Prospera Financial Services Inc Q4 2016 Filing
Filed January 11, 2017
Portfolio Value
$510.4B
Holdings
384
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (384 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | HDVISHARES TR | 3,017 | $249.0M | 0.05% | |
| 302 | —ISHARES TR | 9,797 | $249.0M | 0.05% | |
| 303 | —DOW CHEM CO | 4,323 | $248.0M | 0.05% | |
| 304 | BRK-BBERKSHIRE HATHAWAY INC DEL | 1 | $245.0M | 0.05% | |
| 305 | TRVCCITIGROUP INC | 4,109 | $245.0M | 0.05% | |
| 306 | USBUS BANCORP DEL | 4,770 | $244.0M | 0.05% | |
| 307 | CTLEURCENTURYLINK INC | 10,113 | $243.0M | 0.05% | |
| 308 | SYYSYSCO CORP | 4,388 | $243.0M | 0.05% | |
| 309 | SOXXISHARES TR | 1,975 | $241.0M | 0.05% | |
| 310 | DYDYCOM INDS INC | 3,000 | $241.0M | 0.05% | |
| 311 | IFVFIRST TR EXCHANGE TRADED FD | 13,856 | $239.0M | 0.05% | |
| 312 | —CHICAGO BRIDGE & IRON CO N V | 7,380 | $239.0M | 0.05% | |
| 313 | UTFCOHEN & STEERS INFRASTRUCTUR | 12,084 | $238.0M | 0.05% | |
| 314 | ETNEATON CORP PLC | 3,535 | $237.0M | 0.05% | |
| 315 | —CONTRAVIR PHARMACEUTICALS IN | 184,100 | $236.0M | 0.05% | |
| 316 | TFISPDR SER TR | 4,949 | $236.0M | 0.05% | |
| 317 | XFEBFIRST TR EXCHANGE-TRADED FD | 12,380 | $235.0M | 0.05% | |
| 318 | LBEURL BRANDS INC | 3,764 | $234.0M | 0.05% | |
| 319 | OPKOPKO HEALTH INC | 25,820 | $233.0M | 0.05% | |
| 320 | DBBUSDPOWERSHS DB MULTI SECT COMM | 15,343 | $231.0M | 0.05% | |
| 321 | —POWERSHS DB MULTI SECT COMM | 16,971 | $231.0M | 0.05% | |
| 322 | —ALLIANZGI CONV & INCOME FD | 36,131 | $231.0M | 0.05% | |
| 323 | CIFMFS INTERMEDIATE HIGH INC FD | 89,085 | $230.0M | 0.05% | |
| 324 | MUBISHARES TR | 2,116 | $229.0M | 0.04% | |
| 325 | UNMUNUM GROUP | 5,137 | $228.0M | 0.04% | |
| 326 | CLXCLOROX CO DEL | 1,880 | $227.0M | 0.04% | |
| 327 | ECLECOLAB INC | 1,932 | $227.0M | 0.04% | |
| 328 | —ALLERGAN PLC | 1,056 | $227.0M | 0.04% | |
| 329 | —ALLIANZGI EQUITY & CONV INCO | 12,298 | $227.0M | 0.04% | |
| 330 | PHKPIMCO HIGH INCOME FD | 24,483 | $225.0M | 0.04% | |
| 331 | —MFS SPL VALUE TR | 40,190 | $224.0M | 0.04% | |
| 332 | UNPUNION PAC CORP | 2,156 | $222.0M | 0.04% | |
| 333 | DHRDANAHER CORP DEL | 2,765 | $220.0M | 0.04% | |
| 334 | SYU1SYNOVUS FINL CORP | 5,313 | $220.0M | 0.04% | |
| 335 | XBOEXBLACKROCK GLOBAL OPP EQTY TR | 19,000 | $220.0M | 0.04% | |
| 336 | RFFCALPS ETF TR | 7,972 | $219.0M | 0.04% | |
| 337 | —ISHARES | 8,000 | $218.0M | 0.04% | |
| 338 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 17,051 | $217.0M | 0.04% | |
| 339 | ATVIEURACTIVISION BLIZZARD INC | 5,718 | $216.0M | 0.04% | |
| 340 | —POWERSHARES ETF TRUST | 1,867 | $215.0M | 0.04% | |
| 341 | GPROGOPRO INC | 22,915 | $214.0M | 0.04% | |
