RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2017 Filing

Filed August 14, 2017

Portfolio Value

$1.3B

Holdings

140

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (140 positions)

#	Stock	Shares	Value	% Portfolio
1	XEMDXWESTERN ASSET EMRG MKT DEBT	4,219,986	$65.7M	5.03%
2	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,776,010	$51.7M	3.96%
3	RABROOKFIELD REAL ASSETS INCOM	2,142,156	$49.7M	3.80%
4	GLOCLOUGH GLOBAL OPPORTUNITIES	4,344,939	$46.1M	3.52%
5	XEVVXEATON VANCE LTD DUR INCOME F	3,208,298	$45.2M	3.46%
6	HIOWESTERN ASSET HIGH INCM OPP	7,899,617	$40.1M	3.07%
7	BTZBLACKROCK CR ALLCTN INC TR	2,864,244	$38.5M	2.95%
8	HYTBLACKROCK CORPOR HI YLD FD I	3,169,057	$34.7M	2.66%
9	XJQCXNUVEEN CR STRATEGIES INCM FD	3,820,388	$32.9M	2.52%
10	ARCCARES CAP CORP	1,921,053	$31.5M	2.41%
11	USALIBERTY ALL STAR EQUITY FD	5,206,962	$29.5M	2.26%
12	NADNUVEEN QUALITY MUNCP INCOME	2,058,689	$28.9M	2.21%
13	—LEGG MASON BW GLB INC OPP FD	1,928,716	$25.5M	1.95%
14	BRWTEMPLETON GLOBAL INCOME FD	3,705,081	$24.9M	1.91%
15	—INVESCO DYNAMIC CR OPP FD	2,039,998	$24.5M	1.87%
16	—PRUDENTIAL GLB SHT DUR HG YL	1,622,642	$24.1M	1.85%
17	XGLQXCLOUGH GLOBAL EQUITY FD	1,893,279	$23.9M	1.83%
18	EHIWESTERN ASSET GLB HI INCOME	2,162,978	$21.8M	1.67%
19	DSUBLACKROCK DEBT STRAT FD INC	1,837,897	$21.2M	1.62%
20	WIWWESTERN ASSET CLYM INFL OPP	1,874,312	$20.7M	1.58%
21	VVRINVESCO SR INCOME TR	4,150,385	$18.9M	1.45%
22	RVTROYCE VALUE TR INC	1,292,289	$18.9M	1.44%
23	XBOEXBLACKROCK ENHANCED GBL DIV T	1,300,166	$17.2M	1.32%
24	AVKADVENT CLAYMORE CV SECS & IN	1,040,963	$16.8M	1.29%
25	TEITEMPLETON EMERG MKTS INCOME	1,409,308	$15.8M	1.21%
26	ADXADAMS DIVERSIFIED EQUITY FD	1,013,686	$14.5M	1.11%
27	BITBLACKROCK MULTI-SECTOR INC T	778,502	$14.1M	1.08%
28	—VOYA PRIME RATE TR	2,549,841	$13.7M	1.05%
29	EDDMORGAN STANLEY EM MKTS DM DE	1,652,807	$13.1M	1.00%
30	ARDCARES DYNAMIC CR ALLOCATION F	795,057	$13.0M	0.99%
31	HYIWESTERN ASSET HGH YLD DFNDFD	814,688	$12.4M	0.95%
32	BGBBLACKSTONE GSO STRATEGIC CR	773,372	$12.3M	0.94%
33	JLSNUVEEN MTG OPPORTUNITY TERM	478,974	$12.3M	0.94%
34	VWOVANGUARD INTL EQUITY INDEX F	291,859	$11.9M	0.91%
35	—ADVENT CLAYMORE ENH GRW & IN	1,286,024	$11.3M	0.86%
36	NXDTNEXPOINT CR STRATEGIES FD	514,095	$11.2M	0.86%
37	—ALPINE TOTAL DYNAMIC DIVID F	1,210,750	$10.5M	0.81%
38	PRFUSDPOWERSHARES ETF TRUST	100,632	$10.4M	0.80%
39	TYTRI CONTL CORP	423,202	$10.3M	0.79%
40	JGHNUVEEN GLOBAL HIGH INCOME FD	582,784	$9.8M	0.75%
41	—ALLIANZGI NFJ DIVID INT & PR	726,655	$9.5M	0.73%
42	FUNDSPROTT FOCUS TR INC	1,269,066	$9.4M	0.72%
43	—MANAGED DURATION INVT GRD FU	658,527	$9.1M	0.70%
44	GAMGENERAL AMERN INVS INC	261,955	$9.0M	0.69%
45	CEFCENTRAL FD CDA LTD	713,165	$8.8M	0.67%
46	XMUIXBLACKROCK MUNI INTER DR FD I	603,195	$8.5M	0.65%
47	STEWBOULDER GROWTH & INCOME FD I	871,929	$8.5M	0.65%
