PRELUDE CAPITAL MANAGEMENT, LLC Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$1.5B

Holdings

1,477

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (1,477 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	298,420	$74.6M	5.00%	Put
2	IWMISHARES TR	411,800	$55.1M	3.69%	Put
3	FOXATWENTY FIRST CENTY FOX INC	990,088	$47.3M	3.17%
4	—SHIRE PLC	249,163	$43.4M	2.90%
5	AABAUSDALTABA INC	609,437	$35.3M	2.36%
6	RHT1EURRED HAT INC	189,648	$33.3M	2.23%	Put
7	—PANDORA MEDIA INC	3,134,410	$25.4M	1.70%
8	—TRAVELPORT WORLDWIDE LTD	1,310,570	$20.5M	1.37%
9	—IMPERVA INC	349,613	$19.5M	1.30%
10	—ATHENAHEALTH INC	131,949	$17.4M	1.17%	Put
11	—CANADIAN SOLAR INC	16,847,000	$16.7M	1.12%
12	TRCOTRIBUNE MEDIA CO	335,225	$15.2M	1.02%
13	—INTEGRATED DEVICE TECHNOLOGY	311,546	$15.1M	1.01%
14	—DUN & BRADSTREET CORP DEL NE	100,829	$14.4M	0.96%
15	HYGISHARES TR	156,082	$12.7M	0.85%	Put
16	MSFTMICROSOFT CORP	122,708	$12.5M	0.83%	Put
17	—ORBOTECH LTD	219,266	$12.4M	0.83%	Put
18	INTCINTEL CORP	258,469	$12.1M	0.81%	Put
19	LQDISHARES TR	107,390	$12.1M	0.81%
20	TIFEURTIFFANY & CO	142,019	$11.4M	0.77%	Put
21	NFLXNETFLIX INC	39,201	$10.5M	0.70%	Put
22	MLMMARTIN MARIETTA MATLS INC	57,660	$9.9M	0.66%	Put
23	NXPINXP SEMICONDUCTORS N V	130,547	$9.6M	0.64%	Call
24	DISCKUSDDISCOVERY INC	401,849	$9.3M	0.62%
25	STCSTEWART INFORMATION SVCS COR	219,122	$9.1M	0.61%
26	—APPTIO INC	231,494	$8.8M	0.59%
27	—VECTREN CORP	119,414	$8.6M	0.58%
28	QCOMQUALCOMM INC	149,594	$8.5M	0.57%	Put
29	—BUNGE LIMITED	155,583	$8.3M	0.56%	Put
30	—SPRINT CORP	1,427,712	$8.3M	0.56%
31	ADSKAUTODESK INC	63,000	$8.1M	0.54%	Put
32	KMIKINDER MORGAN INC DEL	525,931	$8.1M	0.54%	Put
33	IBMINTERNATIONAL BUSINESS MACHS	70,029	$8.0M	0.53%	Put
34	—TESARO INC	105,716	$7.8M	0.53%	Put
35	GQ9SPDR GOLD TRUST	63,300	$7.7M	0.51%	Put
36	—ESTERLINE TECHNOLOGIES CORP	62,694	$7.6M	0.51%
37	AMZNAMAZON COM INC	5,003	$7.5M	0.50%	Put
38	ABBVABBVIE INC	81,156	$7.5M	0.50%	Put
39	BIDUNBAIDU INC	46,206	$7.3M	0.49%	Put
40	EATBRINKER INTL INC	163,698	$7.2M	0.48%	Put
41	—U S G CORP	168,585	$7.2M	0.48%
42	IYRISHARES TR	92,000	$6.9M	0.46%	Put
43	NOCNORTHROP GRUMMAN CORP	27,702	$6.8M	0.45%	Put
44	PYPLPAYPAL HLDGS INC	80,660	$6.8M	0.45%	Put
45	SBUXSTARBUCKS CORP	103,964	$6.7M	0.45%	Put
46	ELVANTHEM INC	25,000	$6.6M	0.44%	Call
47	NSCNORFOLK SOUTHERN CORP	42,711	$6.4M	0.43%	Call
48	HTHT 0.375 11/01/22CHINA LODGING GROUP LTD	6,500,000	$6.4M	0.43%
49	TXNTEXAS INSTRS INC	67,000	$6.3M	0.42%	Put
