PRELUDE CAPITAL MANAGEMENT, LLC Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$2.1B

Holdings

1,528

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (1,528 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	TSLATESLA INC	874,300	$375.1M	18.14%	Put
2	SPYSPDR S&P 500 ETF TR	783,700	$262.5M	12.69%	Put
3	NDQINVESCO QQQ TR	488,200	$135.6M	6.56%	Put
4	AAPLAPPLE INC	595,894	$69.0M	3.34%	Put
5	GQ9SPDR GOLD TR	299,190	$53.0M	2.56%	Put
6	AMZNAMAZON COM INC	11,649	$36.7M	1.77%	Put
7	NFLXNETFLIX INC	68,308	$34.2M	1.65%	Put
8	SLVISHARES SILVER TR	1,198,323	$25.9M	1.25%	Put
9	SHYGISHARES TR	550,000	$24.2M	1.17%
10	SESEA LTD	151,700	$23.4M	1.13%	Put
11	CSCOCISCO SYS INC	521,565	$20.5M	0.99%	Put
12	BABAALIBABA GROUP HLDG LTD	66,411	$19.5M	0.94%	Put
13	NIONIO INC	838,600	$17.8M	0.86%	Put
14	GOOGALPHABET INC	12,005	$17.6M	0.85%	Put
15	ETRNUSDEQUITRANS MIDSTREAM CORP	1,760,179	$14.9M	0.72%
16	XLKSELECT SECTOR SPDR TR	127,100	$14.8M	0.72%	Put
17	S9QSPIRIT AEROSYSTEMS HLDGS INC	732,170	$13.8M	0.67%
18	XLISELECT SECTOR SPDR TR	157,600	$12.1M	0.59%	Put
19	—IMMUNOMEDICS INC	133,613	$11.4M	0.55%
20	—MOMENTA PHARMACEUTICALS INC	215,023	$11.3M	0.55%	Put
21	PYPLPAYPAL HLDGS INC	56,683	$11.2M	0.54%	Put
22	—TESLA INC	1,500,000	$10.4M	0.50%
23	NVDANVIDIA CORPORATION	18,839	$10.2M	0.49%	Put
24	TIFEURTIFFANY & CO	87,175	$10.1M	0.49%
25	—WRIGHT MED GROUP N V	328,245	$10.0M	0.48%	Call
26	TMUST-MOBILE US INC	74,183	$8.5M	0.41%
27	—ACACIA COMMUNICATIONS INC	120,963	$8.2M	0.39%	Put
28	BABOEING CO	49,100	$8.1M	0.39%	Put
29	—AIMMUNE THERAPEUTICS INC	233,193	$8.0M	0.39%	Put
30	PTONPELOTON INTERACTIVE INC	76,819	$7.6M	0.37%	Put
31	NTESNETEASE INC	16,663	$7.6M	0.37%	Put
32	WTWWILLIS TOWERS WATSON PLC LTD	35,335	$7.4M	0.36%
33	JDJD.COM INC	89,285	$6.9M	0.34%
34	XLESELECT SECTOR SPDR TR	222,900	$6.9M	0.33%	Put
35	BYNDBEYOND MEAT INC	41,526	$6.9M	0.33%	Put
36	VRRMVERRA MOBILITY CORP	712,401	$6.9M	0.33%
37	TAT&T INC	232,000	$6.6M	0.32%	Put
38	METAFACEBOOK INC	25,215	$6.6M	0.32%	Put
39	CNCCENTENE CORP DEL	112,816	$6.6M	0.32%	Put
40	CRMSALESFORCE COM INC	25,741	$6.5M	0.31%	Put
41	XRTSPDR SER TR	130,000	$6.5M	0.31%	Put
42	HLITHARMONIC INC	1,153,091	$6.4M	0.31%
43	AFWALIGN TECHNOLOGY INC	19,465	$6.4M	0.31%	Put
44	TWTRUSDTWITTER INC	142,460	$6.3M	0.31%	Put
45	MPCMARATHON PETE CORP	212,917	$6.2M	0.30%	Call
46	AMDADVANCED MICRO DEVICES INC	74,411	$6.1M	0.30%	Put
47	BILIBILIBILI INC	146,203	$6.1M	0.29%
48	ADSWADVANCED DISP SVCS INC DEL	200,838	$6.1M	0.29%	Call
