Radcliffe Capital Management, L.P. Q2 2020 Filing

Filed August 14, 2020

Portfolio Value

$729.1M

Holdings

117

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (117 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—Twitter, Inc.	48,756,000	$47.7M	6.54%
2	—FireEye, Inc.	48,401,000	$45.6M	6.26%
3	—PROSPECT CAPITAL CORP	48,106,000	$45.4M	6.22%
4	—New Mountain Finance Corporation	41,000,000	$38.4M	5.27%
5	—BlackRock Capital Investment Corp	41,530,000	$36.5M	5.00%
6	—Blackrock TCP Capital Corp	31,044,000	$30.3M	4.15%
7	—TEVA PHARM FINANCE LLC	30,151,000	$29.2M	4.00%
8	PSEC 6.375 03/01/25PROSPECT CAPITAL CORP	29,125,000	$28.5M	3.91%
9	—Goldman Sachs BDC Inc.	28,562,000	$28.3M	3.88%
10	—Supernus Pharmaceuticals Inc	29,830,000	$26.3M	3.60%
11	ARCC 4.625 03/01/24Ares Capital Corporation	25,696,000	$25.0M	3.43%
12	—Ares Capital Corporation	23,484,000	$23.1M	3.17%
13	—Hercules Capital, Inc.	18,511,000	$18.0M	2.47%
14	—Sixth Street Specialty Lending	15,900,000	$16.0M	2.19%
15	—Cardtronics, Inc.	15,098,000	$14.9M	2.04%
16	—Hennessy Capital Acquisition	710,000	$7.6M	1.05%
17	—Hudson Executive Investment Cop.	700,000	$7.2M	0.98%
18	—Jaws Acquisition Corp	686,731	$7.2M	0.98%
19	—Sustainable Opportunities Acquisition Corp	655,353	$6.6M	0.91%
20	—Gores Metropoulos Inc	590,100	$6.3M	0.87%
21	—Acamar Partners Acquisition Corp.	581,774	$6.0M	0.82%
22	—Healthcare Merger Corp.	569,570	$5.7M	0.78%	Call
23	—Osprey Technology Acquisition Corp.	557,500	$5.6M	0.77%	Call
24	—Churchill Capital Corp II	481,000	$5.4M	0.75%
25	—Spartan Energy Acquisition Corp.	500,062	$5.4M	0.74%
26	—Foley Trasimene Acquisition Corp	500,000	$5.3M	0.73%
27	—Pivotal Investment Corp II	518,328	$5.3M	0.72%	Call
28	—LGL Systems Acquisition Corp	525,000	$5.2M	0.71%	Call
29	—CF Finance Acquisition Corp.	479,438	$5.2M	0.71%
30	—Haymaker Acquisition Corp II	500,000	$5.2M	0.71%
31	—Diamond Peak Holdings Corp	500,072	$5.2M	0.71%
32	—Apex Technology Acquisition Co	502,047	$5.1M	0.71%	Call
33	—Trine Acquisition Corp	490,309	$5.1M	0.70%	Call
34	—RMG Acquisition Corp	500,000	$5.1M	0.70%
35	—Flying Eagle Acquisition Corp.	437,500	$4.8M	0.66%	Call
36	—CITIC Capital Acquisition Corp.	487,500	$4.8M	0.66%	Call
37	—Fortress Value Acquisition Corp	468,942	$4.7M	0.64%	Call
38	—Proptech Acquisition Corporation	450,000	$4.6M	0.63%
39	—Thunder Bridge Acquisition II	450,000	$4.5M	0.62%
40	—CHP Merger Corp	455,000	$4.5M	0.62%	Call
41	DISH 2.375 03/15/24Dish Network Corporation	5,000,000	$4.5M	0.61%
42	—New Providence Acquisition Corp	442,538	$4.5M	0.61%	Call
43	—Churchill Capital Corp III	410,150	$4.4M	0.61%	Call
44	—FinServ Acquisition Corp	442,448	$4.4M	0.60%	Call
45	—Interprivate Acquisition Corp.	412,500	$4.1M	0.56%	Call
46	—Experience Investment Corp	410,124	$4.1M	0.56%
47	—Kensington Capital Acquisition Corp.	400,000	$4.0M	0.55%
48	—dMY Technology Group, Inc.	398,511	$4.0M	0.55%	Call
