PRELUDE CAPITAL MANAGEMENT, LLC Q3 2023 Filing

Filed November 14, 2023

Portfolio Value

$1.5B

Holdings

1,019

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (1,019 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	405,300	$173.3M	11.29%	Put
2	TSLATESLA INC	202,345	$50.6M	3.30%	Put
3	ATVIEURACTIVISION BLIZZARD INC	277,403	$26.0M	1.69%	Put
4	HZNPHORIZON THERAPEUTICS PUB L	180,954	$20.9M	1.36%	Put
5	GQ9SPDR GOLD TR	118,146	$20.3M	1.32%	Put
6	IWMISHARES TR	114,105	$20.2M	1.31%	Put
7	BABAALIBABA GROUP HLDG LTD	223,894	$19.4M	1.27%	Call
8	CEIXEURCONSOL ENERGY INC NEW	178,447	$18.7M	1.22%
9	MSFTMICROSOFT CORP	56,933	$18.0M	1.17%	Put
10	AAPLAPPLE INC	97,800	$16.7M	1.09%	Put
11	BHFBRIGHTHOUSE FINL INC	337,981	$16.5M	1.08%
12	NTESNETEASE INC	154,625	$15.5M	1.01%
13	BUWABIO RAD LABS INC	40,755	$14.6M	0.95%
14	XLUSELECT SECTOR SPDR TR	224,400	$13.2M	0.86%	Put
15	CLVTRIP COM GROUP LTD	373,926	$13.1M	0.85%
16	NEWREURNEW RELIC INC	130,823	$11.2M	0.73%
17	NVDANVIDIA CORPORATION	25,361	$11.0M	0.72%	Put
18	SGENUSDSEAGEN INC	51,504	$10.9M	0.71%	Put
19	HLITHARMONIC INC	1,117,179	$10.8M	0.70%
20	VMWEURVMWARE INC	58,000	$9.7M	0.63%
21	DQDAQO NEW ENERGY CORP	301,580	$9.1M	0.59%
22	GMGENERAL MTRS CO	265,637	$8.8M	0.57%	Call
23	TPDTEMPUR SEALY INTL INC	194,393	$8.4M	0.55%
24	BEKEKE HLDGS INC	532,473	$8.3M	0.54%
25	RRXREGAL REXNORD CORPORATION	55,643	$8.0M	0.52%
26	ENSENERSYS	81,810	$7.7M	0.50%
27	GLNGGOLAR LNG LTD	310,252	$7.5M	0.49%
28	GOOGLALPHABET INC	52,895	$6.9M	0.45%	Put
29	HCAHCA HEALTHCARE INC	27,372	$6.7M	0.44%
30	NDQINVESCO QQQ TR	18,500	$6.6M	0.43%	Put
31	FTREFORTREA HLDGS INC	228,448	$6.5M	0.43%
32	QRVOQORVO INC	68,355	$6.5M	0.43%
33	MAINMAIN STR CAP CORP	160,000	$6.5M	0.42%	Put
34	NSCNORFOLK SOUTHN CORP	31,914	$6.3M	0.41%
35	ARMKARAMARK	175,601	$6.1M	0.40%
36	XLESELECT SECTOR SPDR TR	66,968	$6.1M	0.39%	Put
37	XLFSELECT SECTOR SPDR TR	182,300	$6.0M	0.39%	Put
38	OGM1COGENT COMMUNICATIONS HLDGS	95,302	$5.9M	0.38%	Call
39	BILSPDR SER TR	63,700	$5.8M	0.38%
40	TSMTAIWAN SEMICONDUCTOR MFG LTD	65,574	$5.7M	0.37%	Put
41	ACIALBERTSONS COS INC	248,841	$5.7M	0.37%
42	—GREENHILL & CO INC	381,793	$5.7M	0.37%
43	AERAERCAP HOLDINGS NV	88,491	$5.5M	0.36%
44	BURLBURLINGTON STORES INC	40,875	$5.5M	0.36%
45	AMTAMERICAN TOWER CORP NEW	33,525	$5.5M	0.36%	Call
46	LNGCHENIERE ENERGY INC	33,100	$5.5M	0.36%
47	CIR2USDCIRCOR INTL INC	97,448	$5.4M	0.35%
