Proficio Capital Partners LLC Q1 2018 Filing

Filed May 14, 2018

Portfolio Value

$340.4M

Holdings

1,331

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (1,331 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	TLTISHARES 20 YEAR TREASURY BOND ETF	689,068	$84.0M	24.68%	Call
2	MINTPIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND	257,170	$26.1M	7.67%
3	SPYSPDR S&P 500 ETF	55,674	$14.7M	4.30%
4	SPYETFS PHYSICAL PALLADIUM SHARES	136,420	$12.3M	3.63%
5	SLVISHARES SILVER TRUST	549,615	$8.5M	2.49%
6	AAPLAPPLE INC COM	43,357	$7.3M	2.14%	Put
7	GSGISHARES GSCI COMMODITY-INDEXED TRUST	411,323	$6.8M	2.01%
8	—POWERSHARES DB COMMODITY INDEX TRACKING FUND	402,902	$6.8M	2.01%
9	IAUUSDISHARES COMEX GOLD TRUST	517,809	$6.6M	1.94%
10	PHYS/USPROTT PHYSICAL GOLD TRUST UNIT	450,835	$4.8M	1.42%
11	VWOVANGUARD FTSE EMERGING MARKETS ETF	103,035	$4.8M	1.42%
12	GQ9SPDR GOLD SHARES	32,994	$4.2M	1.22%
13	VOOVANGUARD S&P 500 ETF	16,876	$4.1M	1.20%
14	EFAISHARES MSCI EAFE ETF	56,288	$3.9M	1.15%
15	HEFAISHARES CURRENCY HEDGED MSCI EAFE ETF	130,948	$3.8M	1.10%
16	VGTVANGUARD INFORMATION TECHNOLOGY INDEX FUND	20,786	$3.6M	1.04%
17	MDYSPDR S&P MIDCAP 400 ETF	9,364	$3.2M	0.94%
18	GOOGALPHABET INC CAP STK CL C	3,032	$3.1M	0.92%
19	WTWISDOMTREE CONTINUOUS COMMODITY INDEX FUND	152,472	$2.9M	0.86%
20	XAWPXALPINE GLOBAL PREMIER PPTYS FD COM SBI	464,342	$2.9M	0.85%
21	MSFTMICROSOFT CORP COM	31,016	$2.8M	0.83%
22	AMZNAMAZON COM INC COM	1,949	$2.8M	0.83%
23	DPGDUFF & PHELPS GLB UTL INC FD COM	180,729	$2.5M	0.74%
24	—EATON VANCE TAX ADV BD OPT STG COM SH BEN INT	249,279	$2.4M	0.70%
25	MNAIQ MERGER ARBITRAGE ETF	75,444	$2.3M	0.68%
26	VVISA INC COM CL A	17,616	$2.1M	0.62%
27	BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW	9,969	$2.0M	0.58%
28	DBEUX-TRACKERS MSCI EUROPE HEDGED EQUITY ETF	72,000	$2.0M	0.58%
29	ATVIEURACTIVISION BLIZZARD INC COM	28,152	$1.9M	0.56%
30	DBBUSDPOWERSHARES DB BASE METALS FUND	103,030	$1.9M	0.55%
31	—POWERSHARES QQQ TRUST, SERIES 1	11,548	$1.8M	0.54%
32	RABROOKFIELD REAL ASSETS INCOME SHS BEN INT	84,154	$1.8M	0.54%
33	SBUXSTARBUCKS CORP COM	31,617	$1.8M	0.54%
34	RVTROYCE VALUE TR INC COM	116,643	$1.8M	0.53%
35	GSGOLDMAN SACHS GROUP INC COM	6,519	$1.6M	0.48%
36	WMTWALMART INC COM	17,837	$1.6M	0.47%
37	FLOTISHARES FLOATING RATE BOND ETF	31,148	$1.6M	0.47%
38	AXGNAXOGEN INC COM	43,000	$1.6M	0.46%
39	VIGVANGUARD DIVIDEND APPRECIATION INDEX FUND	14,917	$1.5M	0.44%
40	BIIBBIOGEN INC COM	5,203	$1.4M	0.42%
41	VTVVANGUARD VALUE INDEX FUND	13,704	$1.4M	0.42%
42	—MORGAN STANLEY EMER MKTS FD COM	75,190	$1.4M	0.41%
43	THD*ISHARES MSCI THAILAND ETF	13,552	$1.4M	0.40%
44	DISDISNEY WALT CO COM DISNEY	13,211	$1.3M	0.39%
45	ACWIISHARES MSCI ACWI INDEX FUND	18,160	$1.3M	0.38%
46	JNJJOHNSON & JOHNSON COM	9,797	$1.3M	0.37%
47	EXIISHARES GLOBAL INDUSTRIALS ETF	13,145	$1.2M	0.35%
48	NKENIKE INC CL B	17,930	$1.2M	0.35%
49	XCAFXMORGAN STANLEY CHINA A SH FD COM	47,715	$1.2M	0.35%
