PRELUDE CAPITAL MANAGEMENT, LLC Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$1.1T
Holdings
1,512
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (1,512 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | TWXCHFTIME WARNER INC | 329,297 | $33.7B | 3.04% | Put |
| 2 | BCRUSDBARD C R INC | 93,628 | $30.0B | 2.71% | |
| 3 | AABAUSDALTABA INC | 398,194 | $26.4B | 2.38% | |
| 4 | TLTISHARES TR | 210,200 | $26.2B | 2.36% | Put |
| 5 | MUMICRON TECHNOLOGY INC | 606,617 | $23.9B | 2.15% | |
| 6 | —MONSANTO CO | 153,912 | $18.4B | 1.66% | Call |
| 7 | —PAREXEL INTL CORP | 199,634 | $17.6B | 1.59% | |
| 8 | NXPINXP SEMICONDUCTORS N V | 153,244 | $17.3B | 1.56% | Call |
| 9 | METAFACEBOOK INC | 85,891 | $14.7B | 1.32% | |
| 10 | —LEVEL 3 COMMUNICATIONS INC | 274,296 | $14.6B | 1.32% | |
| 11 | —ALERE INC | 281,185 | $14.3B | 1.29% | Call |
| 12 | —KITE PHARMA INC | 78,679 | $14.1B | 1.28% | Put |
| 13 | —CALPINE CORP | 936,016 | $13.8B | 1.24% | |
| 14 | GOOGLALPHABET INC | 13,713 | $13.4B | 1.20% | |
| 15 | —ALLERGAN PLC | 61,461 | $12.6B | 1.14% | |
| 16 | SPYSPDR S&P 500 ETF TR | 43,400 | $10.9B | 0.98% | Put |
| 17 | AMZNAMAZON COM INC | 10,345 | $9.9B | 0.90% | Put |
| 18 | —CTRIP COM INTL LTD | 8,100,000 | $9.9B | 0.89% | |
| 19 | —SHIRE PLC | 56,543 | $8.7B | 0.78% | Call |
| 20 | —ROCKWELL COLLINS INC | 63,879 | $8.3B | 0.75% | |
| 21 | IEFISHARES TR | 75,902 | $8.1B | 0.73% | |
| 22 | WDCWESTERN DIGITAL CORP | 88,703 | $7.7B | 0.69% | |
| 23 | —BROCADE COMMUNICATIONS SYS I | 623,915 | $7.5B | 0.67% | |
| 24 | RLJRLJ LODGING TR | 336,960 | $7.4B | 0.67% | |
| 25 | B7SBROOKDALE SR LIVING INC | 690,409 | $7.3B | 0.66% | |
| 26 | —XCERRA CORP | 717,645 | $7.1B | 0.64% | |
| 27 | —AKORN INC | 204,853 | $6.8B | 0.61% | |
| 28 | PTCTPTC THERAPEUTICS INC | 326,879 | $6.5B | 0.59% | Call |
| 29 | ATVIEURACTIVISION BLIZZARD INC | 99,731 | $6.4B | 0.58% | |
| 30 | LRCXEURLAM RESEARCH CORP | 33,843 | $6.3B | 0.56% | |
| 31 | CHTRCHARTER COMMUNICATIONS INC N | 17,192 | $6.2B | 0.56% | Put |
| 32 | —RYDEX ETF TRUST | 61,202 | $5.8B | 0.53% | |
| 33 | IWMISHARES TR | 38,300 | $5.7B | 0.51% | Put |
| 34 | —POWERSHARES QQQ TRUST | 38,900 | $5.7B | 0.51% | Put |
| 35 | LQDISHARES TR | 46,356 | $5.6B | 0.51% | |
| 36 | SSS1EURLIFE STORAGE INC | 68,486 | $5.6B | 0.51% | |
