Radcliffe Capital Management, L.P. Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$458.0B

Holdings

27

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (27 positions)

#StockSharesValue% PortfolioType
1
PROSPECT CAPITAL CORP
46,188,000$47.3B10.32%
2
New Mountain Finance Corporation
44,734,000$46.2B10.10%
3
PROSPECT CAPITAL CORP
43,541,000$44.7B9.76%
4
Ares Capital Corporation
32,685,000$33.9B7.40%
5
Chart Industries, Inc.
34,347,000$33.7B7.36%
6
TICC Capital Corporation
32,598,000$33.2B7.24%
7
BlackRock Capital Investment Corp
30,943,000$31.8B6.94%
8
TCP Capital Corp
29,800,000$31.1B6.78%
9
Web.com Group Inc
31,591,000$30.5B6.67%
10
PROSPECT CAPITAL CORP
27,934,000$28.5B6.23%
11
TPG Specialty Lending, Inc.
18,710,000$19.2B4.18%
12
Ares Capital Corporation
18,101,000$18.6B4.06%
13
PROSPECT CAPITAL CORP
16,740,000$16.4B3.58%
14
Meritage Homes Corporation
14,534,000$14.5B3.16%
15
Ares Capital Corporation
12,432,000$12.5B2.73%
16
Toll Brothers
7,142,000$7.0B1.53%
17
NUAN 2.75 11/01/31Nuance Communications, Inc.
4,335,000$4.4B0.95%
18
TiVo Corporation
1,204,000$1.2B0.27%
19
CIENA CORP
1,000,000$998.0M0.22%
20
American Capital Ltd.
34,500$618.0M0.13%
21
Crossroads Capital, Inc.
229,641$489.0M0.11%
22
SVVCFirsthand Technology Value Fund, Inc.
45,844$352.0M0.08%
23
Iconix Brand Group, Inc.
21,700$203.0M0.04%
24
PSECPROSPECT CAPITAL CORP
24,000$200.0M0.04%
25
BKCCUSDBlackRock Capital Investment Corp
27,700$193.0M0.04%
26
MFINMedallion Financial Corp
45,430$137.0M0.03%
27
Fifth Street Finance Corporation
25,400$136.0M0.03%