Radcliffe Capital Management, L.P. Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$1.1B

Holdings

207

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (207 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	—Oaktree Acquisition Corp. II	250,000	$2.6M	0.23%
102	—Fusion Acquisition Corp	257,800	$2.5M	0.23%	Call
103	—Social Capital Hedosophia Holdings Corp. III	200,000	$2.5M	0.23%
104	—Ascendant Digital Acquisition Corp.	248,000	$2.5M	0.22%	Call
105	—Replay Acquisition Corp	236,354	$2.4M	0.22%
106	—Jaws Acquisition Corp	228,910	$2.4M	0.22%	Call
107	—LGL Systems Acquisition Corp	225,000	$2.3M	0.20%	Call
108	—PTK Acquisition Corp	225,000	$2.2M	0.20%
109	—PTK Acquisition Corp	225,000	$2.2M	0.20%	Call
110	—Burgundy Technology Acquisition Corporation	213,485	$2.1M	0.19%
111	INACGO Acquisition Corp.	215,001	$2.1M	0.19%	Call
112	—CC Neuberger Principal Holdings I	200,000	$2.1M	0.19%
113	DMYDdMY Technology Group, Inc. II	200,000	$2.0M	0.19%
114	—Software Acquisition Group Inc.II	201,100	$2.0M	0.18%
115	GBDCGolub Capital BDC Inc	150,000	$2.0M	0.18%
116	—East Stone Acquisition Corp.	200,000	$2.0M	0.18%
117	—Ace Convergence Acquisition Corp.	201,100	$2.0M	0.18%
118	—Trebia Acquisition Corp	190,214	$1.9M	0.18%	Call
119	ARCCAres Capital Corporation	130,000	$1.8M	0.16%
120	—Longview Acquisition Corp.	183,333	$1.8M	0.16%	Call
121	—Live Oak Acquisition Corp	177,757	$1.8M	0.16%
122	—Union Acquisition Corp	180,304	$1.8M	0.16%
123	—North Mountain Merger Corp.	175,000	$1.8M	0.16%
124	TPVGTriplePoint Venture Growth BDC Corp.	156,699	$1.7M	0.16%
125	—Foley Trasimene Acquisition Corp	166,666	$1.7M	0.16%	Call
126	—D8 Holdings Corp	175,350	$1.7M	0.15%	Call
127	—AMCI Acquisition Corp	164,683	$1.7M	0.15%
128	—One	150,000	$1.6M	0.15%
129	HTGCHercules Capital, Inc.	140,000	$1.6M	0.15%
130	—CITIC Capital Acquisition Corp.	162,500	$1.6M	0.14%	Call
131	—Galileo Acquisition Corp.	157,240	$1.6M	0.14%
132	—Gores Holdings IV, Inc.	150,601	$1.6M	0.14%
133	—CC Neuberger Principal Holdings II	150,000	$1.5M	0.14%	Call
134	—Yucaipa Acquisition Corp	150,000	$1.5M	0.13%	Call
135	—Capstar Special Purpose Acquisition Corp.	150,000	$1.5M	0.13%	Call
136	—GX Acquisition Corp	139,900	$1.5M	0.13%
137	—Churchill Capital Corp IV	148,293	$1.4M	0.13%	Call
138	FSC1EUROaktree Specialty Lending Corporation	294,400	$1.4M	0.13%
139	TRYBarings BDC Inc	175,998	$1.4M	0.13%
140	—Interprivate Acquisition Corp.	137,500	$1.4M	0.12%	Call
141	—Chardan Healthcare Acquisition 2 Corp	140,320	$1.4M	0.12%
142	—Artius Acquisition Inc	133,332	$1.3M	0.12%	Call
143	—E.Merge Technology Acquisition Corp.	133,332	$1.3M	0.12%	Call
144	SLRCSolar Capital Ltd	78,500	$1.2M	0.11%
145	—HPX Corp	126,150	$1.2M	0.11%	Call
146	—Malacca Straits Acquisition Company Limited	125,000	$1.2M	0.11%
147	OBDCOwl Rock Capital Corporation	100,000	$1.2M	0.11%
148	CGBDTCG BDC Inc	133,399	$1.2M	0.11%
149	—GigCapital3, Inc	115,188	$1.1M	0.10%
