Radcliffe Capital Management, L.P. Q4 2020 Filing

Filed February 16, 2021

Portfolio Value

$1.6B

Holdings

345

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (345 positions)

#	Stock	Shares	Value	% Portfolio
1	—TEVA PHARM FINANCE LLC	100,783,000	$100.3M	6.28%
2	—FireEye, Inc.	88,928,000	$87.3M	5.47%
3	—Supernus Pharmaceuticals Inc	58,877,000	$55.8M	3.50%
4	—PROSPECT CAPITAL CORP	45,831,000	$46.9M	2.94%
5	—New Mountain Finance Corporation	40,000,000	$41.1M	2.57%
6	—BlackRock Capital Investment Corp	40,030,000	$39.6M	2.48%
7	—Goldman Sachs BDC Inc.	35,640,000	$36.6M	2.29%
8	—BlackRock TCP Capital Corp	31,044,000	$31.0M	1.94%
9	—Ares Capital Corporation	26,984,000	$27.7M	1.73%
10	—Hercules Capital, Inc.	17,801,000	$18.3M	1.14%
11	—Twitter, Inc.	16,256,000	$16.5M	1.04%
12	PSEC 6.375 03/01/25PROSPECT CAPITAL CORP	16,015,000	$16.4M	1.03%
13	ARCC 4.625 03/01/24Ares Capital Corporation	14,969,000	$15.8M	0.99%
14	—Executive Network Partnering Corporation	418,750	$10.5M	0.66%
15	—Churchill Capital Corp IV	1,002,086	$10.0M	0.63%
16	—FTAC Olympus Acquisition Corp	899,964	$9.3M	0.58%
17	—CF Acquisition Corp IV	900,000	$9.3M	0.58%
18	—Cohn Robbins Holdings Corp.	887,600	$9.2M	0.58%
19	—Holicity Inc.	901,960	$9.1M	0.57%
20	—KINS Technology Group Inc	799,900	$8.2M	0.52%
21	IGACIG Acquisition Corp.	800,000	$8.1M	0.51%
22	—Artius Acquisition Inc	750,000	$8.0M	0.50%
23	—Proptech Acquisition Corporation II	750,000	$8.0M	0.50%
24	—Apollo Strategic Growth Capital	750,000	$7.8M	0.49%
25	—Carney Technology Acquisition Corp II	750,000	$7.7M	0.48%
26	—Hudson Executive Investment Cop.	700,000	$7.6M	0.47%
27	—Motive Capital Corp	700,000	$7.4M	0.46%
28	—NewHold Investment Corp.	736,338	$7.4M	0.46%
29	—Forest Road Acquisition Corp	700,000	$7.3M	0.46%
30	—Senior Connect Acquisition Corp I	713,280	$7.3M	0.46%
31	—Starboard Value Acquisition Corp.	700,000	$7.3M	0.45%
32	—Altitude Acquisition Corp	700,000	$7.2M	0.45%
33	—Capitol Investment Corp V	700,000	$7.2M	0.45%
34	—AEA-Bridges Impact Corp.	700,000	$7.1M	0.44%
35	PRIAFPrime Impact Acquisition I	700,000	$7.1M	0.44%
36	—NavSight Holdings, Inc.	702,473	$7.0M	0.44%
37	—East Resources Acquisition Corp	686,494	$7.0M	0.44%
38	—Osprey Technology Acquisition Corp.	665,184	$7.0M	0.44%
39	DISH 2.375 03/15/24Dish Network Corporation	7,450,000	$6.9M	0.43%
40	—Sarissa Capital Acquisition Corp	650,302	$6.9M	0.43%
41	—VG Acquisition Corp	601,104	$6.9M	0.43%
42	—Pine Island Acquisition Corp	663,564	$6.8M	0.43%
43	—Montes Archimedes Acquisition Corp	650,000	$6.8M	0.43%
44	—Corner Growth Acquisition Corp	650,000	$6.8M	0.43%
45	—D8 Holdings Corp	666,419	$6.8M	0.42%
46	—CHP Merger Corp	650,000	$6.7M	0.42%
47	—GO Acquisition Corp.	645,698	$6.6M	0.41%
48	—HPX Corp	650,000	$6.5M	0.41%
49	INVA 2.125 01/15/23Theravance Inc	6,500,000	$6.5M	0.40%
