RATIONAL ADVISORS, INC. Q4 2020 Filing
Filed February 5, 2021
Portfolio Value
$372.7M
Holdings
204
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (204 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPABSPDR SER TR | 598,696 | $18.4M | 4.95% | |
| 2 | SCHZSCHWAB STRATEGIC TR | 328,749 | $18.4M | 4.94% | |
| 3 | BNDVANGUARD BD INDEX FDS | 208,772 | $18.4M | 4.94% | |
| 4 | IVVISHARES TR | 45,622 | $17.1M | 4.59% | |
| 5 | HTRBHARTFORD FDS EXCHANGE TRADED | 316,039 | $13.2M | 3.54% | |
| 6 | MBBISHARES TR | 119,612 | $13.2M | 3.53% | |
| 7 | AQLTISHARES TR | 183,581 | $12.7M | 3.40% | |
| 8 | QYLDGLOBAL X FDS | 549,644 | $12.5M | 3.36% | |
| 9 | NDQINVESCO QQQ TR | 39,680 | $12.4M | 3.34% | |
| 10 | HYLBDBX ETF TR | 213,109 | $10.7M | 2.86% | |
| 11 | IEMGISHARES INC | 163,803 | $10.2M | 2.73% | |
| 12 | VCITVANGUARD SCOTTSDALE FDS | 94,925 | $9.2M | 2.47% | |
| 13 | PFFDGLOBAL X FDS | 307,156 | $7.9M | 2.13% | |
| 14 | MAMASTERCARD INCORPORATED | 16,408 | $5.9M | 1.57% | |
| 15 | BABINVESCO EXCH TRADED FD TR II | 162,041 | $5.4M | 1.46% | |
| 16 | AMZNAMAZON COM INC | 1,651 | $5.4M | 1.44% | |
| 17 | AAPLAPPLE INC | 39,537 | $5.2M | 1.41% | |
| 18 | VVISA INC | 20,998 | $4.6M | 1.23% | |
| 19 | VTIVANGUARD INDEX FDS | 21,255 | $4.1M | 1.11% | |
| 20 | MSFTMICROSOFT CORP | 18,530 | $4.1M | 1.11% | |
| 21 | ITOTISHARES TR | 47,624 | $4.1M | 1.10% | |
| 22 | VOOVANGUARD INDEX FDS | 11,901 | $4.1M | 1.10% | |
| 23 | NKENIKE INC | 22,839 | $3.2M | 0.87% | |
| 24 | MLB1MERCADOLIBRE INC | 1,763 | $3.0M | 0.79% | |
| 25 | BAC 7.25 PERP LBANK AMER CORP | 1,858 | $2.8M | 0.76% | |
| 26 | COSTCOSTCO WHSL CORP NEW | 7,221 | $2.7M | 0.73% | |
| 27 | SWK 5.25 11/15/22STANLEY BLACK & DECKER INC | 23,305 | $2.6M | 0.70% | |
| 28 | PFEPFIZER INC | 69,455 | $2.6M | 0.69% | |
| 29 | FUTYFIDELITY COVINGTON TRUST | 62,846 | $2.5M | 0.68% | |
| 30 | JNJJOHNSON & JOHNSON | 16,040 | $2.5M | 0.68% | |
| 31 | WFC 7.5 PERP LWELLS FARGO CO NEW | 1,628 | $2.5M | 0.66% | |
| 32 | RHRH | 5,500 | $2.5M | 0.66% | |
| 33 | CRMSALESFORCE COM INC | 10,500 | $2.3M | 0.63% | |
| 34 | BSX 5.5 06/01/23 ABOSTON SCIENTIFIC CORP | 20,565 | $2.2M | 0.60% | |
| 35 | CMGCHIPOTLE MEXICAN GRILL INC | 1,600 | $2.2M | 0.60% | |
| 36 | GOOGLALPHABET INC | 1,250 | $2.2M | 0.59% | |
| 37 | LULULULULEMON ATHLETICA INC | 6,261 | $2.2M | 0.58% | |
| 38 | —DOMINION ENERGY INC | 21,636 | $2.2M | 0.58% | |
| 39 | JPMJPMORGAN CHASE & CO | 16,447 | $2.1M | 0.56% | |
| 40 | NEE 4.872 09/01/22NEXTERA ENERGY INC | 34,713 | $2.1M | 0.55% | |
| 41 | VIGVANGUARD SPECIALIZED FUNDS | 14,433 | $2.0M | 0.55% | |
| 42 | GSGOLDMAN SACHS GROUP INC | 7,657 | $2.0M | 0.54% | |
| 43 | XYZSQUARE INC | 9,128 | $2.0M | 0.53% | |
| 44 | BACVERIZON COMMUNICATIONS INC | 31,107 | $1.8M | 0.49% | |
| 45 | CMCSACOMCAST CORP NEW | 33,674 | $1.8M | 0.47% | |
| 46 | NTSXWISDOMTREE TR | 47,559 | $1.7M | 0.47% | |
| 47 | DYHTARGET CORP | 9,000 | $1.6M | 0.43% | |
| 48 | SBUXSTARBUCKS CORP | 14,481 | $1.5M | 0.42% | |
