Regal Investment Advisors LLC Q1 2019 Filing

Filed May 9, 2019

Portfolio Value

$491.9M

Holdings

319

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (319 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	62,925	$17.9M	3.64%
2	LQDISHARES TR	99,471	$11.8M	2.41%
3	SPYSPDR S&P 500 ETF TR	39,568	$11.2M	2.27%	Put
4	PGPROCTER AND GAMBLE CO	86,358	$9.0M	1.83%	Call
5	VEAVANGUARD TAX MANAGED INTL	214,899	$8.8M	1.79%
6	JNJJOHNSON & JOHNSON	61,388	$8.6M	1.74%	Call
7	EMREMERSON ELEC CO	123,488	$8.5M	1.72%	Call
8	PFFISHARES TR	226,532	$8.3M	1.68%
9	MSFTMICROSOFT CORP	69,444	$8.2M	1.66%	Call
10	ABBVABBVIE INC	95,820	$7.7M	1.57%	Call
11	TAT&T INC	244,010	$7.7M	1.56%	Call
12	EDCONSOLIDATED EDISON INC	86,875	$7.4M	1.50%	Call
13	VIGVANGUARD GROUP	65,432	$7.2M	1.46%	Call
14	EEMISHARES TR	158,029	$6.8M	1.38%	Call
15	AAPLAPPLE INC	34,932	$6.6M	1.35%
16	VUGVANGUARD INDEX FDS	40,187	$6.3M	1.28%
17	SCHDSCHWAB STRATEGIC TR	119,453	$6.2M	1.27%
18	AEPAMERICAN ELEC PWR CO INC	70,383	$5.9M	1.20%	Call
19	IJRISHARES TR	73,085	$5.6M	1.15%
20	BSVVANGUARD BD INDEX FD INC	66,717	$5.3M	1.08%
21	VWOVANGUARD INTL EQUITY INDEX	122,222	$5.2M	1.06%
22	VTVVANGUARD INDEX FDS	48,129	$5.2M	1.05%
23	MCDMCDONALDS CORP	25,861	$4.9M	1.00%	Call
24	IWFISHARES TR	31,935	$4.8M	0.98%
25	VNQVANGUARD INDEX FDS	54,544	$4.7M	0.96%
26	PFEPFIZER INC	102,038	$4.3M	0.88%	Call
27	DUKDUKE ENERGY CORP NEW	47,974	$4.3M	0.88%	Call
28	DISDISNEY WALT CO	36,339	$4.0M	0.82%
29	FTAFIRST TR LRG CP VL ALPHADE	72,534	$3.7M	0.76%
30	DOWDOWDUPONT INC	69,750	$3.7M	0.76%	Call
31	FDNFIRST TR EXCHANGE TRADED F	26,391	$3.7M	0.75%
32	MDTMEDTRONIC PLC	40,118	$3.7M	0.74%	Call
33	INTCINTEL CORP	68,007	$3.7M	0.74%
34	FLOTISHARES TR	70,774	$3.6M	0.73%
35	LZBLA Z BOY INC	107,751	$3.6M	0.72%
36	FPFFIRST TR EXCH TRADED FD II	60,761	$3.6M	0.72%
37	SPYGSPDR SERIES TRUST	95,486	$3.6M	0.72%
38	CVXCHEVRON CORP NEW	28,816	$3.5M	0.72%	Call
39	RFDIFIRST TR EXCH TRADED FD II	60,999	$3.4M	0.70%
40	IJHISHARES TR	18,055	$3.4M	0.70%
41	MUBISHARES TR	30,190	$3.4M	0.68%
42	RFEMFIRST TR EXCH TRADED FD II	53,363	$3.3M	0.68%
43	XOMEXXON MOBIL CORP	41,143	$3.3M	0.68%	Call
44	AMZNAMAZON COM INC	1,758	$3.1M	0.64%
45	FYXFIRST TR SML CP CORE ALPHA	49,425	$3.0M	0.62%
46	MOALTRIA GROUP INC	52,263	$3.0M	0.61%	Call
47	KOCOCA COLA CO	61,418	$2.9M	0.59%	Call
48	FAIFIRST TR EXCHANGE TRADED F	94,038	$2.8M	0.57%
