RATIONAL ADVISORS, INC. Q1 2021 Filing

Filed May 10, 2021

Portfolio Value

$541.2M

Holdings

174

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (174 positions)

#StockSharesValue% PortfolioType
1
SCHZSCHWAB STRATEGIC TR
663,137$35.8M6.61%
2
AGGISHARES TR
314,283$35.8M6.61%
3
BNDVANGUARD BD INDEX FDS
422,159$35.8M6.61%
4
QYLDGLOBAL X FDS
1,154,239$26.1M4.81%
5
HYLBDBX ETF TR
519,862$26.0M4.80%
6
HTRBHARTFORD FDS EXCHANGE TRADED
635,359$25.6M4.72%
7
IVVISHARES TR
59,546$23.7M4.38%
8
NDQINVESCO QQQ TR
74,080$23.6M4.37%
9
PFFDGLOBAL X FDS
753,116$19.2M3.55%
10
VCITVANGUARD SCOTTSDALE FDS
181,258$16.9M3.12%
11
AQLTISHARES TR
159,617$11.5M2.13%
12
MLPAGLOBAL X FDS
342,275$11.3M2.09%
13
BABINVESCO EXCH TRADED FD TR II
319,392$10.2M1.89%
14
VOOVANGUARD INDEX FDS
22,470$8.2M1.51%
15
MAMASTERCARD INCORPORATED
22,693$8.1M1.49%
16
VTIVANGUARD INDEX FDS
38,927$8.0M1.49%
17
MBBISHARES TR
74,137$8.0M1.49%
18
ITOTISHARES TR
87,723$8.0M1.48%
19
AMZNAMAZON COM INC
1,736$5.4M0.99%
20
AAPLAPPLE INC
42,896$5.2M0.97%
21
IEMGISHARES INC
79,208$5.1M0.94%
22
VIGVANGUARD SPECIALIZED FUNDS
32,716$4.8M0.89%
23
VVISA INC
22,328$4.7M0.87%
24
SCHHSCHWAB STRATEGIC TR
110,934$4.6M0.84%
25
RHRH
6,500$3.9M0.72%
26
HLTHILTON WORLDWIDE HLDGS INC
31,993$3.9M0.71%
27
BSX 5.5 06/01/23 ABOSTON SCIENTIFIC CORP
35,135$3.8M0.70%
28
NKENIKE INC
27,839$3.7M0.68%
29
SWK 5.25 11/15/22STANLEY BLACK & DECKER INC
30,965$3.7M0.68%
30
GSGOLDMAN SACHS GROUP INC
9,636$3.2M0.58%
31
MSFTMICROSOFT CORP
13,329$3.1M0.58%
32
GOOGLALPHABET INC
1,450$3.0M0.55%
33
BKNGBOOKING HLDGS INC
1,200$2.8M0.52%
34
CMGCHIPOTLE MEXICAN GRILL INC
1,950$2.8M0.51%
35
SHAKSHAKE SHACK INC
24,500$2.8M0.51%
36
EXPEEXPEDIA GROUP INC
16,000$2.8M0.51%
37
MLB1MERCADOLIBRE INC
1,838$2.7M0.50%
38
NTSXWISDOMTREE TR
71,793$2.7M0.50%
39
MARMARRIOTT INTL INC NEW
17,608$2.6M0.48%
40
DYHTARGET CORP
13,000$2.6M0.48%
41
JPMJPMORGAN CHASE & CO
16,904$2.6M0.48%
42
XYZSQUARE INC
11,258$2.6M0.47%
43
PTONPELOTON INTERACTIVE INC
21,250$2.4M0.44%
44
LUVSOUTHWEST AIRLS CO
39,000$2.4M0.44%
45
SPYSPDR S&P 500 ETF TR
5,818$2.3M0.43%
46
METAFACEBOOK INC
7,740$2.3M0.42%
47
JNJJOHNSON & JOHNSON
13,632$2.2M0.41%
48
WFC 7.5 PERP LWELLS FARGO CO NEW