| 49 | DEDEERE & CO | 5,696 | $1.5M | 0.41% | |
| 50 | PGPROCTER & GAMBLE CO | 10,352 | $1.4M | 0.39% | |
| 51 | —SOUTHERN CO | 27,233 | $1.4M | 0.38% | |
| 52 | SPOTSPOTIFY TECHNOLOGY S A | 4,438 | $1.4M | 0.37% | |
| 53 | ROKUROKU INC | 4,166 | $1.4M | 0.37% | |
| 54 | QCOMQUALCOMM INC | 9,023 | $1.4M | 0.37% | |
| 55 | ZMZOOM VIDEO COMMUNICATIONS IN | 4,045 | $1.4M | 0.37% | |
| 56 | DWDMORGAN STANLEY | 19,680 | $1.3M | 0.36% | |
| 57 | SHOPSHOPIFY INC | 1,187 | $1.3M | 0.36% | |
| 58 | FDXFEDEX CORP | 5,159 | $1.3M | 0.36% | |
| 59 | CMICUMMINS INC | 5,845 | $1.3M | 0.36% | |
| 60 | CATCATERPILLAR INC DEL | 7,273 | $1.3M | 0.36% | |
| 61 | SHWSHERWIN WILLIAMS CO | 1,800 | $1.3M | 0.35% | |
| 62 | BLKCHFBLACKROCK INC | 1,832 | $1.3M | 0.35% | |
| 63 | CRWDCROWDSTRIKE HLDGS INC | 6,200 | $1.3M | 0.35% | |
| 64 | SEDGSOLAREDGE TECHNOLOGIES INC | 4,100 | $1.3M | 0.35% | |
| 65 | PTONPELOTON INTERACTIVE INC | 8,570 | $1.3M | 0.35% | |
| 66 | PYPLPAYPAL HLDGS INC | 5,545 | $1.3M | 0.35% | |
| 67 | —DTE ENERGY CO | 26,900 | $1.3M | 0.35% | |
| 68 | MASMASCO CORP | 23,566 | $1.3M | 0.35% | |
| 69 | NOWSERVICENOW INC | 2,350 | $1.3M | 0.35% | |
| 70 | RNGRINGCENTRAL INC | 3,400 | $1.3M | 0.35% | |
| 71 | DOCUDOCUSIGN INC | 5,790 | $1.3M | 0.35% | |
| 72 | NEE 5.279 03/01/23NEXTERA ENERGY INC | 25,118 | $1.3M | 0.34% | |
| 73 | NFLXNETFLIX INC | 2,325 | $1.3M | 0.34% | |
| 74 | AG8AGILENT TECHNOLOGIES INC | 10,509 | $1.2M | 0.33% | |
| 75 | LOWLOWES COS INC | 7,693 | $1.2M | 0.33% | |
| 76 | DISDISNEY WALT CO | 6,804 | $1.2M | 0.33% | |
| 77 | SHAKSHAKE SHACK INC | 14,500 | $1.2M | 0.33% | |
| 78 | SOSOUTHERN CO | 19,963 | $1.2M | 0.33% | |
| 79 | —DANAHER CORPORATION | 805 | $1.2M | 0.33% | |
| 80 | USBUS BANCORP DEL | 25,231 | $1.2M | 0.32% | |
| 81 | CBRECBRE GROUP INC | 18,500 | $1.2M | 0.31% | |
| 82 | MKTXMARKETAXESS HLDGS INC | 2,014 | $1.1M | 0.31% | |
| 83 | ABBVABBVIE INC | 10,575 | $1.1M | 0.30% | |
| 84 | RKTROCKET COS INC | 56,000 | $1.1M | 0.30% | |
| 85 | SRESEMPRA ENERGY | 8,704 | $1.1M | 0.30% | |
| 86 | MRKMERCK & CO. INC | 13,534 | $1.1M | 0.30% | |
| 87 | BANDBANDWIDTH INC | 7,190 | $1.1M | 0.30% | |
| 88 | CECELANESE CORP DEL | 8,447 | $1.1M | 0.29% | |
| 89 | ORCLORACLE CORP | 16,368 | $1.1M | 0.28% | |
| 90 | BACBANK OF AMERICA CORPORATION | 34,894 | $1.1M | 0.28% | |
| 91 | FITBFIFTH THIRD BANCORP | 38,373 | $1.1M | 0.28% | |
| 92 | UNHUNITEDHEALTH GROUP INC | 3,000 | $1.1M | 0.28% | |
| 93 | TDOCTELADOC HEALTH INC | 5,250 | $1.1M | 0.28% | |
| 94 | ICEINTERCONTINENTAL EXCHANGE IN | 9,020 | $1.0M | 0.28% | |
| 95 | HZNPHORIZON THERAPEUTICS PUB L | 14,133 | $1.0M | 0.28% | |
| 96 | CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 12,591 | $1.0M | 0.28% | |
| 97 | CVXCHEVRON CORP NEW | 12,185 | $1.0M | 0.28% | |
| 98 | BBYBEST BUY INC | 10,285 | $1.0M | 0.28% | |
| 99 | LUVSOUTHWEST AIRLS CO | 22,000 | $1.0M | 0.27% | |
| 100 | MOALTRIA GROUP INC | 24,101 | $988K | 0.27% |
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