49	VIPSVIPSHOP HOLDINGS LIMITED	385,457	$6.0M	0.29%	Put
50	DISHDISH NETWORK CORPORATION	205,625	$6.0M	0.29%	Put
51	XLFISELECT SECTOR SPDR TR	90,909	$5.8M	0.28%	Call
52	JPMJPMORGAN CHASE & CO	60,227	$5.8M	0.28%	Put
53	MSFTMICROSOFT CORP	27,242	$5.7M	0.28%
54	ORCLORACLE CORP	95,221	$5.7M	0.27%	Put
55	K6BKBR INC	248,473	$5.6M	0.27%
56	HPEHEWLETT PACKARD ENTERPRISE C	588,799	$5.5M	0.27%	Put
57	VVISA INC	27,379	$5.5M	0.26%	Put
58	VAREURVARIAN MED SYS INC	30,832	$5.3M	0.26%
59	STNESTONECO LTD	100,000	$5.3M	0.26%	Put
60	0VVBVIACOMCBS INC	188,428	$5.3M	0.26%	Put
61	MUMICRON TECHNOLOGY INC	110,971	$5.2M	0.25%
62	GOOGLALPHABET INC	3,440	$5.0M	0.24%	Put
63	UNHUNITEDHEALTH GROUP INC	15,864	$4.9M	0.24%	Put
64	VSTVISTRA CORP	257,933	$4.9M	0.24%
65	CMCSACOMCAST CORP	100,000	$4.6M	0.22%	Call
66	FCXFREEPORT-MCMORAN INC	289,018	$4.5M	0.22%	Put
67	LVGOLIVONGO HEALTH INC	32,120	$4.5M	0.22%
68	AEMAGNICO EAGLE MINES LTD	56,400	$4.5M	0.22%	Put
69	XLFSELECT SECTOR SPDR TR	183,129	$4.4M	0.21%	Put
70	STZCONSTELLATION BRANDS INC	23,179	$4.4M	0.21%	Put
71	AAALCOA CORP	370,697	$4.3M	0.21%	Put
72	—WEIBO CORP	4,500,000	$4.3M	0.21%
73	JOYYJOYY INC	52,500	$4.2M	0.20%	Call
74	GOTUGSX TECHEDU INC	46,300	$4.2M	0.20%	Put
75	FDXFEDEX CORP	16,423	$4.1M	0.20%	Put
76	—NATIONAL GEN HLDGS CORP	121,666	$4.1M	0.20%
77	MAMASTERCARD INCORPORATED	11,976	$4.0M	0.20%	Call
78	COSTCOSTCO WHSL CORP	11,000	$3.9M	0.19%	Put
79	—PROSHARES TR II	193,500	$3.9M	0.19%	Put
80	FTVFORTIVE CORP	50,000	$3.8M	0.18%	Call
81	PDDPINDUODUO INC	49,865	$3.7M	0.18%
82	ABXBARRICK GOLD CORP	125,432	$3.5M	0.17%	Put
83	TSMTAIWAN SEMICONDUCTOR MFG LTD	42,554	$3.5M	0.17%
84	STAGSTAG INDL INC	107,955	$3.3M	0.16%	Put
85	BYDBOYD GAMING CORP	107,026	$3.3M	0.16%
86	—BARCLAYS BANK PLC	129,700	$3.2M	0.16%	Put
87	AWMSKYWORKS SOLUTIONS INC	21,956	$3.2M	0.15%
88	—IQIYI INC	3,000,000	$3.2M	0.15%
89	BACBK OF AMERICA CORP	132,276	$3.2M	0.15%	Put
90	FRG1EURFRANCHISE GROUP INC	125,243	$3.2M	0.15%
91	BECNUSDBEACON ROOFING SUPPLY INC	100,000	$3.1M	0.15%	Put
92	ALBALBEMARLE CORP	33,877	$3.0M	0.15%	Put
93	NVTNVENT ELECTRIC PLC	166,455	$2.9M	0.14%
94	NXPINXP SEMICONDUCTORS N V	23,500	$2.9M	0.14%	Put
95	UBERUBER TECHNOLOGIES INC	79,863	$2.9M	0.14%	Put
96	ALSALLSTATE CORP	30,000	$2.8M	0.14%	Put
97	RNGRINGCENTRAL INC	10,275	$2.8M	0.14%	Put
98	—MGM GROWTH PPTYS LLC	100,000	$2.8M	0.14%	Call
99	HYGISHARES TR	32,549	$2.7M	0.13%
100	TMHCTAYLOR MORRISON HOME CORP	110,216	$2.7M	0.13%	Put

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