Prospera Financial Services Inc Q3 2016 Filing
Filed October 12, 2016
Portfolio Value
$497.9B
Holdings
379
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (379 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | HBANHUNTINGTON BANCSHARES INC | 25,433 | $251.0M | 0.05% | |
| 302 | —POWERSHS DB MULTI SECT COMM | 8,323 | $251.0M | 0.05% | |
| 303 | IFVFIRST TR EXCHANGE TRADED FD | 14,390 | $251.0M | 0.05% | |
| 304 | WRKUSDWESTROCK CO | 5,139 | $249.0M | 0.05% | |
| 305 | —MONSANTO CO NEW | 2,440 | $249.0M | 0.05% | |
| 306 | OKEONEOK INC NEW | 4,777 | $246.0M | 0.05% | |
| 307 | AVGOBROADCOM LTD | 1,421 | $245.0M | 0.05% | |
| 308 | —DOW CHEM CO | 4,723 | $245.0M | 0.05% | |
| 309 | —SILVER WHEATON CORP | 9,002 | $243.0M | 0.05% | |
| 310 | XFEBFIRST TR EXCHANGE-TRADED FD | 12,380 | $242.0M | 0.05% | |
| 311 | ETNEATON CORP PLC | 3,660 | $241.0M | 0.05% | |
| 312 | ECLECOLAB INC | 1,953 | $238.0M | 0.05% | |
| 313 | DGDOLLAR GEN CORP NEW | 3,386 | $237.0M | 0.05% | |
| 314 | —GLOBAL NET LEASE INC | 29,089 | $237.0M | 0.05% | |
| 315 | —ALLIANZGI CONV & INCOME FD | 34,631 | $234.0M | 0.05% | |
| 316 | CSFLUSDCENTERSTATE BANKS INC | 13,125 | $233.0M | 0.05% | |
| 317 | XBOEXBLACKROCK GLOBAL OPP EQTY TR | 19,000 | $233.0M | 0.05% | |
| 318 | —ISHARES TR | 9,069 | $232.0M | 0.05% | |
| 319 | FRTEURFEDERAL REALTY INVT TR | 1,500 | $231.0M | 0.05% | |
| 320 | —MFS SPL VALUE TR | 40,190 | $229.0M | 0.05% | |
| 321 | CIFMFS INTERMEDIATE HIGH INC FD | 89,085 | $228.0M | 0.05% | |
| 322 | —FIRST TR EXCH TRD ALPHA FD I | 9,309 | $228.0M | 0.05% | |
| 323 | ICFISHARES TR | 2,158 | $226.0M | 0.05% | |
| 324 | BAC 7.25 PERP LBANK AMER CORP | 185 | $226.0M | 0.05% | |
| 325 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 17,051 | $226.0M | 0.05% | |
| 326 | —ALLIANZGI EQUITY & CONV INCO | 12,024 | $225.0M | 0.05% | |
| 327 | IJRISHARES TR | 1,808 | $224.0M | 0.04% | |
| 328 | BLKCHFBLACKROCK INC | 607 | $220.0M | 0.04% | |
| 329 | —VANECK VECTORS ETF TR | 11,416 | $218.0M | 0.04% | |
| 330 | —ISHARES | 8,000 | $218.0M | 0.04% | |
| 331 | DHRDANAHER CORP DEL | 2,765 | $217.0M | 0.04% | |
| 332 | ALKALASKA AIR GROUP INC | 3,283 | $216.0M | 0.04% | |
| 333 | —CLAYMORE EXCHANGE TRD FD TR | 10,114 | $216.0M | 0.04% | |
| 334 | BRK-BBERKSHIRE HATHAWAY INC DEL | 1 | $216.0M | 0.04% | |
| 335 | CMGCHIPOTLE MEXICAN GRILL INC | 500 | $212.0M | 0.04% | |
| 336 | —ISHARES TR | 8,000 | $211.0M | 0.04% | |
| 337 | ACADACADIA PHARMACEUTICALS INC | 6,642 | $211.0M | 0.04% | |
| 338 | EMBISHARES TR | 1,790 | $210.0M | 0.04% | |