49	—SCVX Corp.	387,500	$3.9M	0.53%	Call
50	—Juniper Industrial Holdings, Inc.	360,401	$3.6M	0.49%	Call
51	—FinTech Acquisition Corp III	316,191	$3.5M	0.48%
52	—East Stone Acquisition Corp.	320,000	$3.2M	0.43%	Call
53	—DFP Healthcare Acquisitions Corp.	312,500	$3.1M	0.43%	Call
54	—Social Capital Hedosophia Holdings Corp. III	266,666	$3.0M	0.41%	Call
55	—Crescent Acquisition Corp	280,000	$2.9M	0.40%
56	—CIIG Merger Corp.	273,258	$2.7M	0.37%	Call
57	—Amplitude Healthcare Acquisition Corporation	266,900	$2.7M	0.37%
58	—CC Neuberger Principal Holdings I	266,666	$2.7M	0.37%	Call
59	—Trebia Acquisition Corp	250,000	$2.6M	0.36%
60	—Social Capital Hedosophia Holdings Corp. II	221,953	$2.6M	0.36%	Call
61	—Longview Acquisition Corp.	250,000	$2.5M	0.35%
62	—Software Acquisition Group Inc.	247,900	$2.5M	0.34%	Call
63	ARCCAres Capital Corporation	165,000	$2.4M	0.33%
64	OBDCOwl Rock Capital Corporation	172,000	$2.1M	0.29%
65	—Switchback Energy Acquisition Corporation	210,092	$2.1M	0.29%	Call
66	—GX Acquisition Corp	206,000	$2.1M	0.29%	Call
67	GBDCGolub Capital BDC Inc	177,100	$2.1M	0.28%
68	—Fusion Acquisition Corp	200,000	$2.0M	0.28%
69	—Silver Spike Acquisition Corp.	193,160	$2.0M	0.27%
70	—LF Capital Acquisition Corp.	175,560	$1.9M	0.26%
71	—Union Acquisition Corp	180,304	$1.8M	0.25%
72	HTGCHercules Capital, Inc.	168,200	$1.8M	0.24%
73	—Gores Holdings IV, Inc.	169,376	$1.7M	0.24%	Call
74	—AMCI Acquisition Corp	164,803	$1.7M	0.23%
75	—Replay Acquisition Corp	159,234	$1.6M	0.22%
76	—Yunhong International	160,000	$1.6M	0.21%	Call
77	—Galileo Acquisition Corp.	157,240	$1.6M	0.21%
78	TPVGTriplePoint Venture Growth BDC Corp.	150,368	$1.5M	0.21%
79	TRYBarings BDC Inc	191,733	$1.5M	0.21%
80	—Live Oak Acquisition Corp	150,000	$1.5M	0.20%	Call
81	FSC1EUROaktree Specialty Lending Co	327,700	$1.5M	0.20%
82	SLRCSolar Capital Ltd	85,000	$1.4M	0.19%
83	—Chardan Healthcare Acquisition 2 Corp	125,000	$1.3M	0.18%
84	—South Mountain Merger Corp	126,914	$1.3M	0.18%
85	FDUSFidus Investment Corp	132,000	$1.2M	0.16%
86	—GigCapital3, Inc	115,188	$1.2M	0.16%
87	—Netfin Acquisition Corp	100,000	$1.1M	0.15%
88	FSKFS KKR Capital Corporation	73,750	$1.0M	0.14%
89	—Solar Senior Capital Ltd	80,094	$1.0M	0.14%
90	BCSFBain Capital Specialty Finance, Inc	92,750	$1.0M	0.14%
91	SARSaratoga Investment Corp	65,000	$1.0M	0.14%
92	—Stable Road Acquisition Corp	102,800	$1.0M	0.14%
93	TSLXSixth Street Specialty Lending	62,000	$1.0M	0.14%
94	CCAPCrescent Capital BDC Inc	80,469	$1.0M	0.14%
95	—Oaktree Strategic Income Corp	157,771	$1.0M	0.14%
96	ALUBAlussa Energy Acquisition Corp	100,000	$985K	0.14%
97	—GigCapital2 Inc	93,516	$948K	0.13%
98	CGBDTCG BDC Inc	102,600	$879K	0.12%
99	—Oaktree Acquisition Corp	83,925	$854K	0.12%
100	TCPCBlackrock TCP Capital Corp	92,700	$847K	0.12%

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