| 342 | —CLAYMORE EXCHANGE TRD FD TR | 10,114 | $214.0M | 0.04% | |
| 343 | APCANADARKO PETE CORP | 3,062 | $213.0M | 0.04% | |
| 344 | AVGOBROADCOM LTD | 1,205 | $211.0M | 0.04% | |
| 345 | CA8ACACI INTL INC | 1,689 | $211.0M | 0.04% | |
| 346 | GRA1EURGRACE W R & CO DEL NEW | 3,000 | $208.0M | 0.04% | |
| 347 | DDD3-D SYS CORP DEL | 14,580 | $208.0M | 0.04% | |
| 348 | AMJEURJPMORGAN CHASE & CO | 6,565 | $208.0M | 0.04% | |
| 349 | —MONSANTO CO NEW | 1,968 | $207.0M | 0.04% | |
| 350 | BAC 7.25 PERP LBANK AMER CORP | 175 | $207.0M | 0.04% | |
| 351 | WBAWALGREENS BOOTS ALLIANCE INC | 2,502 | $207.0M | 0.04% | |
| 352 | ICFISHARES TR | 2,052 | $206.0M | 0.04% | |
| 353 | MPVDMOUNTAIN PROV DIAMONDS INC | 40,000 | $206.0M | 0.04% | |
| 354 | DGDOLLAR GEN CORP NEW | 2,765 | $206.0M | 0.04% | |
| 355 | ICEINTERCONTINENTAL EXCHANGE IN | 3,580 | $204.0M | 0.04% | |
| 356 | —ISHARES TR | 8,000 | $203.0M | 0.04% | |
| 357 | —ISHARES TR | 8,000 | $203.0M | 0.04% | |
| 358 | —ISHARES TR | 8,000 | $202.0M | 0.04% | |
| 359 | —ISHARES TR | 8,000 | $202.0M | 0.04% | |
| 360 | NOCNORTHROP GRUMMAN CORP | 854 | $200.0M | 0.04% | |
| 361 | —POWERSHARES ETF TR II | 13,991 | $200.0M | 0.04% | |
| 362 | FTGCFIRST TR EXCHAN TRADED FD VI | 9,728 | $200.0M | 0.04% | |
| 363 | —CAROLINA TR BANCSHARES INC | 26,750 | $174.0M | 0.03% | |
| 364 | TWTRUSDTWITTER INC | 10,208 | $174.0M | 0.03% | |
| 365 | CHKEURCHESAPEAKE ENERGY CORP | 23,610 | $169.0M | 0.03% | |
| 366 | VGMINVESCO TR INVT GRADE MUNS | 12,507 | $159.0M | 0.03% | |
| 367 | —NUVEEN TAX ADVANTAGED DIV GR | 11,250 | $157.0M | 0.03% | |
| 368 | TIPTTIPTREE FINL INC | 25,330 | $156.0M | 0.03% | |
| 369 | NUVNUVEEN MUN VALUE FD INC | 15,962 | $153.0M | 0.03% | |
| 370 | NLYEURANNALY CAP MGMT INC | 15,177 | $152.0M | 0.03% | |
| 371 | FCXFREEPORT-MCMORAN INC | 10,431 | $142.0M | 0.03% | |
| 372 | SDRLSEADRILL LIMITED | 40,500 | $142.0M | 0.03% | |
| 373 | NYMTEURNEW YORK MTG TR INC | 20,505 | $136.0M | 0.03% | |
| 374 | —SPIRIT RLTY CAP INC NEW | 10,270 | $112.0M | 0.02% | |
| 375 | ASTCASTROTECH CORP | 75,977 | $108.0M | 0.02% | |
| 376 | —NEWLINK GENETICS CORP | 10,200 | $105.0M | 0.02% | |
| 377 | —COMSTOCK RES INC | 120,000 | $104.0M | 0.02% | |
| 378 | JEF 3.875 11/01/29JEFFERIES GROUP INC NEW | 100,000 | $101.0M | 0.02% | |
| 379 | NOKNOKIA CORP | 19,994 | $98.0M | 0.02% | |
| 380 | —WINDSTREAM HLDGS INC | 10,467 | $82.0M | 0.02% | |
| 381 | AXASEURABRAXAS PETE CORP | 20,000 | $57.0M | 0.01% | |
| 382 | SIRIEURSIRIUS XM HLDGS INC | 12,200 | $56.0M | 0.01% | |
| 383 | REFRRESEARCH FRONTIERS INC | 19,800 | $37.0M | 0.01% | |
| 384 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 30,000 | $16.0M | 0.00% |
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