49	CLXCLOROX CO DEL	17,479	$2.8M	0.57%	Call
50	AZOAUTOZONE INC	2,685	$2.8M	0.56%
51	VOTVANGUARD INDEX FDS	18,947	$2.7M	0.55%
52	AGGISHARES TR	23,451	$2.6M	0.52%
53	VOEVANGUARD INDEX FDS	23,592	$2.5M	0.52%
54	GISGENERAL MLS INC	49,141	$2.5M	0.52%
55	—FIRST TR EXCH TRADED FD II	48,917	$2.5M	0.51%
56	METAFACEBOOK INC	14,758	$2.5M	0.50%
57	ADPAUTOMATIC DATA PROCESSING	15,007	$2.4M	0.49%	Call
58	UTXZUNITED TECHNOLOGIES CORP	18,525	$2.4M	0.49%
59	CATCATERPILLAR INC DEL	17,575	$2.4M	0.48%
60	CRMSALESFORCE COM INC	14,983	$2.4M	0.48%
61	AFLAFLAC INC	45,979	$2.3M	0.47%	Call
62	VBVANGUARD INDEX FDS	14,764	$2.3M	0.46%
63	MCHPMICROCHIP TECHNOLOGY INC	27,191	$2.3M	0.46%
64	STTSPDR SERIES TRUST	62,543	$2.3M	0.46%
65	VOVANGUARD INDEX FDS	13,934	$2.2M	0.46%
66	ORCLORACLE CORP	41,592	$2.2M	0.45%
67	RLYSSGA ACTIVE ETF TR	87,191	$2.2M	0.45%
68	GQ9SPDR GOLD TRUST	17,815	$2.2M	0.44%
69	—HFF INC	45,251	$2.2M	0.44%
70	WMTWALMART INC	22,103	$2.2M	0.44%	Call
71	BLKCHFBLACKROCK INC	5,034	$2.2M	0.44%
72	NDQINVESCO QQQ TR	11,930	$2.1M	0.44%
73	AQLTISHARES TR	35,258	$2.1M	0.44%
74	MMM3M CO	10,303	$2.1M	0.44%	Call
75	EFXEQUIFAX INC	18,020	$2.1M	0.43%
76	AMATAPPLIED MATLS INC	52,702	$2.1M	0.42%
77	VTIVANGUARD INDEX FDS	14,182	$2.1M	0.42%
78	WMWASTE MGMT INC DEL	19,707	$2.0M	0.42%
79	TLTISHARES TR	16,127	$2.0M	0.41%	Call
80	GWREGUIDEWIRE SOFTWARE INC	20,978	$2.0M	0.41%
81	USMVISHARES TR	34,516	$2.0M	0.41%
82	UTHUNITED THERAPEUTICS CORP D	17,200	$2.0M	0.41%
83	BLKBBLACKBAUD INC	25,265	$2.0M	0.41%
84	BACVERIZON COMMUNICATIONS INC	33,660	$2.0M	0.40%	Call
85	NOCNORTHROP GRUMMAN CORP	7,122	$1.9M	0.39%
86	VWOBVANGUARD WHITEHALL FDS INC	23,802	$1.9M	0.38%
87	BKBANK NEW YORK MELLON CORP	36,193	$1.8M	0.37%
88	CINFCINCINNATI FINL CORP	21,721	$1.8M	0.37%	Call
89	SCHWTHE CHARLES SCHWAB CORPORA	41,304	$1.8M	0.36%
90	INVAINNOVIVA INC	124,458	$1.7M	0.35%
91	XLVSELECT SECTOR SPDR TR	19,001	$1.7M	0.35%
92	IDIINTERDIGITAL INC	26,306	$1.7M	0.35%
93	COPCONOCOPHILLIPS	25,894	$1.7M	0.35%
94	CAHCARDINAL HEALTH INC	35,792	$1.7M	0.35%
95	COHREURCOHERENT INC	12,119	$1.7M	0.35%
96	PEPPEPSICO INC	13,628	$1.7M	0.34%	Call
97	HYMBSPDR SERIES TRUST	28,811	$1.7M	0.34%
98	COSTCOSTCO WHSL CORP NEW	6,773	$1.6M	0.33%
99	DYHTARGET CORP	20,373	$1.6M	0.33%
100	HDVISHARES TR	17,399	$1.6M	0.33%

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