RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$1.2T
Holdings
129
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (129 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | XEMDXWESTERN ASSET EMRG MKT DEBT | 4,242,492 | $66.7B | 5.44% | |
| 2 | GLOCLOUGH GLOBAL OPPORTUNITIES | 4,627,392 | $52.0B | 4.25% | |
| 3 | USALIBERTY ALL STAR EQUITY FD | 8,046,069 | $48.7B | 3.97% | |
| 4 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 3,361,272 | $46.5B | 3.80% | |
| 5 | HIOWESTERN ASSET HIGH INCM OPP | 8,131,479 | $41.6B | 3.40% | |
| 6 | XEVVXEATON VANCE LTD DUR INCOME F | 2,865,202 | $40.3B | 3.29% | |
| 7 | BTZBLACKROCK CR ALLCTN INC TR | 2,886,482 | $39.4B | 3.21% | |
| 8 | HYTBLACKROCK CORPOR HI YLD FD I | 3,149,915 | $35.5B | 2.90% | |
| 9 | XJQCXNUVEEN CR STRATEGIES INCM FD | 3,825,264 | $32.4B | 2.64% | |
| 10 | ARCCARES CAP CORP | 1,675,309 | $27.5B | 2.24% | |
| 11 | NADNUVEEN QUALITY MUNCP INCOME | 1,939,024 | $27.5B | 2.24% | |
| 12 | XGLQXCLOUGH GLOBAL EQUITY FD | 1,975,785 | $26.3B | 2.15% | |
| 13 | —LEGG MASON BW GLB INC OPP FD | 1,892,504 | $25.4B | 2.08% | |
| 14 | —PRUDENTIAL GLB SHT DUR HG YL | 1,669,969 | $24.9B | 2.04% | |
| 15 | BRWTEMPLETON GLOBAL INCOME FD | 3,599,712 | $24.3B | 1.98% | |
| 16 | VVRINVESCO SR INCOME TR | 5,340,739 | $24.0B | 1.96% | |
| 17 | RABROOKFIELD REAL ASSETS INCOM | 1,002,538 | $23.9B | 1.95% | |
| 18 | —INVESCO DYNAMIC CR OPP FD | 1,956,419 | $23.4B | 1.91% | |
| 19 | EHIWESTERN ASSET GLB HI INCOME | 2,269,578 | $23.4B | 1.91% | |
| 20 | CLMCORNERSTONE STRATEGIC VALUE | 1,456,587 | $21.6B | 1.77% | |
| 21 | WIWWESTERN ASSET CLYM INFL OPP | 1,898,004 | $21.4B | 1.75% | |
| 22 | DSUBLACKROCK DEBT STRAT FD INC | 1,742,399 | $20.4B | 1.66% | |
| 23 | —VOYA PRIME RATE TR | 3,602,098 | $18.7B | 1.53% | |
| 24 | TEITEMPLETON EMERG MKTS INCOME | 1,594,718 | $18.4B | 1.50% | |
| 25 | —ALPINE TOTAL DYNAMIC DIVID F | 1,952,206 | $17.7B | 1.44% | |
| 26 | ADXADAMS DIVERSIFIED EQUITY FD | 965,586 | $14.8B | 1.21% | |
| 27 | RVTROYCE VALUE TR INC | 855,296 | $13.5B | 1.11% | |
| 28 | VWOVANGUARD INTL EQUITY INDEX F | 291,859 | $12.7B | 1.04% | |
| 29 | EDDMORGAN STANLEY EM MKTS DM DE | 1,585,652 | $12.7B | 1.04% | |
| 30 | HYIWESTERN ASSET HGH YLD DFNDFD | 814,688 | $12.7B | 1.03% | |