150	SARSaratoga Investment Corp	65,000	$1.1M	0.10%
151	—Apex Technology Acquisition Co	102,047	$1.1M	0.10%	Call
152	—GS Acquisition Holdings Corp. II	100,000	$1.1M	0.10%	Call
153	FDUSFidus Investment Corp	108,888	$1.1M	0.10%
154	CCAPCrescent Capital BDC Inc	80,469	$1.0M	0.09%
155	—Industrial Tech Acquisitions, Inc	100,000	$1.0M	0.09%
156	ALUBAlussa Energy Acquisition Corp	100,000	$993K	0.09%
157	—China Yunhong Holdings Co., Ltd.	100,000	$987K	0.09%
158	—East Stone Acquisition Corp.	100,000	$985K	0.09%	Call
159	—Ace Convergence Acquisition Corp.	100,550	$980K	0.09%	Call
160	—Solar Senior Capital Ltd	77,494	$976K	0.09%
161	—Oaktree Strategic Income Corp	146,266	$952K	0.09%
162	—GigCapital2 Inc	93,516	$950K	0.09%
163	—Oaktree Acquisition Corp	80,000	$940K	0.09%
164	BCSFBain Capital Specialty Finance, Inc	91,550	$934K	0.08%
165	—SCVX Corp.	87,500	$875K	0.08%	Call
166	—GigCapital3, Inc	86,390	$860K	0.08%	Call
167	—Social Capital Hedosophia Holdings Corp. III	66,666	$831K	0.08%	Call
168	TSLXSixth Street Specialty Lending	47,600	$819K	0.07%
169	CSWCCapital Southwest Corp	57,961	$814K	0.07%
170	FSKFS KKR Capital Corporation	49,600	$787K	0.07%
171	—Forum Merger III Corp	75,000	$746K	0.07%
172	SCMStellus Capital Investment Coporation	85,665	$745K	0.07%
173	TCPCBlackrock TCP Capital Corp	75,880	$744K	0.07%
174	—Collective Growth Corp	75,000	$740K	0.07%
175	—CC Neuberger Principal Holdings I	66,666	$693K	0.06%	Call
176	—DFP Healthcare Acquisitions Corp.	62,500	$649K	0.06%	Call
177	NMFCNew Mountain Finance Corporation	67,900	$649K	0.06%
178	—Chardan Healthcare Acquisition 2 Corp	62,500	$612K	0.06%	Call
179	—Malacca Straits Acquisition Company Limited	62,500	$611K	0.06%	Call
180	GSBDGoldman Sachs BDC Inc.	37,547	$565K	0.05%
181	—CHP Merger Corp	55,000	$560K	0.05%	Call
182	—Juniper Industrial Holdings, Inc.	53,300	$558K	0.05%	Call
183	—Live Oak Acquisition Corp	50,000	$504K	0.05%	Call
184	—Newborn Acquisition Corp.	50,000	$497K	0.04%
185	—Alpha Healthcare Acquisition Corp.	50,000	$496K	0.04%
186	—China Yunhong Holdings Co., Ltd.	50,000	$494K	0.04%	Call
187	—Vistas Media Acquisition Company Inc.	50,000	$492K	0.04%	Call
188	—Vistas Media Acquisition Company Inc.	50,000	$492K	0.04%
189	—FinServ Acquisition Corp	47,550	$477K	0.04%	Call
190	PNNTPennantpark Investment Corporation	131,633	$420K	0.04%
191	MAINMain Street Capital Corp	13,800	$408K	0.04%
192	—New Providence Acquisition Corp	38,855	$391K	0.04%	Call
193	—Collective Growth Corp	37,500	$370K	0.03%	Call
194	—Gores Holdings IV, Inc.	33,875	$349K	0.03%	Call
195	—FS KKR Capital Corporation II	20,070	$295K	0.03%
196	—GX Acquisition Corp	25,000	$263K	0.02%	Call
197	BKCCUSDBlackRock Capital Investment Corp	102,360	$250K	0.02%
198	—Newborn Acquisition Corp.	25,000	$249K	0.02%	Call
199	—Panacea Acquisition Corp.	19,800	$238K	0.02%
200	—FG New America Acquisition Corp.	21,141	$212K	0.02%

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