RATIONAL ADVISORS, INC. Q4 2022 Filing
Filed February 7, 2023
Portfolio Value
$1.2B
Holdings
243
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (243 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPABSPDR SERIES TRUST | 4,796,257 | $120.5M | 9.99% | |
| 2 | BNDVANGUARD BD INDEX FD INC | 1,677,095 | $120.5M | 9.98% | |
| 3 | AGGISHARES | 1,241,279 | $120.4M | 9.98% | |
| 4 | AMLPALPS ETF TR | 2,010,226 | $76.5M | 6.34% | |
| 5 | XLUSELECT SECTOR SPDR TR | 1,031,357 | $72.7M | 6.03% | |
| 6 | NDQINVESCO QQQ TR | 266,967 | $71.1M | 5.89% | |
| 7 | VIGVANGUARD SPECIALIZED PORTFOL | 422,125 | $64.1M | 5.31% | |
| 8 | NTSXWISDOMTREE TR | 1,743,259 | $56.6M | 4.69% | |
| 9 | JEPIJ P MORGAN EXCHANGE-TRADED F | 944,649 | $51.5M | 4.27% | |
| 10 | SCHHSCHWAB STRATEGIC TR | 2,295,446 | $44.3M | 3.67% | |
| 11 | PFFDGLOBAL X FDS | 1,964,596 | $38.1M | 3.15% | |
| 12 | BABINVESCO EXCHNG TRADED FD TR | 1,286,914 | $33.1M | 2.74% | |
| 13 | IVVISHARES TR | 75,176 | $28.9M | 2.39% | |
| 14 | FBNDFIDELITY MERRIMACK STR TR | 588,698 | $26.5M | 2.20% | |
| 15 | SCHXSCHWAB STRATEGIC TR | 543,058 | $24.5M | 2.03% | |
| 16 | VOOVANGUARD INDEX FDS | 68,455 | $24.1M | 1.99% | |
| 17 | SHYISHARES TR | 248,253 | $20.2M | 1.67% | |
| 18 | USHYISHARES TR | 565,878 | $19.5M | 1.62% | |
| 19 | AQLTISHARES TR | 250,079 | $15.4M | 1.28% | |
| 20 | VMBSVANGUARD SCOTTSDALE FDS | 289,782 | $13.2M | 1.09% | |
| 21 | IEFISHARES TR | 113,129 | $10.8M | 0.90% | |
| 22 | VCITVANGUARD SCOTTSDALE FDS | 84,427 | $6.5M | 0.54% | |
| 23 | BXBLACKSTONE GROUP INC | 71,600 | $5.3M | 0.44% | |
| 24 | —NISOURCE INC | 49,300 | $5.1M | 0.43% | |
| 25 | WFC 7.5 PERP LWELLS FARGO CO NEW | 4,183 | $5.0M | 0.41% | |
| 26 | DHR 5 04/15/23 BDANAHER CORPORATION | 3,645 | $4.9M | 0.41% | |
| 27 | BAC 7.25 PERP LBANK AMER CORP | 4,248 | $4.9M | 0.41% | |
| 28 | BSX 5.5 06/01/23 ABOSTON SCIENTIFIC CORP | 42,135 | $4.8M | 0.40% | |
| 29 | BDX 6 06/01/23 BBECTON DICKINSON & CO | 90,000 | $4.5M | 0.37% | |
| 30 | NEE 6.219 09/01/23NEXTERA ENERGY INC | 85,000 | $4.3M | 0.36% | |
| 31 | KKRKKR & CO INC | 90,000 | $4.2M | 0.35% | |
| 32 | MSFTMICROSOFT CORP | 17,114 | $4.1M | 0.34% | |
| 33 | K6BKBR INC | 62,803 | $3.3M | 0.27% | |
| 34 | COSTCOSTCO WHSL CORP NEW | 6,791 | $3.1M | 0.26% | |
| 35 | AAPLAPPLE INC | 22,689 | $2.9M | 0.24% | |
| 36 | GOOGLALPHABET INC | 31,836 | $2.8M | 0.23% | |
| 37 | SCHVSCHWAB STRATEGIC TR | 41,814 | $2.8M | 0.23% | |
| 38 | IWDISHARES TR | 17,423 | $2.6M | 0.22% | |
| 39 | XOMEXXON MOBIL CORP | 23,954 | $2.6M | 0.22% | |
| 40 | SPYVSPDR SER TR | 66,810 | $2.6M | 0.22% | |
| 41 | IVEISHARES TR | 17,395 | $2.5M | 0.21% | |
| 42 | PXDEURPIONEER NAT RES CO | 11,000 | $2.5M | 0.21% | |
| 43 | AMZNAMAZON COM INC | 29,882 | $2.5M | 0.21% | |
| 44 | VVISA INC | 11,155 | $2.3M | 0.19% | |
| 45 | LULULULULEMON ATHLETICA INC | 7,200 | $2.3M | 0.19% | |
| 46 | TMOTHERMO FISHER SCIENTIFIC INC | 4,020 | $2.2M | 0.18% | |
| 47 | MAMASTERCARD INC | 6,193 | $2.2M | 0.18% | |