| 31 | ARDCARES DYNAMIC CR ALLOCATION F | 711,948 | $11.7B | 0.95% | |
| 32 | BGBBLACKSTONE GSO STRATEGIC CR | 718,841 | $11.5B | 0.94% | |
| 33 | NXDTNEXPOINT CR STRATEGIES FD | 476,440 | $11.0B | 0.90% | |
| 34 | BITBLACKROCK MULTI-SECTOR INC T | 582,363 | $10.9B | 0.89% | |
| 35 | PRFUSDPOWERSHARES ETF TRUST | 100,632 | $10.8B | 0.88% | |
| 36 | JLSNUVEEN MTG OPPORTUNITY TERM | 424,124 | $10.8B | 0.88% | |
| 37 | —MANAGED DURATION INVT GRD FU | 768,818 | $10.5B | 0.86% | |
| 38 | FUNDSPROTT FOCUS TR INC | 1,293,758 | $10.0B | 0.82% | |
| 39 | CEFCENTRAL FD CDA LTD | 713,165 | $9.3B | 0.76% | |
| 40 | TYTRI CONTL CORP | 359,663 | $9.2B | 0.75% | |
| 41 | —ALLIANZGI NFJ DIVID INT & PR | 644,996 | $8.6B | 0.70% | |
| 42 | GAMGENERAL AMERN INVS INC | 232,746 | $8.4B | 0.69% | |
| 43 | —DELAWARE ENHANCED GBL DIV & | 707,871 | $8.4B | 0.68% | |
| 44 | XWIAXWESTERN ASSET CLYM INFL SEC | 701,628 | $8.1B | 0.66% | |
| 45 | JGHNUVEEN GLOBAL HIGH INCOME FD | 456,712 | $8.0B | 0.65% | |
| 46 | AVKADVENT CLAYMORE CV SECS & IN | 490,383 | $8.0B | 0.65% | |
| 47 | —GARRISON CAP INC | 910,217 | $7.7B | 0.63% | |
| 48 | JMTNUVEEN MTG OPPTY TERM FD 2 | 310,077 | $7.6B | 0.62% | |
| 49 | RMTROYCE MICRO-CAP TR INC | 749,385 | $7.1B | 0.58% | |
| 50 | —DEUTSCHE HIGH INCOME OPPORT | 453,240 | $6.8B | 0.56% | |
| 51 | MCRMFS CHARTER INCOME TR | 785,348 | $6.8B | 0.56% | |
| 52 | EVFEATON VANCE SR INCOME TR | 1,022,508 | $6.8B | 0.55% | |
| 53 | —POWERSHARES ETF TR II | 307,565 | $6.6B | 0.53% | |
| 54 | MSDMORGAN STANLEY EMER MKTS DEB | 644,750 | $6.5B | 0.53% | |
| 55 | —VIRTUS TOTAL RETURN FUND INC | 493,104 | $6.4B | 0.52% | |
| 56 | NHSNEUBERGER BERMAN HGH YLD FD | 521,317 | $6.3B | 0.52% | |
| 57 | —ALLIANZGI EQUITY & CONV INCO | 296,535 | $6.1B | 0.50% | |
| 58 | MMTMFS MULTIMARKET INCOME TR | 981,244 | $6.1B | 0.50% | |
| 59 | XMUIXBLACKROCK MUNI INTER DR FD I | 431,622 | $6.1B | 0.50% | |
| 60 | —ANDINA ACQUISITION CORP II | 597,882 | $6.1B | 0.50% | |
| 61 | VLTINVESCO HIGH INCOME TR II | 378,024 | $5.7B | 0.47% | |
| 62 | VEAVANGUARD TAX MANAGED INTL FD | 126,277 | $5.5B | 0.45% | |
| 63 | —DEUTSCHE MULTI-MKT INCOME TR | 606,777 | $5.4B | 0.44% | |
| 64 | XEADXWELLS FARGO INCOME OPPORTUNI | 615,405 | $5.3B | 0.44% | |
| 65 | —SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.9B | 0.40% | |