48	—DEUTSCHE HIGH INCOME OPPORT	567,923	$8.5M	0.65%
49	—ZWEIG FD	659,493	$8.1M	0.62%
50	JMTNUVEEN MTG OPPTY TERM FD 2	320,135	$7.9M	0.60%
51	—ADVENT CLAY CONV SEC INC FD	1,236,956	$7.7M	0.59%
52	BLWBLACKROCK LTD DURATION INC T	476,819	$7.5M	0.58%
53	—GARRISON CAP INC	873,045	$7.2M	0.55%
54	MCRMFS CHARTER INCOME TR	811,837	$7.0M	0.54%
55	—ALLIANZGI EQUITY & CONV INCO	340,810	$6.7M	0.52%
56	—DELAWARE ENHANCED GBL DIV &	583,340	$6.7M	0.51%
57	AFBALLIANCEBERNSTEIN NATL MUNI	485,104	$6.6M	0.51%
58	RMTROYCE MICRO-CAP TR INC	767,098	$6.6M	0.51%
59	EVFEATON VANCE SR INCOME TR	986,170	$6.6M	0.50%
60	MSDMORGAN STANLEY EMER MKTS DEB	652,520	$6.5M	0.49%
61	MMTMFS MULTIMARKET INCOME TR	1,035,979	$6.4M	0.49%
62	—BARINGTON HILCO ACQUISITION	622,740	$6.4M	0.49%
63	SWZSWISS HELVETIA FD INC	499,070	$6.3M	0.49%
64	—POWERSHARES ETF TR II	307,565	$6.1M	0.47%
65	NHSNEUBERGER BERMAN HGH YLD FD	512,883	$6.1M	0.47%
66	XWIAXWESTERN ASSET CLYM INFL SEC	511,801	$5.8M	0.44%
67	CGBDTCG BDC INC	315,143	$5.7M	0.43%
68	—DEUTSCHE MULTI-MKT INCOME TR	606,777	$5.3M	0.41%
69	XEADXWELLS FARGO INCOME OPPORTUNI	622,705	$5.3M	0.41%
70	VLTINVESCO HIGH INCOME TR II	355,355	$5.3M	0.41%
71	—NUVEEN INT DUR QUAL MUN TRM	406,390	$5.3M	0.40%
72	VEAVANGUARD TAX MANAGED INTL FD	126,277	$5.2M	0.40%
73	—PACIFIC SPL ACQUISITION CORP	487,131	$5.0M	0.38%
74	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.9M	0.37%
75	NVGNUVEEN AMT FREE MUN CR INC F	306,942	$4.7M	0.36%
76	XFEBFIRST TR ABERDEEN GLBL OPP F	399,086	$4.6M	0.36%
77	BCXBLACKROCK RES & COMM STRAT T	559,225	$4.5M	0.34%
78	—GREAT ELM CAP CORP	166,870	$4.2M	0.32%
79	—MORGAN STANLEY TRUSTS	230,385	$4.2M	0.32%
80	—ABERDEEN ASIA PACIFIC INCOM	770,653	$3.9M	0.29%
81	XSCDXLMP CAP & INCOME FD INC	269,021	$3.8M	0.29%
82	IGRCBRE CLARION GLOBAL REAL EST	492,901	$3.8M	0.29%
83	XEVGXEATON VANCE SH TM DR DIVR IN	267,675	$3.8M	0.29%
84	—FIFTH STR ASSET MGMT INC	726,266	$3.5M	0.27%
85	—ALLIANZGI DIVERS INC & CNV F	164,857	$3.5M	0.26%
86	XAWFXALLIANCEBERNSTEIN GBL HGH IN	262,115	$3.4M	0.26%
87	XLGIXLAZARD GLB TTL RET&INCM FD I	190,947	$3.1M	0.24%
88	JPCNUVEEN PFD INCOME OPPRTNY FD	290,354	$3.0M	0.23%
89	GDXVANECK VECTORS ETF TR	135,594	$3.0M	0.23%
90	FDDFIRST TR HIGH INCOME L/S FD	171,784	$3.0M	0.23%
91	—OHA INVT CORP	2,283,394	$2.9M	0.22%
92	GDOWESTERN ASSET GLOBAL CP DEFI	162,856	$2.9M	0.22%
93	SPESPECIAL OPPORTUNITIES FD INC	184,110	$2.8M	0.21%
94	—PACHOLDER HIGH YIELD FD INC	350,628	$2.8M	0.21%
95	ERCWELLS FARGO MULTI SECTOR INC	191,588	$2.6M	0.20%
96	EIMEATON VANCE MUN BD FD	196,503	$2.5M	0.19%
97	—CAPITALA FIN CORP	98,300	$2.5M	0.19%
98	—LAZARD WORLD DIVID & INCOME	221,974	$2.4M	0.19%
99	—MODERN MEDIA ACQUISITION	230,000	$2.4M	0.18%
100	—KBL MERGER CORP IV	230,000	$2.3M	0.18%

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