50	—Vector Acquisition Corp.	600,000	$6.5M	0.40%
51	—ArcLight Clean Transition Corp.	580,477	$6.4M	0.40%
52	—Lancadia Holdings III Inc.	609,986	$6.4M	0.40%
53	—Ascendant Digital Acquisition Corp.	621,940	$6.4M	0.40%
54	—CITIC Capital Acquisition Corp.	605,352	$6.3M	0.40%
55	—Atlas Crest Investment Corp.	600,000	$6.3M	0.40%
56	CCIXChurchill Capital Corp V	600,000	$6.3M	0.39%
57	—Motion Acquisition Corp.	592,348	$6.3M	0.39%
58	—BowX Acquisition Corp.	612,440	$6.3M	0.39%
59	—TWC Tech Holdings II Corp.	593,864	$6.3M	0.39%
60	—CC Neuberger Principal Holdings II	600,000	$6.2M	0.39%
61	LGND 0.75 05/15/23LIGAND Pharmaceuticals - Cls B	6,623,000	$6.2M	0.39%
62	—LGL Systems Acquisition Corp	613,925	$6.2M	0.39%
63	—Far Peak Acquisition Corp	600,000	$6.2M	0.39%
64	—Horizon Acquisition Corporation II	600,000	$6.2M	0.39%
65	—Mudrick Capital Acquisition II	600,000	$6.2M	0.39%
66	—Concord Acquisition Corp	600,000	$6.2M	0.39%
67	—Highcape Capital Acquisition Corp.	600,000	$6.1M	0.38%
68	—Cerberus Telecom Acquisition Corp	600,000	$6.1M	0.38%
69	—Trebia Acquisition Corp	535,108	$5.8M	0.36%
70	—Sports Entertainment Acquisition Corp	562,822	$5.7M	0.36%
71	—Seven Oaks Acquisition Corp	549,690	$5.7M	0.36%
72	—SCVX Corp.	550,000	$5.7M	0.35%
73	—Oaktree Acquisition Corp. II	534,055	$5.6M	0.35%
74	—Population Health Investment Co., Inc.	535,252	$5.6M	0.35%
75	—FinTech Acquisition Corp V	512,044	$5.5M	0.34%
76	—HIG Acquisition Corp	523,911	$5.5M	0.34%
77	—FAST Acquisition Corp.	531,870	$5.4M	0.34%
78	—TPG Pace Tech Opportunities Corp	486,937	$5.4M	0.34%
79	—Sustainable Opportunities Acquisition Corp	500,000	$5.4M	0.34%
80	—Fortress Value Acquisition Corp. II	500,000	$5.4M	0.34%
81	—PMV Consumer Acquisition Corp.	522,740	$5.3M	0.33%
82	—Kismet Acquisition One Corp	523,180	$5.3M	0.33%
83	—Investindustrial Acquisition Corp	513,300	$5.3M	0.33%
84	—ACON S2 Acquisition Corp.	500,000	$5.3M	0.33%
85	—Conx Corp	500,000	$5.2M	0.33%
86	—Golden Falcon Acquisition Corp.	500,000	$5.2M	0.33%
87	—Trepont Acquisition Corp I	500,000	$5.2M	0.32%
88	—Peridot Acquisition Corp.	500,000	$5.2M	0.32%
89	—NextGen Acquisition Corp	500,000	$5.1M	0.32%
90	—dMY Technology Group, Inc. III	450,000	$5.1M	0.32%
91	IPODDune Acquisition Corporation	500,000	$5.1M	0.32%
92	—Equity Distribution Acquisition Corp.	500,000	$5.1M	0.32%
93	—Delwinds Insurance Acquisition Corp	500,000	$5.1M	0.32%
94	—Broadstone Acquisition Corp.	500,000	$5.0M	0.31%
95	—Empower Ltd.	501,667	$5.0M	0.31%
96	—Aspirational Consumer Lifestyle Corp.	501,567	$5.0M	0.31%
97	—Social Capital Hedosophia Holdings Corp. V	400,000	$5.0M	0.31%
98	—Capstar Special Purpose Acquisition Corp.	484,249	$4.9M	0.31%
99	—Nebula Caravel Acquisition Corp	450,000	$4.9M	0.30%
100	—Spartacus Acquisition Corp II	450,000	$4.9M	0.30%

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