PRELUDE CAPITAL MANAGEMENT, LLC Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$1.7B

Holdings

1,458

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (1,458 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	195,100	$56.7M	3.29%	Put
2	—AETNA INC	237,905	$48.3M	2.80%
3	NXPINXP SEMICONDUCTORS N V	482,840	$41.3M	2.40%	Put
4	AABAUSDALTABA INC	602,784	$41.1M	2.38%
5	—SHIRE PLC	210,326	$38.1M	2.21%
6	—ROCKWELL COLLINS INC	246,559	$34.6M	2.01%
7	CLSCA INC	770,100	$34.0M	1.97%	Call
8	DELLDELL TECHNOLOGIES INC	347,803	$33.8M	1.96%
9	FOXATWENTY FIRST CENTY FOX INC	703,206	$32.2M	1.87%
10	LQDISHARES TR	259,166	$29.8M	1.73%
11	—DUN & BRADSTREET CORP DEL NE	207,889	$29.6M	1.72%
12	HYGISHARES TR	330,794	$28.6M	1.66%	Put
13	—ANDEAVOR	152,225	$23.4M	1.36%
14	—MITEL NETWORKS CORP	1,998,568	$22.0M	1.28%
15	EAELECTRONIC ARTS INC	169,978	$20.5M	1.19%	Put
16	DISCKUSDDISCOVERY INC	642,635	$19.0M	1.10%
17	—PANDORA MEDIA INC	1,920,615	$18.3M	1.06%
18	—PINNACLE FOODS INC DEL	261,710	$17.0M	0.98%
19	—CANADIAN SOLAR INC	16,847,000	$16.5M	0.96%
20	IWMISHARES TR	85,200	$14.4M	0.83%	Put
21	—EXPRESS SCRIPTS HLDG CO	146,816	$13.9M	0.81%
22	KHCKRAFT HEINZ CO	233,582	$12.9M	0.75%	Put
23	WBWEIBO CORP	171,352	$12.5M	0.73%	Put
24	—CBS CORP	204,026	$11.7M	0.68%	Call
25	—PINNACLE ENTMT INC	334,318	$11.3M	0.65%
26	TWTRUSDTWITTER INC	378,243	$10.8M	0.63%	Put
27	—ENVISION HEALTHCARE CORP	224,188	$10.3M	0.60%
28	—ENERGEN CORP	118,718	$10.2M	0.59%
29	—SODASTREAM INTERNATIONAL LTD	71,388	$10.2M	0.59%
30	TAT&T INC	298,116	$10.0M	0.58%	Put
31	BMYBRISTOL MYERS SQUIBB CO	150,859	$9.4M	0.54%	Put
32	—KAPSTONE PAPER & PACKAGING C	262,496	$8.9M	0.52%
33	—U S G CORP	204,013	$8.8M	0.51%
34	VIPSVIPSHOP HLDGS LTD	1,404,338	$8.8M	0.51%	Put
35	AMATAPPLIED MATLS INC	226,608	$8.8M	0.51%	Put
36	MSFTMICROSOFT CORP	70,723	$8.1M	0.47%	Put
37	IYRISHARES TR	100,000	$8.0M	0.46%	Put
38	MUMICRON TECHNOLOGY INC	174,285	$7.9M	0.46%	Put
39	—ALLERGAN PLC	40,982	$7.8M	0.45%
40	GISGENERAL MLS INC	175,592	$7.5M	0.44%	Put
41	AMZNAMAZON COM INC	3,684	$7.4M	0.43%
42	—FOREST CITY RLTY TR INC	292,354	$7.3M	0.43%
43	MLMMARTIN MARIETTA MATLS INC	39,786	$7.2M	0.42%	Put
44	NFLXNETFLIX INC	18,680	$7.0M	0.41%	Put
45	ELVANTHEM INC	25,000	$6.9M	0.40%	Call
46	KMIKINDER MORGAN INC DEL	385,027	$6.8M	0.40%	Put
47	—AKORN INC	517,723	$6.7M	0.39%	Put
48	B7SBROOKDALE SR LIVING INC	679,602	$6.7M	0.39%
49	LGFEURLIONS GATE ENTMNT CORP	270,834	$6.6M	0.38%
