RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2020 Filing

Filed August 14, 2020

Portfolio Value

$1.8B

Holdings

264

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (264 positions)

#	Stock	Shares	Value	% Portfolio
101	FUNDSPROTT FOCUS TR INC	598,439	$3.5M	0.20%
102	BGTBLACKROCK FLOATING RATE INCO	312,073	$3.4M	0.19%
103	MVFBLACKROCK MUNIVEST FD INC	406,102	$3.4M	0.19%
104	XGLQXCLOUGH GLOBAL EQUITY FD	303,801	$3.2M	0.18%
105	NEANUVEEN FLTNG RTE INCM OPP FD	406,824	$3.2M	0.18%
106	—CC NEUBERGER PRINCIPAL HLDNG	300,000	$3.2M	0.18%
107	—PIMCO DYNAMIC CR INCOME FD	169,299	$3.1M	0.18%
108	SPESPECIAL OPPORTUNITIES FD INC	272,142	$3.1M	0.17%
109	—ANDINA ACQUISITION CORP III	294,410	$3.0M	0.17%
110	—SCHULTZE SPL PURP ACQUSTN CO	294,494	$3.0M	0.17%
111	MSDMORGAN STANLEY EMER MKTS DEB	352,744	$3.0M	0.17%
112	—TRINE ACQUISITION CORP	269,282	$3.0M	0.17%
113	EMOCLEARBRIDGE MLP AND MIDSTRM	1,089,286	$3.0M	0.17%
114	—ALUSSA ENERGY ACQUISITION CO	290,677	$2.9M	0.17%
115	—LIV CAP ACQUISITION CORP	284,062	$2.9M	0.17%
116	GNRUQGREENROSE ACQUISITION CORP	289,496	$2.9M	0.16%
117	—CF FIN ACQUISITION CORP	259,670	$2.8M	0.16%
118	—NEUBERGER BRMAN NY MUNI FD I	243,026	$2.8M	0.16%
119	NANNUVEEN NEW YORK QLT MUN INC	204,493	$2.8M	0.16%
120	—GREENVISION ACQUISITION CORP	265,942	$2.8M	0.16%
121	EVNEATON VANCE MUNI INCOME TRUS	217,138	$2.7M	0.15%
122	—DMY TECHNOLOGY GROUP INC	250,000	$2.6M	0.15%
123	—TUSCAN HOLDINGS CORP	245,968	$2.6M	0.15%
124	BGHBARINGS GLOBAL SHORT DURATIO	209,227	$2.6M	0.15%
125	—FIRST TR ENERGY INCOME & GRW	237,038	$2.6M	0.15%
126	—NOVUS CAP CORP	241,172	$2.5M	0.14%
127	—AGBA ACQUISITION LTD	250,000	$2.5M	0.14%
128	—NETFIN ACQUISITION CORP	195,721	$2.5M	0.14%
129	—GALILEO ACQUISITION CORP	235,000	$2.4M	0.14%
130	—8I ENTERPRISES ACQUISITION C	235,496	$2.4M	0.14%
131	KYNKAYNE ANDERSN MLP MIDS INVT	443,962	$2.3M	0.13%
132	—CHARDAN HEALTHCR ACQSTN 2 CO	222,500	$2.3M	0.13%
133	—FIDUCIARY CLAYMORE ENGRY INF	1,257,132	$2.3M	0.13%
134	—DELAWARE ENHANCED GBL DIV &	285,849	$2.3M	0.13%
135	—HENNESSY CAP ACQUSTION CORP	195,926	$2.3M	0.13%
136	—SOUTH MTN MERGER CORP	208,469	$2.2M	0.13%
137	BSLBLACKSTONE GSO FLTING RTE FU	170,817	$2.2M	0.12%
138	—GIGCAPITAL2 INC	200,000	$2.1M	0.12%
139	—CRESCENT ACQUISITION CORP	196,256	$2.1M	0.12%
140	—LEO HOLDINGS CORP	200,000	$2.1M	0.12%
141	—GX ACQUISITION CORP	200,000	$2.1M	0.12%
142	—SILVER SPIKE ACQUISITION COR	200,000	$2.1M	0.12%
143	PXHINVESCO EXCH TRADED FD TR II	118,753	$2.1M	0.12%
144	—OSPREY TECHNLGY AQUISTION CO	197,128	$2.0M	0.12%
145	RVTROYCE VALUE TR INC	161,805	$2.0M	0.12%
146	—CIIG MERGER CORP	197,305	$2.0M	0.11%
147	—LONGVIEW ACQUISITION CORP	200,000	$2.0M	0.11%
148	—SUSTAINABLE OPPORTNTS ACQ CO	200,000	$2.0M	0.11%
