Regal Investment Advisors LLC Q3 2019 Filing

Filed November 15, 2019

Portfolio Value

$512.4M

Holdings

315

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (315 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	OEFISHARES TR	11,842	$1.6M	0.30%
102	IUSVISHARES TR	26,899	$1.6M	0.30%
103	—CBS CORP NEW	37,720	$1.5M	0.30%
104	DDDUPONT DE NEMOURS INC	21,190	$1.5M	0.29%
105	HDVISHARES TR	16,027	$1.5M	0.29%
106	AMJEURJPMORGAN CHASE & CO	64,463	$1.5M	0.29%
107	IWCISHARES TR	16,602	$1.5M	0.29%
108	AMLPUSDALPS ETF TR	159,681	$1.5M	0.28%
109	VXFVANGUARD INDEX FDS	12,524	$1.5M	0.28%
110	PNCPNC FINL SVCS GROUP INC	10,293	$1.4M	0.28%	Call
111	COPCONOCOPHILLIPS	25,014	$1.4M	0.28%
112	BIIBBIOGEN INC	6,049	$1.4M	0.27%
113	XLKSELECT SECTOR SPDR TR	17,435	$1.4M	0.27%
114	HYGISHARES TR	16,049	$1.4M	0.27%
115	JPMJPMORGAN CHASE & CO	11,713	$1.4M	0.27%
116	VSSVANGUARD INTL EQUITY INDEX F	13,303	$1.4M	0.26%
117	BACBANK AMER CORP	46,241	$1.3M	0.26%
118	AQLTISHARES TR	50,709	$1.3M	0.26%
119	SYYSYSCO CORP	16,609	$1.3M	0.26%
120	INVAINNOVIVA INC	124,452	$1.3M	0.26%
121	BOCTINNOVATOR ETFS TR	51,676	$1.3M	0.25%
122	QTECFIRST TR NASDAQ100 TECH INDE	14,520	$1.3M	0.25%
123	LEGLEGGETT & PLATT INC	29,824	$1.2M	0.24%
124	IVWISHARES TR	6,589	$1.2M	0.23%
125	IWMISHARES TR	7,800	$1.2M	0.23%
126	GNRSPDR INDEX SHS FDS	27,024	$1.2M	0.23%
127	VTIPVANGUARD MALVERN FDS	23,013	$1.1M	0.22%
128	VCITVANGUARD SCOTTSDALE FDS	11,894	$1.1M	0.21%
129	BABOEING CO	2,754	$1.0M	0.20%
130	PBPINVESCO EXCHANGE TRADED FD T	48,229	$1.0M	0.20%
131	DOWDOW INC	21,580	$1.0M	0.20%
132	TDIVFIRST TR EXCHANGE TRADED FD	25,585	$1.0M	0.20%
133	REMISHARES TR	23,842	$1.0M	0.20%
134	STLDSTEEL DYNAMICS INC	32,769	$977K	0.19%
135	S76STORE CAP CORP	25,921	$970K	0.19%
136	SHMSPDR SERIES TRUST	19,559	$958K	0.19%
137	FMUSDISHARES INC	33,161	$933K	0.18%
138	BNDXVANGUARD CHARLOTTE FDS	15,588	$917K	0.18%
139	FITBFIFTH THIRD BANCORP	32,775	$897K	0.18%
140	NVDANVIDIA CORP	5,145	$896K	0.17%
141	FXGFIRST TR EXCHANGE TRADED FD	18,464	$892K	0.17%
142	UUPINVESCO DB US DLR INDEX TR	32,683	$886K	0.17%
143	ETRENTERGY CORP NEW	7,500	$880K	0.17%
144	VMBSVANGUARD SCOTTSDALE FDS	16,351	$871K	0.17%
145	VPUVANGUARD WORLD FDS	6,045	$868K	0.17%
146	PEOEXELON CORP	17,628	$852K	0.17%
147	AQLTISHARES TR	8,023	$818K	0.16%
148	CSCOCISCO SYS INC	16,073	$794K	0.15%