50	TLTISHARES TR	55,268	$6.5M	0.38%	Put
51	—KLX INC	102,750	$6.5M	0.37%
52	FXBINVESCO CURNCYSHS BRIT PND S	48,000	$6.1M	0.35%	Put
53	GQ9SPDR GOLD TRUST	53,700	$6.1M	0.35%	Put
54	—INTERXION HOLDING N.V	88,861	$6.0M	0.35%
55	DYHTARGET CORP	67,000	$5.9M	0.34%	Put
56	GMGENERAL MTRS CO	174,204	$5.9M	0.34%	Put
57	PFFISHARES TR	156,900	$5.8M	0.34%	Put
58	ADBEADOBE SYS INC	21,032	$5.7M	0.33%	Put
59	KOCOCA COLA CO	121,228	$5.6M	0.33%	Put
60	XRXCHFXEROX CORP	206,777	$5.6M	0.32%	Put
61	IM8NINSMED INC	265,266	$5.4M	0.31%	Put
62	ZNGAEURZYNGA INC	1,250,000	$5.0M	0.29%	Call
63	—SYNTEL INC	121,745	$5.0M	0.29%
64	TFISPDR SER TR	102,851	$4.9M	0.28%
65	PPLPEMBINA PIPELINE CORP	143,500	$4.9M	0.28%	Call
66	GOOGLALPHABET INC	4,030	$4.9M	0.28%	Put
67	RSPINVESCO EXCHANGE TRADED FD T	45,146	$4.8M	0.28%
68	DVADAVITA INC	65,742	$4.7M	0.27%	Put
69	HALHALLIBURTON CO	115,633	$4.7M	0.27%	Put
70	—HEALTH INS INNOVATIONS INC	75,428	$4.7M	0.27%
71	BIDUNBAIDU INC	19,757	$4.5M	0.26%	Put
72	EEMISHARES TR	103,133	$4.4M	0.26%	Put
73	ACCUSDAMERICAN CAMPUS CMNTYS INC	105,873	$4.4M	0.25%	Put
74	CMECME GROUP INC	25,281	$4.3M	0.25%
75	GOOGALPHABET INC	3,591	$4.3M	0.25%
76	AMLPUSDALPS ETF TR	400,000	$4.3M	0.25%
77	UPSUNITED PARCEL SERVICE INC	34,200	$4.0M	0.23%	Call
78	ALBALBEMARLE CORP	40,000	$4.0M	0.23%	Put
79	—MB FINANCIAL INC	85,103	$3.9M	0.23%
80	GTGOODYEAR TIRE & RUBR CO	166,500	$3.9M	0.23%	Put
81	JPMJPMORGAN CHASE & CO	34,125	$3.9M	0.22%
82	NCLHNORWEGIAN CRUISE LINE HLDG L	66,288	$3.8M	0.22%	Call
83	BRK/BBERKSHIRE HATHAWAY INC DEL	17,751	$3.8M	0.22%
84	AVGOBROADCOM INC	15,000	$3.7M	0.21%	Call
85	PTCTPTC THERAPEUTICS INC	78,071	$3.7M	0.21%
86	TAPMOLSON COORS BREWING CO	59,443	$3.7M	0.21%	Put
87	OHIOMEGA HEALTHCARE INVS INC	108,900	$3.6M	0.21%	Put
88	YUMCYUM CHINA HLDGS INC	100,413	$3.5M	0.20%	Put
89	CNPCENTERPOINT ENERGY INC	126,269	$3.5M	0.20%	Put
90	CSXCSX CORP	47,081	$3.5M	0.20%	Put
91	TRVCCITIGROUP INC	48,056	$3.4M	0.20%
92	ARCCARES CAP CORP	200,462	$3.4M	0.20%
93	LBEURL BRANDS INC	113,109	$3.4M	0.20%	Put
94	EVRGEVERGY INC	61,988	$3.4M	0.20%
95	—OCLARO INC	378,867	$3.4M	0.20%
96	—WHITING PETE CORP	62,992	$3.3M	0.19%
97	HONHONEYWELL INTL INC	20,000	$3.3M	0.19%	Put
98	ZAYOEURZAYO GROUP HLDGS INC	95,660	$3.3M	0.19%	Call
99	SYMCEURSYMANTEC CORP	155,745	$3.3M	0.19%	Put
100	—MYLAN N V	90,060	$3.3M	0.19%	Put

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