RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$1.7T

Holdings

263

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (263 positions)

#	Stock	Shares	Value	% Portfolio
101	—DD3 ACQUISITION CORP	300,000	$3.1B	0.18%
102	—ALUSSA ENERGY ACQUISITION CO	300,000	$3.0B	0.18%
103	—LIV CAP ACQUISITION CORP	294,940	$3.0B	0.18%
104	KTFDWS MUN INCOME TR	260,682	$3.0B	0.18%
105	XFRAXBLACKROCK FLOAT RATE OME STR	217,606	$2.9B	0.18%
106	MXEMEXICO EQUITY & INCOME FD	250,521	$2.9B	0.17%
107	—TRINE ACQUISITION CORP	275,000	$2.9B	0.17%
108	—NEUBERGER BRMAN CLIFRN MUNI	205,755	$2.9B	0.17%
109	—GREENVISION ACQUISITION CORP	275,000	$2.8B	0.17%
110	DPGDUFF & PHELPS UTIL CORP BD T	301,460	$2.8B	0.17%
111	BCXBLACKROCK RES & COMM STRAT T	337,804	$2.7B	0.16%
112	VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF	60,746	$2.7B	0.16%
113	PMMPUTNAM MANAGED MUN INCOM TR	337,932	$2.7B	0.16%
114	—OPES ACQUISITION CORP	250,000	$2.6B	0.16%
115	—TUSCAN HOLDINGS CORP	250,000	$2.6B	0.16%
116	—AGBA ACQUISITION LTD	250,000	$2.6B	0.15%
117	—BIG ROCK PARTNERS ACQUISI CO	239,998	$2.5B	0.15%
118	—BLACKROCK MUNIHLDS INVSTM QL	191,394	$2.5B	0.15%
119	XBOEXBLACKROCK ENHANCED GBL DIV T	231,171	$2.5B	0.15%
120	XHNWXPIONEER DIV HIGH INCOME TRUS	169,970	$2.5B	0.15%
121	RVTROYCE VALUE TR INC	169,543	$2.5B	0.15%
122	—GALILEO ACQUISITION CORP	235,000	$2.4B	0.14%
123	—8I ENTERPRISES ACQUISITIN CO	240,000	$2.4B	0.14%
124	BSTZBLACKROCK SCIENCE & TECH TR	114,423	$2.3B	0.14%
125	—PURE ACQUISITION CORP	224,996	$2.3B	0.14%
126	MUCBLACKROCK MUNIHLDNGS QLTY II	184,103	$2.3B	0.14%
127	—BLACKROCK CAPITAL INVESTMENT	2,300,000	$2.3B	0.14%
128	—WEALTHBRIDGE ACQUISITION LTD	225,000	$2.3B	0.14%
129	—FELLAZO INC	225,000	$2.3B	0.14%
130	MSDMORGAN STANLEY EMER MKTS DEB	234,044	$2.3B	0.14%
131	—SOUTH MTN MERGER CORP	214,000	$2.2B	0.13%
132	—HENNESSY CAP ACQUSTION CORP	200,000	$2.2B	0.13%
133	PCFHIGH INCOME SECS FD	241,231	$2.2B	0.13%
134	HIXWESTERN ASSET HIGH INCM FD I	318,995	$2.1B	0.13%
135	—ALBERTON ACQUISITION CORP	200,000	$2.1B	0.13%
136	—NUVEEN INT DUR QUAL MUN TRM	153,262	$2.1B	0.13%
137	—ALLIANZGI CONV INCOME FD	366,517	$2.1B	0.13%
138	—GIGCAPITAL2 INC	200,000	$2.1B	0.12%
139	—AMCI ACQUISITION CORP	200,000	$2.1B	0.12%
140	—GX ACQUISITION CORP	200,000	$2.1B	0.12%
141	—LEO HOLDINGS CORP	200,000	$2.1B	0.12%
142	—MUDRICK CAP ACQUISITION CORP	200,000	$2.1B	0.12%
143	—CRESCENT ACQUISITION CORP	200,000	$2.1B	0.12%
144	—OSPREY TECHNLGY AQUISTION CO	202,400	$2.1B	0.12%
145	XNCMXNUVEEN CALIFORNIA AMT QLT MU	134,300	$2.0B	0.12%
146	—PIVOTAL INVT CORP II	200,000	$2.0B	0.12%
147	—NETFIN ACQUISITION CORP	200,000	$2.0B	0.12%
148	—SILVER SPIKE ACQUISITION COR	200,000	$2.0B	0.12%
149	—BOXWOOD MERGER CORP	200,000	$2.0B	0.12%
150	—LANDCADIA HLDGS II INC	200,000	$2.0B	0.12%
