Prospera Financial Services Inc Q1 2016 Filing
Filed April 12, 2016
Portfolio Value
$449.3B
Holdings
337
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (337 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | SJMSMUCKER J M CO | 1,570 | $204.0M | 0.05% | |
| 302 | JWNUSDNORDSTROM INC | 3,514 | $201.0M | 0.04% | |
| 303 | AXPAMERICAN EXPRESS CO | 3,218 | $201.0M | 0.04% | |
| 304 | CSFLUSDCENTERSTATE BANKS INC | 13,125 | $195.0M | 0.04% | |
| 305 | FCXFREEPORT-MCMORAN INC | 18,361 | $186.0M | 0.04% | |
| 306 | —NEWLINK GENETICS CORP | 10,200 | $186.0M | 0.04% | |
| 307 | —PRUDENTIAL GLB SHT DUR HG YL | 11,500 | $171.0M | 0.04% | |
| 308 | ASTCASTROTECH CORP | 79,383 | $166.0M | 0.04% | |
| 309 | —NUVEEN TAX ADVANTAGED DIV GR | 11,250 | $154.0M | 0.03% | |
| 310 | RIGTRANSOCEAN LTD | 15,487 | $142.0M | 0.03% | |
| 311 | NLYEURANNALY CAP MGMT INC | 13,781 | $141.0M | 0.03% | |
| 312 | PHYS/USPROTT PHYSICAL GOLD TRUST | 13,406 | $136.0M | 0.03% | |
| 313 | —FIRST TR ISE REVERE NAT GAS | 30,466 | $126.0M | 0.03% | |
| 314 | GPROGOPRO INC | 10,540 | $126.0M | 0.03% | |
| 315 | —CAROLINA TR BK LINCOLNTON NC | 20,187 | $119.0M | 0.03% | |
| 316 | NYMTEURNEW YORK MTG TR INC | 24,107 | $114.0M | 0.03% | |
| 317 | —TRANSENTERIX INC | 26,000 | $111.0M | 0.02% | |
| 318 | BCXBLACKROCK RES & COMM STRAT T | 14,671 | $106.0M | 0.02% | |
| 319 | MITKMITEK SYS INC | 15,070 | $99.0M | 0.02% | |
| 320 | JEF 3.875 11/01/29JEFFERIES GROUP INC NEW | 100,000 | $98.0M | 0.02% | |
| 321 | RMTROYCE MICRO-CAP TR INC | 12,804 | $93.0M | 0.02% | |
| 322 | —NUVEEN QUALITY PFD INCOME FD | 11,045 | $92.0M | 0.02% | |
| 323 | REFRRESEARCH FRONTIERS INC | 19,800 | $90.0M | 0.02% | |
| 324 | —PLAINS GP HLDGS L P | 10,080 | $88.0M | 0.02% | |
| 325 | IBNICICI BK LTD | 12,000 | $86.0M | 0.02% | |
| 326 | —MARKET VECTORS ETF TR | 20,900 | $84.0M | 0.02% | |
| 327 | SDRLSEADRILL LIMITED | 18,857 | $62.0M | 0.01% | |
| 328 | —BLACKROCK DEBT STRAT FD INC | 17,568 | $61.0M | 0.01% | |
| 329 | —VOYA PRIME RATE TR | 12,117 | $61.0M | 0.01% | |
| 330 | —ATLAS RESOURCE PARTNERS LP | 77,450 | $59.0M | 0.01% | |
| 331 | SIRIEURSIRIUS XM HLDGS INC | 12,200 | $48.0M | 0.01% | |
| 332 | VVRINVESCO SR INCOME TR | 11,009 | $44.0M | 0.01% | |
| 333 | —VANGUARD NAT RES LLC | 13,316 | $19.0M | 0.00% | |
| 334 | —ARES CAP CORP | 18,000 | $18.0M | 0.00% | |
| 335 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 30,000 | $16.0M | 0.00% | |
| 336 | SUNEQUSDSUNEDISON INC | 27,000 | $15.0M | 0.00% | |
| 337 | BBEPQUSDBREITBURN ENERGY PARTNERS LP | 10,147 | $6.0M | 0.00% |
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