| 48 | UNHUNITEDHEALTH GROUP INC | 3,769 | $2.0M | 0.17% | |
| 49 | MRKMERCK & CO INC | 17,518 | $1.9M | 0.16% | |
| 50 | NKENIKE INC | 16,439 | $1.9M | 0.16% | |
| 51 | ADMARCHER DANIELS MIDLAND CO | 20,115 | $1.9M | 0.15% | |
| 52 | ABBVABBVIE INC | 11,535 | $1.9M | 0.15% | |
| 53 | HSYHERSHEY CO | 7,552 | $1.7M | 0.14% | |
| 54 | KOCOCA COLA CO | 26,877 | $1.7M | 0.14% | |
| 55 | JNJJOHNSON & JOHNSON | 9,542 | $1.7M | 0.14% | |
| 56 | KKR 6 09/15/23 CKKR & CO INC | 28,900 | $1.7M | 0.14% | |
| 57 | ELLAUDER ESTEE COS INC | 6,300 | $1.6M | 0.13% | |
| 58 | BRK/BBERKSHIRE HATHAWAY INC DEL | 4,807 | $1.5M | 0.12% | |
| 59 | METAFACEBOOK INC | 11,798 | $1.4M | 0.12% | |
| 60 | TRVTRAVELERS COMPANIES INC | 7,471 | $1.4M | 0.12% | |
| 61 | CSCOCISCO SYS INC | 28,875 | $1.4M | 0.11% | |
| 62 | RHRH | 5,050 | $1.3M | 0.11% | |
| 63 | HDHOME DEPOT INC | 4,245 | $1.3M | 0.11% | |
| 64 | OHIOMEGA HEALTHCARE INVS INC | 46,934 | $1.3M | 0.11% | |
| 65 | NEE 5.279 03/01/23NEXTERA ENERGY INC | 25,118 | $1.3M | 0.11% | |
| 66 | METMETLIFE INC | 17,089 | $1.2M | 0.10% | |
| 67 | —BUNGE LIMITED | 12,182 | $1.2M | 0.10% | |
| 68 | NDAQNASDAQ INC | 19,737 | $1.2M | 0.10% | |
| 69 | CBCHUBB LIMITED | 5,368 | $1.2M | 0.10% | |
| 70 | CVXCHEVRON CORP NEW | 6,589 | $1.2M | 0.10% | |
| 71 | MCKMCKESSON CORP | 2,877 | $1.1M | 0.09% | |
| 72 | IRMIRON MTN INC NEW | 20,675 | $1.0M | 0.09% | |
| 73 | WMTWAL-MART STORES INC | 7,011 | $994K | 0.08% | |
| 74 | ORCLORACLE CORP | 11,675 | $955K | 0.08% | |
| 75 | CATCATERPILLAR INC DEL | 3,963 | $949K | 0.08% | |
| 76 | ABGAMERISOURCEBERGEN CORP | 5,409 | $896K | 0.07% | |
| 77 | RTXRAYTHEON TECHNOLOGIES CORP | 8,724 | $880K | 0.07% | |
| 78 | COPCONOCOPHILLIPS | 7,384 | $872K | 0.07% | |
| 79 | RACEFERRARI N V | 3,600 | $771K | 0.06% | |
| 80 | LLYLILLY ELI & CO | 2,085 | $763K | 0.06% | |
| 81 | WMWASTE MGMT INC DEL | 4,835 | $759K | 0.06% | |
| 82 | PGPROCTER & GAMBLE CO | 4,759 | $721K | 0.06% | |
| 83 | NOCNORTHROP GRUMMAN CORP | 1,310 | $715K | 0.06% | |
| 84 | SPOTSPOTIFY TECHNOLOGY S A | 9,000 | $711K | 0.06% | |
| 85 | GDGENERAL DYNAMICS CORP | 2,834 | $703K | 0.06% | |
| 86 | SRESEMPRA ENERGY | 4,545 | $702K | 0.06% | |
| 87 | DECKDECKERS OUTDOOR CORP | 1,750 | $699K | 0.06% | |
| 88 | DPZDOMINOS PIZZA INC | 2,000 | $693K | 0.06% | |
| 89 | MLB1MERCADOLIBRE INC | 810 | $685K | 0.06% | |
| 90 | PEOEXELON CORP | 15,096 | $653K | 0.05% | |
| 91 | AGREURAVANGRID INC | 14,826 | $637K | 0.05% | |
| 92 | RSGREPUBLIC SVCS INC | 4,930 | $636K | 0.05% | |
| 93 | PYPLPAYPAL HLDGS INC | 8,572 | $611K | 0.05% | |
| 94 | FASTFASTENAL CO | 12,783 | $605K | 0.05% | |
| 95 | JPMJPMORGAN CHASE & CO | 4,514 | $605K | 0.05% | |
| 96 | NRANRG ENERGY INC | 17,933 | $571K | 0.05% | |
| 97 | BUDANHEUSER BUSCH INBEV SA/NV | 8,001 | $480K | 0.04% | |
| 98 | LINLINDE PLC | 1,448 | $473K | 0.04% | |
| 99 | BACBANK AMER CORP | 13,732 | $454K | 0.04% | |
| 100 | MRO*MARATHON OIL CORP | 14,752 | $399K | 0.03% |
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