| 339 | —REYNOLDS AMERICAN INC | 4,462 | $210.0M | 0.04% | |
| 340 | USBUS BANCORP DEL | 4,867 | $209.0M | 0.04% | |
| 341 | AQLTISHARES TR | 5,603 | $209.0M | 0.04% | |
| 342 | —ISHARES TR | 8,000 | $208.0M | 0.04% | |
| 343 | RDS/AROYAL DUTCH SHELL PLC | 4,163 | $208.0M | 0.04% | |
| 344 | ICEINTERCONTINENTAL EXCHANGE IN | 767 | $207.0M | 0.04% | |
| 345 | —CONTRAVIR PHARMACEUTICALS IN | 193,800 | $207.0M | 0.04% | |
| 346 | FBZ*FIRST TR EXCH TRD ALPHA FD I | 15,060 | $207.0M | 0.04% | |
| 347 | —LABORATORY CORP AMER HLDGS | 1,502 | $206.0M | 0.04% | |
| 348 | RIGTRANSOCEAN LTD | 19,332 | $206.0M | 0.04% | |
| 349 | SOXXISHARES TR | 1,825 | $206.0M | 0.04% | |
| 350 | —ISHARES TR | 8,000 | $206.0M | 0.04% | |
| 351 | —ISHARES TR | 8,000 | $205.0M | 0.04% | |
| 352 | UNPUNION PAC CORP | 2,098 | $205.0M | 0.04% | |
| 353 | NOCNORTHROP GRUMMAN CORP | 949 | $203.0M | 0.04% | |
| 354 | GMGENERAL MTRS CO | 6,281 | $200.0M | 0.04% | |
| 355 | TROWPRICE T ROWE GROUP INC | 3,001 | $200.0M | 0.04% | |
| 356 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 13,485 | $197.0M | 0.04% | |
| 357 | NUVNUVEEN MUN VALUE FD INC | 17,581 | $186.0M | 0.04% | |
| 358 | TIPTTIPTREE FINL INC | 30,545 | $181.0M | 0.04% | |
| 359 | —NUVEEN TAX ADVANTAGED DIV GR | 11,250 | $167.0M | 0.03% | |
| 360 | —CAROLINA TR BANCSHARES INC | 26,750 | $163.0M | 0.03% | |
| 361 | —NEWLINK GENETICS CORP | 10,200 | $153.0M | 0.03% | |
| 362 | NLYEURANNALY CAP MGMT INC | 13,992 | $147.0M | 0.03% | |
| 363 | PHYS/USPROTT PHYSICAL GOLD TRUST | 11,466 | $126.0M | 0.03% | |
| 364 | ASTCASTROTECH CORP | 75,977 | $125.0M | 0.03% | |
| 365 | NYMTEURNEW YORK MTG TR INC | 20,405 | $123.0M | 0.02% | |
| 366 | FCXFREEPORT-MCMORAN INC | 11,367 | $123.0M | 0.02% | |
| 367 | NOKNOKIA CORP | 18,803 | $109.0M | 0.02% | |
| 368 | JEF 3.875 11/01/29JEFFERIES GROUP INC NEW | 100,000 | $102.0M | 0.02% | |
| 369 | —SPRINT CORP | 15,000 | $99.0M | 0.02% | |
| 370 | —COMSTOCK RES INC | 120,000 | $87.0M | 0.02% | |
| 371 | SIRIEURSIRIUS XM HLDGS INC | 12,200 | $51.0M | 0.01% | |
| 372 | REFRRESEARCH FRONTIERS INC | 19,800 | $51.0M | 0.01% | |
| 373 | SDRLSEADRILL LIMITED | 18,857 | $45.0M | 0.01% | |
| 374 | AXASEURABRAXAS PETE CORP | 23,500 | $40.0M | 0.01% | |
| 375 | —XENITH BANKSHARES INC NEW | 17,036 | $39.0M | 0.01% | |
| 376 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 30,000 | $16.0M | 0.00% | |
| 377 | —VANGUARD NAT RES LLC | 12,495 | $11.0M | 0.00% | |
| 378 | U6ZURANIUM ENERGY CORP | 10,000 | $10.0M | 0.00% | |
| 379 | SNYSANOFI | 20,000 | $5.0M | 0.00% |
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