149	—GIGCAPITAL3 INC	200,000	$2.0M	0.11%
150	—LIVE OAK ACQUISITION CORP	200,000	$2.0M	0.11%
151	HYIWESTERN ASSET HIGH YIELD DEF	142,482	$2.0M	0.11%
152	—PIVOTAL INVT CORP II	192,495	$2.0M	0.11%
153	MMUWESTERN ASSET MANAGED MUNS F	164,437	$2.0M	0.11%
154	—AMPLITUDE HLTHCRE AQUSTIN CO	193,423	$2.0M	0.11%
155	—YUNHONG INTL	193,024	$1.9M	0.11%
156	—COLLECTIVE GROWTH CORP	200,000	$1.9M	0.11%
157	—NUVEEN NEW YORK MUN VALUE FD	136,597	$1.9M	0.11%
158	—FINTECH ACQUISITION CORP III	146,765	$1.8M	0.10%
159	—EAST STONE ACQUISITION CORP	165,000	$1.7M	0.10%
160	—CLEARBRIDGE ENERGY MIDSTRM O	688,223	$1.6M	0.09%
161	CPZCALAMOS LNG SHR EQT DYNAMIC	104,389	$1.6M	0.09%
162	—ORISUN ACQUISITION CORP	160,000	$1.6M	0.09%
163	VWOVANGUARD INTL EQUITY INDEX F	40,000	$1.6M	0.09%
164	—REPLAY ACQUISITION CORP	145,910	$1.6M	0.09%
165	—UNION ACQUISITION CORP II	150,000	$1.5M	0.09%
166	—NEWBORN ACQUISITION CORP	146,208	$1.5M	0.09%
167	—TPG SPECIALTY LENDING INC	1,500,000	$1.5M	0.09%
168	—INSURANCE ACQUISITION CORP	98,794	$1.5M	0.08%
169	—BLACKROCK MUNIHOLDINGS QUALI	119,163	$1.4M	0.08%
170	—NEW PROVIDENCE ACQUISITION	135,000	$1.4M	0.08%
171	—FLYING EAGLE ACQUISITION COR	120,000	$1.4M	0.08%
172	KTFDWS MUN INCOME TR	125,699	$1.4M	0.08%
173	EMOCLEARBRIDGE MLP AND MIDSTRM	408,236	$1.3M	0.07%
174	—EATON VANCE NEW YORK MUN INC	98,686	$1.2M	0.07%
175	MCIBARINGS CORPORATE INVS	90,537	$1.2M	0.07%
176	NMLNEUBERGER BERMAN MLP AND ENR	395,011	$1.2M	0.07%
177	—FORTRESS VALUE ACQUISITION C	108,200	$1.1M	0.06%
178	—LIFESCI ACQUISITION CORP	100,000	$1.1M	0.06%
179	—LF CAP ACQUISITION CORP	100,000	$1.1M	0.06%
180	—HAYMAKER ACQUISITION CORP II	96,904	$1.1M	0.06%
181	—LGL SYS ACQUISITION CORP	100,000	$1.0M	0.06%
182	—PROPTECH ACQUISITION CORP	96,602	$1.0M	0.06%
183	PCFHIGH INCOME SECS FD	133,764	$1.0M	0.06%
184	—EXPERIENCE INVT CORP	100,000	$1.0M	0.06%
185	—ROTH CH ACQUISITION I CO	100,000	$1.0M	0.06%
186	—OPES ACQUISITION CORP	244,677	$1.0M	0.06%
187	—NUVEEN CALIF MUNICPAL VALUE	68,414	$987K	0.06%
188	—FIRST TR SR FLOATING RATE 20	111,655	$922K	0.05%
189	—MOUNTAIN CREST ACQUISITION C	85,000	$853K	0.05%
190	—KENSINGTON CAP ACQUISITION C	80,000	$802K	0.05%
191	—THUNDER BRDG ACQUISTION II L	75,000	$788K	0.04%
192	—RMG ACQUISITION CORP	75,000	$786K	0.04%
193	—MONOCLE ACQUISITION CORP	73,609	$756K	0.04%
194	—STABLE RD ACQUISITION CORP	65,707	$673K	0.04%
195	—GRAF INDL CORP	294,385	$671K	0.04%
196	—BRILLIANT ACQUISITION CORP	60,000	$602K	0.03%
197	—APEX TECHNOLOGY ACQUISITION	50,000	$574K	0.03%
198	IHDVOYA EMERGING MKTS HIGH DIVI	91,903	$571K	0.03%
199	HERZHERZFELD CARIBBEAN BASIN FD	150,934	$558K	0.03%
200	XPMAXPIONEER MUN HIGH INCOME ADVA	52,157	$548K	0.03%

PreviousPage 2 of 3Next