PRELUDE CAPITAL MANAGEMENT, LLC Q4 2020 Filing

Filed February 16, 2021

Portfolio Value

$3.9B

Holdings

930

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (930 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	TSLATESLA INC	984,640	$694.8M	17.70%	Put
2	AMZNAMAZON COM INC	145,557	$474.1M	12.08%	Put
3	SPYSPDR S&P 500 ETF TR	983,316	$367.6M	9.37%	Put
4	HYGISHARES TR	1,892,459	$165.2M	4.21%	Put
5	NDQINVESCO QQQ TR	259,431	$81.4M	2.07%	Put
6	IWMISHARES TR	367,226	$72.0M	1.83%	Put
7	GQ9SPDR GOLD TR	301,619	$53.8M	1.37%	Put
8	SESEA LTD	238,027	$47.4M	1.21%	Put
9	NIONIO INC	893,000	$43.5M	1.11%	Put
10	TLTISHARES TR	254,900	$40.2M	1.02%	Put
11	TMUST-MOBILE US INC	268,275	$36.2M	0.92%	Call
12	NFLXNETFLIX INC	64,175	$34.7M	0.88%	Put
13	SLVISHARES SILVER TR	1,181,086	$29.0M	0.74%	Put
14	S9QSPIRIT AEROSYSTEMS HLDGS INC	624,403	$24.4M	0.62%
15	GOOGALPHABET INC	13,195	$23.1M	0.59%	Put
16	PDDPINDUODUO INC	119,279	$21.2M	0.54%	Put
17	BHFBRIGHTHOUSE FINL INC	553,229	$20.0M	0.51%
18	BABAALIBABA GROUP HLDG LTD	81,886	$19.1M	0.49%	Put
19	USOUNITED STS OIL FD LP	564,700	$18.6M	0.47%	Put
20	XYZSQUARE INC	81,950	$17.8M	0.45%	Put
21	TRVCCITIGROUP INC	274,366	$16.9M	0.43%	Put
22	UBERUBER TECHNOLOGIES INC	325,652	$16.6M	0.42%	Put
23	PYPLPAYPAL HLDGS INC	67,432	$15.8M	0.40%	Put
24	PENNPENN NATL GAMING INC	180,693	$15.6M	0.40%	Put
25	TIFEURTIFFANY & CO NEW	115,739	$15.2M	0.39%	Put
26	KOCOCA COLA CO	265,337	$14.6M	0.37%	Put
27	AAPLAPPLE INC	107,093	$14.2M	0.36%	Put
28	MUMICRON TECHNOLOGY INC	187,615	$14.1M	0.36%
29	DISDISNEY WALT CO	75,822	$13.7M	0.35%	Put
30	AAWWUSDATLAS AIR WORLDWIDE HLDGS IN	241,052	$13.1M	0.33%
31	CHNGUSDCHANGE HEALTHCARE INC	675,195	$12.6M	0.32%
32	RHRH	27,728	$12.4M	0.32%	Put
33	AERAERCAP HOLDINGS NV	269,360	$12.3M	0.31%
34	METAFACEBOOK INC	44,566	$12.2M	0.31%	Put
35	BABOEING CO	55,884	$12.0M	0.30%	Put
36	VAREURVARIAN MED SYS INC	65,516	$11.5M	0.29%	Call
37	EEMISHARES TR	217,300	$11.2M	0.29%	Put
38	VRRMVERRA MOBILITY CORP	820,541	$11.0M	0.28%
39	DWDMORGAN STANLEY	158,761	$10.9M	0.28%	Put
40	TAT&T INC	378,000	$10.9M	0.28%	Put
41	CZRCAESARS ENTERTAINMENT INC NE	145,000	$10.8M	0.27%	Put
42	TECK/BTECK RESOURCES LTD	591,630	$10.7M	0.27%	Call
43	BILIBILIBILI INC	125,107	$10.7M	0.27%
44	NVDANVIDIA CORPORATION	20,383	$10.6M	0.27%	Put
45	WFCWELLS FARGO CO NEW	351,526	$10.6M	0.27%	Put
46	—BMC STK HLDGS INC	196,782	$10.6M	0.27%
47	STNESTONECO LTD	124,201	$10.4M	0.27%	Put
48	XLFSELECT SECTOR SPDR TR	350,160	$10.3M	0.26%	Put
49	K6BKBR INC	329,958	$10.2M	0.26%
