | |
| 51 | FCTFIRST TR SR FLG RTE INCM FD | 663,979 | $8.3B | 0.50% | |
| 52 | XAWFXALLIANCEBERNSTEIN GBL HGH IN | 678,306 | $8.2B | 0.49% | |
| 53 | —NUVEEN GEORGIA QLTY MUN INC | 643,966 | $8.1B | 0.49% | |
| 54 | XEVMXEATON VANCE CALIF MUN BD FD | 708,848 | $8.0B | 0.48% | |
| 55 | —SOURCE CAP INC | 205,409 | $7.9B | 0.48% | |
| 56 | —BLACKROCK NY MUNI INC QLTY T | 564,651 | $7.8B | 0.47% | |
| 57 | HGLBHIGHLAND GLOBAL ALLOCATION F | 820,945 | $7.7B | 0.46% | |
| 58 | —NUVEEN OHIO QLTY MUN INCOME | 489,137 | $7.5B | 0.45% | |
| 59 | AVKADVENT CONVERTIBLE & INCOME | 483,297 | $7.5B | 0.45% | |
| 60 | —BLACKROCK MUNIYIELD CALI QLT | 523,651 | $7.4B | 0.45% | |
| 61 | SWZSWISS HELVETIA FD INC | 881,134 | $7.4B | 0.44% | |
| 62 | AEFABERDEEN EMRG MRKTS EQT INM | 923,911 | $7.0B | 0.42% | |
| 63 | —NUVEEN MICHIGAN QLT MUN INC | 487,055 | $6.9B | 0.41% | |
| 64 | —NUVEEN MARYLAND QLT MUN INC | 493,242 | $6.6B | 0.40% | |
| 65 | XPMAXPIONEER MUN HIGH INCOME ADV | 577,458 | $6.2B | 0.37% | |
| 66 | —NEUBERGER BRMAN NY MUNI FD I | 497,582 | $6.2B | 0.37% | |
| 67 | VLTINVESCO HIGH INCOME TR II | 426,744 | $6.1B | 0.37% | |
| 68 | RMTROYCE MICRO-CAP TR INC | 661,495 | $5.6B | 0.34% | |
| 69 | XXHYBXXNEW AMER HIGH INCOME FD INC | 616,787 | $5.6B | 0.34% | |
| 70 | MYNBLACKROCK MUNIYIELD NY QLTY | 426,838 | $5.6B | 0.34% | |
| 71 | PRFINVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 | 42,200 | $5.3B | 0.32% | |
| 72 | —NEW MTN FIN CORP | 5,000,000 | $5.3B | 0.32% | |
| 73 | XGLQXCLOUGH GLOBAL EQUITY FD | 431,737 | $5.2B | 0.31% | |
| 74 | —NUVEEN TEXAS QLTY MUN INCME | 361,727 | $5.2B | 0.31% | |
| 75 | BITBLACKROCK MULTI-SECTOR INC T | 319,462 | $5.2B | 0.31% | |
| 76 | SPYSPDR S&P 500 ETF TR | 16,000 | $5.2B | 0.31% | |
| 77 | —SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.9B | 0.29% | |
| 78 | TYGEURTORTOISE ENERGY INFRA CORP | 252,483 | $4.5B | 0.27% | |
| 79 | SPESPECIAL OPPORTUNITIES FD INC | 300,085 | $4.4B | 0.27% | |
| 80 | FUNDSPROTT FOCUS TR INC | 587,935 | $4.3B | 0.26% | |
| 81 | PEOADAM NAT RES FD INC | 260,462 | $4.3B | 0.26% | |
| 82 | PHKPIMCO HIGH INCOME FD | 564,322 | $4.2B | 0.25% | |
| 83 | —EATON VANCE TAX MNGD BUY WRI | 413,653 | $4.2B | 0.25% | |
| 84 | MQTBLACKROCK MUNIY QUALITY FD I | 318,215 | $4.1B | 0.25% | |
| 85 | —TUSCAN HLDGS CORP II | 400,000 | $4.0B | 0.24% | |
| 86 | PXHINVESCO EXCHNG TRADED FD TRFTSE RAFI EMNG | 178,753 | $4.0B | 0.24% | |
| 87 | —MERIDA MERGER CORP I | 400,000 | $3.9B | 0.23% | |
| 88 | BGTBLACKROCK FLOATING RATE INCO | 277,815 | $3.6B | 0.21% | |
| 89 | NEANUVEEN FLTNG RTE INCM OPP FD | 344,762 | $3.4B | 0.21% | |
| 90 | —PROFICIENT ALPHA ACQUSTN COR | 325,000 | $3.3B | 0.20% | |
| 91 | XIGDXVOYA GLBL EQTY DIV & PREM OP | 535,546 | $3.3B | 0.20% | |
| 92 | ACPABERDEEN INCOME CR STRATEGIE | 285,663 | $3.3B | 0.20% | |
| 93 | —CHURCHILL CAP CORP II | 300,000 | $3.2B | 0.19% | |
| 94 | NANNUVEEN NEW YORK QLT MUN INC | 225,652 | $3.2B | 0.19% | |
| 95 | —GRAF INDL CORP | 300,000 | $3.2B | 0.19% | |
| 96 | —LEISURE ACQUISITION CORP | 306,594 | $3.2B | 0.19% | |
| 97 | —ANDINA ACQUISITION CORP III | 300,000 | $3.2B | 0.19% | |
| 98 | IQIINVESCO QUALITY MUNI INC TRS | 251,593 | $3.2B | 0.19% | |
| 99 | —SCHULTZE SPL PURP ACQUSTN CO | 300,000 | $3.1B | 0.19% | |
| 100 | —TKK SYMPHONY ACQUISITION COR | 300,000 | $3.1B | 0.18% |
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