48	KDKYNDRYL HLDGS INC	354,892	$5.4M	0.35%
49	HCCIUSDHERITAGE CRYSTAL CLEAN INC	117,100	$5.3M	0.35%
50	—ABCAM PLC	231,741	$5.2M	0.34%
51	ODP1THE ODP CORP	113,003	$5.2M	0.34%
52	VIPSVIPSHOP HLDGS LTD	324,612	$5.2M	0.34%	Call
53	SSENTINELONE INC	302,742	$5.1M	0.33%
54	VSTVISTRA CORP	153,801	$5.1M	0.33%
55	WDAYWORKDAY INC	23,710	$5.1M	0.33%
56	BITOPROSHARES TR	359,600	$5.0M	0.32%	Call
57	EHABENHABIT INC	436,749	$4.9M	0.32%
58	THCTENET HEALTHCARE CORP	73,990	$4.9M	0.32%
59	CSTMCONSTELLIUM SE	267,057	$4.9M	0.32%
60	DENEURDENBURY INC	49,303	$4.8M	0.31%
61	SWN1EURSOUTHWESTERN ENERGY CO	742,630	$4.8M	0.31%
62	XLISELECT SECTOR SPDR TR	47,200	$4.8M	0.31%	Put
63	CVECENOVUS ENERGY INC	229,392	$4.8M	0.31%
64	K6BKBR INC	81,013	$4.8M	0.31%
65	SPLKCHFSPLUNK INC	31,268	$4.6M	0.30%
66	—NEOGAMES S A	167,064	$4.5M	0.29%
67	XLVSELECT SECTOR SPDR TR	35,000	$4.5M	0.29%	Put
68	RG6ROGERS CORP	34,227	$4.5M	0.29%
69	SNPSSYNOPSYS INC	9,724	$4.5M	0.29%
70	DMRCDIGIMARC CORP NEW	135,857	$4.4M	0.29%
71	WRBYWARBY PARKER INC	334,338	$4.4M	0.29%
72	AMEDAMEDISYS INC	46,320	$4.3M	0.28%
73	UBERUBER TECHNOLOGIES INC	93,548	$4.3M	0.28%
74	CPRICAPRI HOLDINGS LIMITED	81,515	$4.3M	0.28%
75	ESTCELASTIC N V	52,311	$4.2M	0.28%
76	TECK/BTECK RESOURCES LTD	97,694	$4.2M	0.27%
77	FOXFOX CORP	143,361	$4.1M	0.27%
78	TLTISHARES TR	45,868	$4.1M	0.27%	Put
79	MQMARQETA INC	676,141	$4.0M	0.26%
80	XOMEXXON MOBIL CORP	34,300	$4.0M	0.26%	Put
81	EMLCVANECK ETF TRUST	168,850	$4.0M	0.26%
82	WDCWESTERN DIGITAL CORP.	87,914	$4.0M	0.26%
83	TDWTIDEWATER INC NEW	56,361	$4.0M	0.26%
84	LIVNLIVANOVA PLC	74,737	$4.0M	0.26%
85	ADUNITED STATES CELLULAR CORP	90,931	$3.9M	0.25%	Put
86	NFLXNETFLIX INC	10,290	$3.9M	0.25%
87	ROSTROSS STORES INC	34,015	$3.8M	0.25%
88	CROXCROCS INC	43,488	$3.8M	0.25%
89	AMBAAMBARELLA INC	71,031	$3.8M	0.25%
90	NTRANATERA INC	84,688	$3.7M	0.24%
91	OIHVANECK ETF TRUST	10,800	$3.7M	0.24%	Put
92	SLVISHARES SILVER TR	181,678	$3.7M	0.24%	Call
93	VVISA INC	15,857	$3.6M	0.24%	Put
94	LMTLOCKHEED MARTIN CORP	8,906	$3.6M	0.24%
95	CHWYCHEWY INC	197,709	$3.6M	0.24%	Call
96	—AVID TECHNOLOGY INC	133,645	$3.6M	0.23%
97	—ARGO GROUP INTL HLDGS LTD	117,255	$3.5M	0.23%
98	WFRDWEATHERFORD INTL PLC	38,698	$3.5M	0.23%
99	LLYELI LILLY & CO	6,388	$3.4M	0.22%
100	CPACOPA HOLDINGS SA	38,488	$3.4M	0.22%	Call

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