151	—AMPLITUDE HLTHCRE AQUSTIN CO	200,000	$2.0B	0.12%
152	NHSNEUBERGER BERMAN HGH YLD FD	155,686	$1.9B	0.12%
153	CLMCORNERSTONE STRATEGIC VALUE	170,780	$1.9B	0.11%
154	XGDVXGABELLI DIVD & INCOME TR	84,837	$1.9B	0.11%
155	—GORDON POINTE ACQUISITION CO	175,000	$1.9B	0.11%
156	—BLACKROCK MUNI N Y INTER DUR	114,805	$1.8B	0.11%
157	IHDVOYA EMERGING MKTS HIGH DIVI	207,959	$1.7B	0.10%
158	—CF FIN ACQUISITION CORP	150,000	$1.6B	0.10%
159	IFNINDIA FD INC	80,678	$1.6B	0.10%
160	—ORISUN ACQUISITION CORP	160,000	$1.6B	0.10%
161	—FINTECH ACQUISITION CORP III	150,000	$1.6B	0.10%
162	XFLTXAI OCTAGON FLOATNG RATE ALT	199,781	$1.6B	0.10%
163	RABROOKFIELD REAL ASSETS IN	75,103	$1.6B	0.10%
164	HERZHERZFELD CARIBBEAN BASIN FD	241,690	$1.6B	0.10%
165	—BLACKROCK NY MUNICIPAL BOND	105,008	$1.6B	0.10%
166	—MEGALITH FINL ACQUISITION CO	150,000	$1.6B	0.09%
167	—HANCOCK JOHN INV TRUSTTAX ADV GLB	220,355	$1.6B	0.09%
168	—REPLAY ACQUISITION CORP	150,000	$1.6B	0.09%
169	—VECTOIQ ACQUISITION CORP	149,999	$1.5B	0.09%
170	—UNION ACQUISITION CORP II	150,000	$1.5B	0.09%
171	—BLACKROCK MUNIHOLDNGS QLTY I	121,070	$1.5B	0.09%
172	—B RILEY PRINCIPAL MERGER COR	149,999	$1.5B	0.09%
173	VEAVANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF	33,904	$1.5B	0.09%
174	—NEW PROVIDENCE ACQUISITIN CO	135,000	$1.4B	0.08%
175	—CLEARBRIDGE ENERGY MIDSTRM O	162,879	$1.4B	0.08%
176	FPFFIRST TR INTER DUR PFD & IN	58,023	$1.4B	0.08%
177	TEITEMPLETON EMERG MKTS INCOME	146,398	$1.3B	0.08%
178	—TIBERIUS ACQUISITION CORP	125,000	$1.3B	0.08%
179	—HL ACQUISITIONS CORP	125,000	$1.3B	0.08%
180	—TENZING ACQUISITION CORP	125,000	$1.3B	0.08%
181	DTFDTF TAX-FREE INCOME INC	85,533	$1.3B	0.08%
182	—TOTTENHAM ACQUISITION I LTD	118,000	$1.2B	0.07%
183	XBGYXBLACKROCK ENHANCED INTL DIV	208,165	$1.2B	0.07%
184	—ALLIANZGI CONV INCOME FD II	219,032	$1.1B	0.07%
185	GBDCGOLUB CAP BDC INC	60,515	$1.1B	0.07%
186	—NUVEEN NEW YORK MUN VALUE FD	77,241	$1.1B	0.07%
187	—CHASERG TECHNLGY ACQUISITN C	99,997	$1.1B	0.07%
188	—INSURANCE ACQUISITION CORP	100,000	$1.1B	0.06%
189	—HAYMAKER ACQUISITION CORP II	100,000	$1.1B	0.06%
190	—LONGEVITY ACQUISITION CORP	100,000	$1.0B	0.06%
191	—LF CAP ACQUISITION CORP	100,000	$1.0B	0.06%
192	—EDTECHX HLDGS ACQUISITION CO	100,000	$1.0B	0.06%
193	—PROPTECH ACQUISITION CORPORA	100,000	$1.0B	0.06%
194	—ALLEGRO MERGER CORP	100,000	$1.0B	0.06%
195	—CIIG MERGER CORP	100,000	$1.0B	0.06%
196	—VOYA NAT RES EQUITY INCOME F	244,379	$1.0B	0.06%
197	—ACT II GLOBAL ACQUISITION CO	97,158	$983.0M	0.06%
198	—EATON VANCE NY MUNI INCOME T	73,096	$979.0M	0.06%
199	XLGIXLAZARD GLB TTL RET&INCM FD I	56,916	$942.0M	0.06%
200	—THUNDER BRDG ACQUISTION II L	75,000	$784.0M	0.05%

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