50	—MB FINANCIAL INC	159,063	$6.3M	0.42%
51	AMATAPPLIED MATLS INC	191,448	$6.3M	0.42%	Put
52	DISDISNEY WALT CO	54,700	$6.0M	0.40%	Put
53	WSMWILLIAMS SONOMA INC	117,460	$5.9M	0.40%	Put
54	TLTISHARES TR	48,521	$5.9M	0.39%	Call
55	FLT1EURFLEETCOR TECHNOLOGIES INC	31,185	$5.8M	0.39%	Put
56	TALTAL ED GROUP	214,566	$5.7M	0.38%	Put
57	—NAVIGATORS GROUP INC	81,556	$5.7M	0.38%
58	NKENIKE INC	74,832	$5.5M	0.37%	Put
59	—TWENTY FIRST CENTY FOX INC	114,174	$5.5M	0.37%
60	PGPROCTER AND GAMBLE CO	59,600	$5.5M	0.37%	Put
61	URIUNITED RENTALS INC	53,062	$5.4M	0.36%	Put
62	DWDMORGAN STANLEY	136,898	$5.4M	0.36%	Put
63	DGDOLLAR GEN CORP	50,000	$5.4M	0.36%	Call
64	MDTMEDTRONIC PLC	58,445	$5.3M	0.36%	Put
65	—WESTERN ASSET MTG CAP CORP	5,610,000	$5.2M	0.35%
66	—RANDGOLD RES LTD	62,947	$5.2M	0.35%
67	—TESLA INC	5,000,000	$5.2M	0.35%
68	—FCB FINL HLDGS INC	154,827	$5.2M	0.35%
69	—INVESTMENT TECHNOLOGY GRP NE	170,956	$5.2M	0.35%
70	GILDGILEAD SCIENCES INC	82,559	$5.2M	0.35%	Put
71	XRXCHFXEROX CORP	255,308	$5.0M	0.34%	Put
72	GOOGLALPHABET INC	4,778	$5.0M	0.33%
73	LRCXEURLAM RESEARCH CORP	36,116	$4.9M	0.33%	Put
74	USX1UNITED STATES STL CORP	269,333	$4.9M	0.33%	Put
75	KOCOCA COLA CO	103,185	$4.9M	0.33%	Put
76	SYMCEURSYMANTEC CORP	256,709	$4.9M	0.32%	Put
77	NDQINVESCO QQQ TR	31,100	$4.8M	0.32%	Put
78	—SOLARCITY CORP	4,892,000	$4.6M	0.31%
79	HONHONEYWELL INTL INC	34,426	$4.5M	0.30%	Put
80	METAFACEBOOK INC	34,682	$4.5M	0.30%	Put
81	TJXTJX COS INC	100,000	$4.5M	0.30%	Call
82	SPLKCHFSPLUNK INC	41,280	$4.3M	0.29%	Put
83	TMOTHERMO FISHER SCIENTIFIC INC	19,307	$4.3M	0.29%	Put
84	—COLONY CAP INC	4,500,000	$4.2M	0.28%
85	—MYLAN N V	152,048	$4.2M	0.28%	Put
86	GTGOODYEAR TIRE & RUBR CO	202,350	$4.1M	0.28%	Put
87	XYZSQUARE INC	73,093	$4.1M	0.27%	Put
88	CLCOLGATE PALMOLIVE CO	68,055	$4.0M	0.27%	Put
89	SKAASKECHERS U S A INC	172,303	$3.9M	0.26%	Put
90	BRK/BBERKSHIRE HATHAWAY INC DEL	19,224	$3.9M	0.26%
91	—HEALTH INS INNOVATIONS INC	146,785	$3.9M	0.26%
92	MLCOMELCO RESORT ENTERTAINMENT L	221,452	$3.9M	0.26%	Put
93	TRGPTARGA RES CORP	108,086	$3.9M	0.26%
94	ATVIEURACTIVISION BLIZZARD INC	82,907	$3.9M	0.26%	Put
95	NVDANVIDIA CORP	28,536	$3.8M	0.26%	Put
96	RSPINVESCO EXCHANGE TRADED FD T	40,556	$3.7M	0.25%
97	EIXEDISON INTL	62,490	$3.5M	0.24%
98	VIPSVIPSHOP HLDGS LTD	644,807	$3.5M	0.24%	Put
99	GDGENERAL DYNAMICS CORP	22,248	$3.5M	0.23%	Put
100	LBEURL BRANDS INC	135,321	$3.5M	0.23%	Put

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