50	TRVCCITIGROUP INC COM NEW	17,519	$1.2M	0.35%
51	LVSLAS VEGAS SANDS CORP COM	16,334	$1.2M	0.34%
52	CMCSACOMCAST CORP NEW CL A	31,067	$1.1M	0.31%
53	FTGCFIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND	49,747	$1.0M	0.30%
54	BPBP PLC SPONSORED ADR	25,367	$1.0M	0.30%
55	—ISHARES IBONDS DEC 2021 TERM CORPORATE ETF	41,886	$1.0M	0.30%
56	VCSHVANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	12,644	$992K	0.29%
57	EWCISHARES MSCI CANADA ETF	35,065	$966K	0.28%
58	XLEENERGY SELECT SECTOR SPDR FUND	14,197	$957K	0.28%
59	DEODIAGEO P L C SPON ADR NEW	6,930	$938K	0.28%
60	MRKMERCK & CO INC COM	16,733	$911K	0.27%
61	—BROOKFIELD GLOBL LISTED INFRAS COM SHS	77,695	$910K	0.27%
62	—KKR & CO L P DEL COM UNITS	44,775	$909K	0.27%
63	—ABERDEEN EMERGING MKTS SMALLER COM	59,717	$884K	0.26%
64	GOOGLALPHABET INC CAP STK CL A	847	$878K	0.26%
65	BXUSDBLACKSTONE GROUP L P COM UNIT LTD	27,000	$863K	0.25%
66	4I1PHILIP MORRIS INTL INC COM	8,555	$850K	0.25%
67	TWXCHFTIME WARNER INC COM NEW	8,726	$825K	0.24%
68	—POWERSHARES BULLETSHARES 2021 CORPORATE BOND PORTFOLIO	39,000	$812K	0.24%
69	XLFFINANCIAL SELECT SECTOR SPDR FUND	29,378	$810K	0.24%
70	XJQCXNUVEEN CR STRATEGIES INCM FD COM SHS	101,568	$806K	0.24%
71	IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUND	7,500	$801K	0.24%
72	BUDANHEUSER BUSCH INBEV SA/NV SPONSORED ADR	7,032	$773K	0.23%
73	RGTROYCE GLOBAL VALUE TR INC COM	68,165	$748K	0.22%
74	MORTVANECK VECTORS MORTGAGE REIT INCOME ETF	32,484	$747K	0.22%
75	MSDMORGAN STANLEY EMER MKTS DEBT COM	72,945	$685K	0.20%
76	XEMDXWESTERN ASSET EMRG MKT DEBT FD COM	44,309	$644K	0.19%
77	XHBSPDR S&P HOMEBUILDERS ETF	15,700	$640K	0.19%
78	PSLV/USPROTT PHYSICAL SILVER TR TR UNIT	103,445	$625K	0.18%
79	DNKNDUNKIN BRANDS GROUP INC COM	10,386	$620K	0.18%
80	METAFACEBOOK INC CL A	3,714	$593K	0.17%
81	VPLVANGUARD FTSE PACIFIC ETF	7,015	$512K	0.15%
82	—BLACKROCK MUN 2020 TERM TR COM SHS	33,851	$510K	0.15%
83	IWMISHARES RUSSELL 2000 ETF	3,267	$496K	0.15%
84	JPMJPMORGAN CHASE & CO COM	4,261	$469K	0.14%
85	PLAYDAVE & BUSTERS ENTMT INC COM	11,110	$464K	0.14%
86	HDHOME DEPOT INC COM	2,364	$421K	0.12%
87	USMVISHARES EDGE MSCI MIN VOL USA ETF	8,000	$415K	0.12%
88	BACBANK AMER CORP COM	13,758	$413K	0.12%
89	—OPPENHEIMER LARGE CAP REVENUE ETF	7,800	$389K	0.11%
90	STTSTATE STR CORP COM	3,889	$388K	0.11%
91	AFWALIGN TECHNOLOGY INC COM	1,510	$379K	0.11%
92	VXUSVANGUARD TOTAL INTERNATIONAL STOCK ETF	6,000	$339K	0.10%
93	R6C2ROYAL DUTCH SHELL PLC SPON ADR B	5,016	$329K	0.10%
94	HBC2HSBC HLDGS PLC SPON ADR NEW	6,755	$322K	0.09%
95	NFLXNETFLIX INC COM	1,029	$304K	0.09%
96	LANDGLADSTONE LD CORP COM	24,700	$298K	0.09%
97	—ETFS PHYSICAL SWISS GOLD SHARES	2,320	$298K	0.09%
98	IAUISHARES IBONDS DEC 2022 TERM CORPORATE ETF	12,151	$298K	0.09%
99	UNHUNITEDHEALTH GROUP INC COM	1,384	$296K	0.09%
100	TMTOYOTA MOTOR CORP SP ADR REP2COM	2,267	$296K	0.09%

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