50	LYFTLYFT INC	204,925	$10.1M	0.26%	Put
51	CSCOCISCO SYS INC	222,892	$10.0M	0.25%	Put
52	PFEPFIZER INC	269,660	$9.9M	0.25%	Put
53	ETRNUSDEQUITRANS MIDSTREAM CORP	1,220,275	$9.8M	0.25%
54	WORKSLACK TECHNOLOGIES INC	228,811	$9.7M	0.25%	Put
55	GDXVANECK VECTORS ETF TR	262,008	$9.4M	0.24%	Put
56	TWTRUSDTWITTER INC	172,459	$9.3M	0.24%	Put
57	REZIRESIDEO TECHNOLOGIES INC	434,910	$9.2M	0.24%
58	HLITHARMONIC INC	1,241,265	$9.2M	0.23%
59	DQDAQO NEW ENERGY CORP	154,047	$8.8M	0.23%
60	CNXCNX RES CORP	801,134	$8.7M	0.22%	Put
61	LQDISHARES TR	62,400	$8.6M	0.22%	Put
62	CCCHEMOURS CO	345,918	$8.6M	0.22%
63	BNSBANK NOVA SCOTIA B C	150,000	$8.1M	0.21%	Put
64	WTWWILLIS TOWERS WATSON PLC LTD	38,462	$8.1M	0.21%
65	WDCWESTERN DIGITAL CORP.	145,422	$8.1M	0.21%	Call
66	MSFTMICROSOFT CORP	35,880	$8.0M	0.20%	Put
67	XOMEXXON MOBIL CORP	191,107	$7.9M	0.20%	Call
68	RPREALPAGE INC	87,997	$7.7M	0.20%	Call
69	XLESELECT SECTOR SPDR TR	197,900	$7.5M	0.19%	Put
70	DORMDORMAN PRODS INC	86,058	$7.5M	0.19%	Put
71	XLISELECT SECTOR SPDR TR	83,500	$7.4M	0.19%	Put
72	MPCMARATHON PETE CORP	177,231	$7.3M	0.19%
73	TDTORONTO DOMINION BK ONT	100,000	$7.2M	0.18%	Put
74	LRCXEURLAM RESEARCH CORP	14,668	$6.9M	0.18%	Put
75	OBDCOWL ROCK CAPITAL CORPORATION	542,500	$6.9M	0.17%
76	DONSPDR DOW JONES INDL AVERAGE	22,300	$6.8M	0.17%	Put
77	CMICUMMINS INC	30,000	$6.8M	0.17%	Put
78	INTCINTEL CORP	134,465	$6.7M	0.17%	Put
79	BKLNINVESCO EXCH TRADED FD TR II	298,000	$6.6M	0.17%	Put
80	ONON SEMICONDUCTOR CORP	200,000	$6.5M	0.17%	Call
81	NRANRG ENERGY INC	170,000	$6.4M	0.16%	Put
82	KSSKOHLS CORP	156,808	$6.4M	0.16%	Put
83	CMECME GROUP INC	35,000	$6.4M	0.16%	Call
84	CVSCVS HEALTH CORP	90,753	$6.2M	0.16%	Put
85	BLKCHFBLACKROCK INC	8,537	$6.2M	0.16%	Put
86	KGCKINROSS GOLD CORP	834,400	$6.1M	0.16%	Put
87	VYXNCR CORP NEW	162,491	$6.1M	0.16%
88	FEYECHFFIREEYE INC	264,105	$6.1M	0.16%	Put
89	CMCSACOMCAST CORP NEW	115,800	$6.1M	0.15%	Put
90	TREXTREX CO INC	70,000	$5.9M	0.15%	Put
91	AMDADVANCED MICRO DEVICES INC	61,676	$5.7M	0.14%	Put
92	AIMCUSDALTRA INDL MOTION CORP	102,000	$5.7M	0.14%	Put
93	GOOGLALPHABET INC	3,214	$5.6M	0.14%	Put
94	UHSUNIVERSAL HLTH SVCS INC	40,690	$5.6M	0.14%	Put
95	ABXBARRICK GOLD CORP	244,204	$5.6M	0.14%	Put
96	XOPSPDR SER TR	94,700	$5.5M	0.14%	Call
97	—DANIMER SCIENTIFIC INC	234,000	$5.5M	0.14%
98	SBUXSTARBUCKS CORP	51,412	$5.5M	0.14%	Put
99	FCXFREEPORT-MCMORAN INC	208,335	$5.4M	0.14%	Call
100	VIPSVIPSHOP HOLDINGS LIMITED	192,685	$5.4M	0.14%	Put

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