1,453$2.1M0.38%
49
PYPLPAYPAL HLDGS INC
8,455$2.1M0.38%
50
BACBANK AMER CORP
52,944$2.0M0.38%
51
DISDISNEY WALT CO
10,988$2.0M0.37%
52
NEE 4.872 09/01/22NEXTERA ENERGY INC
34,713$2.0M0.37%
53
BAC 7.25 PERP LBANK AMER CORP
1,408$2.0M0.36%
54
CMCSACOMCAST CORP NEW
34,544$1.9M0.35%
55
SPOTSPOTIFY TECHNOLOGY S A
6,788$1.8M0.34%
56
DOMINION ENERGY INC
18,366$1.8M0.34%
57
CPRICAPRI HOLDINGS LIMITED
35,500$1.8M0.33%
58
DTE ENERGY CO
36,455$1.8M0.33%
59
CVXCHEVRON CORP NEW
16,621$1.7M0.32%
60
BACVERIZON COMMUNICATIONS INC
28,823$1.7M0.31%
61
DEDEERE & CO
4,356$1.6M0.30%
62
FDXFEDEX CORP
5,610$1.6M0.29%
63
COSTCOSTCO WHSL CORP NEW
4,374$1.5M0.28%
64
CATCATERPILLAR INC DEL
6,563$1.5M0.28%
65
DWDMORGAN STANLEY
19,443$1.5M0.28%
66
BLKCHFBLACKROCK INC
1,996$1.5M0.28%
67
ABNBAIRBNB INC
7,900$1.5M0.27%
68
SOSOUTHERN CO
23,667$1.5M0.27%
69
FUTYFIDELITY COVINGTON TRUST
35,409$1.5M0.27%
70
CMICUMMINS INC
5,474$1.4M0.26%
71
FCXFREEPORT-MCMORAN INC
42,596$1.4M0.26%
72
SOUTHERN CO
27,233$1.4M0.26%
73
USBUS BANCORP DEL
25,047$1.4M0.26%
74
ABBVABBVIE INC
12,708$1.4M0.25%
75
COPCONOCOPHILLIPS
25,577$1.4M0.25%
76
SHOPSHOPIFY INC
1,187$1.3M0.24%
77
NRANRG ENERGY INC
34,630$1.3M0.24%
78
INTCINTEL CORP
20,285$1.3M0.24%
79
SEDGSOLAREDGE TECHNOLOGIES INC
4,500$1.3M0.24%
80
AG8AGILENT TECHNOLOGIES INC
10,064$1.3M0.24%
81
CECELANESE CORP DEL
8,547$1.3M0.24%
82
CCCHEMOURS CO
45,253$1.3M0.23%
83
NEE 5.279 03/01/23NEXTERA ENERGY INC
25,118$1.2M0.23%
84
FITBFIFTH THIRD BANCORP
33,074$1.2M0.23%
85
DOCHEALTHPEAK PROPERTIES INC
38,935$1.2M0.23%
86
DANAHER CORPORATION
805$1.2M0.23%
87
MRKMERCK & CO. INC
15,950$1.2M0.23%
88
MASMASCO CORP
20,216$1.2M0.22%
89
GOOGALPHABET INC
575$1.2M0.22%
90
PHMPULTE GROUP INC
22,154$1.2M0.21%
91
NFLXNETFLIX INC
2,215$1.2M0.21%
92
PGPROCTER AND GAMBLE CO
8,520$1.2M0.21%
93
OEFISHARES TR
6,388$1.1M0.21%
94
BBYBEST BUY INC
9,923$1.1M0.21%
95
CAHCARDINAL HEALTH INC
18,554$1.1M0.21%
96
DOCUDOCUSIGN INC
5,560$1.1M0.21%
97
NOWSERVICENOW INC
2,215$1.1M0.20%
98
CRWDCROWDSTRIKE HLDGS INC
6,010$1.1M0.20%
99
CZRCAESARS ENTERTAINMENT INC NE
12,500$1.1M0.20%
100
TSLATESLA MTRS INC
1,625$1.1M0.20%
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