149	NSUSDNUSTAR ENERGY LP	28,014	$793K	0.15%
150	SPYDSPDR SERIES TRUST	20,482	$778K	0.15%
151	ALTYGLOBAL X FDS	50,281	$752K	0.15%
152	ISHGISHARES TR	9,671	$751K	0.15%
153	FXOFIRST TR EXCHANGE TRADED FD	23,490	$747K	0.15%
154	SOSOUTHERN CO	12,097	$747K	0.15%
155	GEGENERAL ELECTRIC CO	82,519	$738K	0.14%
156	FXHFIRST TR EXCHANGE TRADED FD	9,767	$723K	0.14%
157	VBRVANGUARD INDEX FDS	5,484	$707K	0.14%
158	IYWISHARES TR	3,367	$688K	0.13%
159	DEMWISDOMTREE TR	16,468	$680K	0.13%
160	PGXINVESCO EXCHNG TRADED FD TR	44,981	$676K	0.13%
161	SPYGSPDR SERIES TRUST	17,215	$669K	0.13%
162	PGFINVESCO EXCHANGE TRADED FD T	35,219	$661K	0.13%
163	HDHOME DEPOT INC	2,842	$659K	0.13%
164	MRKMERCK & CO INC	7,809	$657K	0.13%
165	EFAISHARES TR	9,974	$650K	0.13%
166	GSKGLAXOSMITHKLINE PLC	14,890	$635K	0.12%
167	RSPUINVESCO EXCHANGE TRADED FD T	5,947	$634K	0.12%
168	OUSAGBPOSI ETF TR	18,192	$632K	0.12%
169	—EXCHANGE TRADED CONCEPTS TR	34,495	$614K	0.12%
170	LVLNSPDR SERIES TRUST	13,861	$612K	0.12%
171	HYMBSPDR SERIES TRUST	10,260	$609K	0.12%
172	NUENUCOR CORP	11,948	$608K	0.12%
173	VNQIVANGUARD INTL EQUITY INDEX F	10,302	$604K	0.12%
174	IVEISHARES TR	4,993	$595K	0.12%
175	LOWLOWES COS INC	5,371	$591K	0.12%
176	FXRFIRST TR EXCHANGE TRADED FD	14,101	$590K	0.12%
177	—DIREXION SHS ETF TR	15,186	$581K	0.11%
178	IBMINTERNATIONAL BUSINESS MACHS	3,948	$574K	0.11%
179	—HCP INC	15,985	$570K	0.11%
180	FFORD MTR CO DEL	62,242	$570K	0.11%
181	FDTFIRST TR EXCH TRD ALPHA FD I	10,785	$564K	0.11%
182	EMBISHARES TR	4,843	$549K	0.11%
183	IEMGISHARES INC	11,177	$548K	0.11%
184	MORTVANECK VECTORS ETF TR	23,269	$542K	0.11%
185	PCEFINVESCO EXCHNG TRADED FD TR	23,851	$539K	0.11%
186	GOOGLALPHABET INC	442	$539K	0.11%
187	IYRISHARES TR	5,566	$521K	0.10%
188	IJTISHARES TR	2,862	$511K	0.10%
189	TIPISHARES TR	4,386	$510K	0.10%
190	HYDVANECK VECTORS ETF TR	7,858	$506K	0.10%
191	UNHUNITEDHEALTH GROUP INC	2,301	$500K	0.10%
192	WW6WW INTL INC	13,100	$495K	0.10%
193	AMGNAMGEN INC	2,492	$482K	0.09%
194	NZFNUVEEN MUNICIPAL CREDIT INC	29,405	$477K	0.09%
195	NKENIKE INC	5,026	$472K	0.09%
196	FDLFIRST TR MORNINGSTAR DIV LEA	14,999	$466K	0.09%
197	KBWDINVESCO EXCHNG TRADED FD TR	22,071	$461K	0.09%
198	TWTRUSDTWITTER INC	11,130	$459K	0.09%
199	FXLFIRST TR EXCHANGE TRADED FD	7,003	$456K	0.09%
200	SNYSANOFI	9,643	$447K	0.09%

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