| 66 | STEWBOULDER GROWTH & INCOME FD I | 470,330 | $4.8B | 0.39% | |
| 67 | AFBALLIANCEBERNSTEIN NATL MUNI | 340,090 | $4.7B | 0.39% | |
| 68 | XBOEXBLACKROCK ENHANCED GBL DIV T | 343,090 | $4.6B | 0.38% | |
| 69 | —NUVEEN INT DUR QUAL MUN TRM | 336,925 | $4.5B | 0.36% | |
| 70 | —PRUDENTIAL SHT DURATION HG Y | 286,738 | $4.4B | 0.36% | |
| 71 | —MORGAN STANLEY TRUSTS | 230,385 | $4.2B | 0.34% | |
| 72 | BLWBLACKROCK LTD DURATION INC T | 227,204 | $3.7B | 0.30% | |
| 73 | —PENSARE ACQUISITION CORP | 350,000 | $3.6B | 0.29% | |
| 74 | —GREAT ELM CAP CORP | 141,656 | $3.6B | 0.29% | |
| 75 | —ADVENT CLAY CONV SEC INC FD | 564,285 | $3.5B | 0.29% | |
| 76 | GDXVANECK VECTORS ETF TR | 135,594 | $3.1B | 0.26% | |
| 77 | —ADVENT CLAYMORE ENH GRW & IN | 343,920 | $3.0B | 0.24% | |
| 78 | —FIFTH STR ASSET MGMT INC | 726,266 | $2.8B | 0.23% | |
| 79 | —OHA INVT CORP | 2,209,405 | $2.8B | 0.23% | |
| 80 | —MODERN MEDIA ACQUISITION | 230,000 | $2.4B | 0.20% | |
| 81 | —KBL MERGER CORP IV | 230,000 | $2.3B | 0.19% | |
| 82 | —HENNESSY CAP ACQUSTON CORP I | 225,000 | $2.3B | 0.19% | |
| 83 | —LAZARD WORLD DIVID & INCOME | 197,489 | $2.2B | 0.18% | |
| 84 | NESRNATIONAL ENERGY SERVICES REU | 230,000 | $2.2B | 0.18% | |
| 85 | XLGIXLAZARD GLB TTL RET&INCM FD I | 129,941 | $2.2B | 0.18% | |
| 86 | —STELLAR ACQUISITION III INC | 200,000 | $2.0B | 0.17% | |
| 87 | —FORUM MERGER CORP | 200,000 | $1.9B | 0.16% | |
| 88 | GLVCLOUGH GLOBAL DIVND AND INC | 137,135 | $1.9B | 0.16% | |
| 89 | MCNMADISON CVRED CALL & EQ STR | 240,492 | $1.9B | 0.15% | |
| 90 | XSCDXLMP CAP & INCOME FD INC | 122,016 | $1.8B | 0.14% | |
| 91 | —OSPREY ENERGY ACQUISITION CO | 175,000 | $1.7B | 0.14% | |
| 92 | —MADISON STRTG SECTOR PREM FD | 138,335 | $1.6B | 0.13% | |
| 93 | —ATLANTIC ACQUISITION CORP | 150,000 | $1.5B | 0.13% | |
| 94 | —I AM CAP ACQUISITION CO | 150,000 | $1.5B | 0.13% | |
| 95 | —INDUSTREA ACQUISITION CORP | 150,000 | $1.5B | 0.12% | |
| 96 | SPESPECIAL OPPORTUNITIES FD INC | 93,949 | $1.5B | 0.12% | |
| 97 | ERCWELLS FARGO MULTI SECTOR INC | 110,653 | $1.5B | 0.12% | |
| 98 | —HUNTER MARITIME ACQUISITION | 150,002 | $1.5B | 0.12% | |
| 99 | —MATLIN & PARTNERS ACQUISITIO | 150,000 | $1.5B | 0.12% | |
| 100 | CGBDTCG BDC INC | 75,196 | $1.4B | 0.12% |
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