| 37 | ZZILLOW GROUP INC | 139,240 | $5.6B | 0.50% | |
| 38 | EQREQUITY RESIDENTIAL | 84,714 | $5.6B | 0.50% | Call |
| 39 | NFLXNETFLIX INC | 30,639 | $5.6B | 0.50% | |
| 40 | AMATAPPLIED MATLS INC | 103,023 | $5.4B | 0.48% | |
| 41 | —ASTORIA FINL CORP | 245,628 | $5.3B | 0.48% | |
| 42 | NXSTNEXSTAR MEDIA GROUP INC | 82,780 | $5.2B | 0.46% | |
| 43 | HYGISHARES TR | 57,631 | $5.1B | 0.46% | Put |
| 44 | 2362120DSINCLAIR BROADCAST GROUP INC | 152,337 | $4.9B | 0.44% | Call |
| 45 | EMBISHARES TR | 40,900 | $4.8B | 0.43% | Put |
| 46 | SONYSONY CORP | 125,802 | $4.7B | 0.42% | |
| 47 | IYRISHARES TR | 58,500 | $4.7B | 0.42% | Put |
| 48 | —STARWOOD WAYPOINT HOMES | 126,752 | $4.6B | 0.42% | |
| 49 | MSFTMICROSOFT CORP | 61,517 | $4.6B | 0.41% | |
| 50 | GQ9SPDR GOLD TRUST | 37,300 | $4.5B | 0.41% | Put |
| 51 | —CANADIAN SOLAR INC | 4,567,000 | $4.5B | 0.40% | |
| 52 | RICEEURRICE ENERGY INC | 153,409 | $4.4B | 0.40% | |
| 53 | —TAUBMAN CTRS INC | 89,247 | $4.4B | 0.40% | |
| 54 | JAZZJAZZ PHARMACEUTICALS PLC | 30,312 | $4.4B | 0.40% | |
| 55 | MOMOUSDMOMO INC | 135,926 | $4.3B | 0.38% | |
| 56 | WIXWIX COM LTD | 59,108 | $4.2B | 0.38% | |
| 57 | BRXBRIXMOR PPTY GROUP INC | 222,963 | $4.2B | 0.38% | |
| 58 | —CREDIT SUISSE NASSAU BRH | 360,750 | $4.1B | 0.37% | |
| 59 | —BROOKDALE SR LIVING INC | 4,050,000 | $4.0B | 0.36% | |
| 60 | SRPTSAREPTA THERAPEUTICS INC | 88,226 | $4.0B | 0.36% | Call |
| 61 | PFFISHARES TR | 102,973 | $4.0B | 0.36% | Put |
| 62 | NVDANVIDIA CORP | 21,564 | $3.9B | 0.35% | |
| 63 | —DOMINION DIAMOND CORP | 269,305 | $3.8B | 0.34% | |
| 64 | STTSPDR SERIES TRUST | 97,800 | $3.6B | 0.33% | |
| 65 | TRCOTRIBUNE MEDIA CO | 89,269 | $3.6B | 0.33% | |
| 66 | ALNYALNYLAM PHARMACEUTICALS INC | 30,700 | $3.6B | 0.33% | Put |
| 67 | —VWR CORP | 108,688 | $3.6B | 0.32% | |
| 68 | —NEURODERM LTD | 91,933 | $3.6B | 0.32% | Call |
| 69 | BXPBOSTON PROPERTIES INC | 28,512 | $3.5B | 0.32% | |
| 70 | SPLKCHFSPLUNK INC | 52,713 | $3.5B | 0.32% | |
| 71 | EWYISHARES INC | 50,000 | $3.5B | 0.31% | Put |
| 72 | BOBEUSDBOB EVANS FARMS INC | 44,339 | $3.4B | 0.31% | Call |
| 73 | IM8NINSMED INC | 109,300 | $3.4B | 0.31% | Put |
| 74 | UNHUNITEDHEALTH GROUP INC | 17,031 | $3.3B | 0.30% | |
| 75 | DELLDELL TECHNOLOGIES INC | 41,803 | $3.2B | 0.29% | |
| 76 | EAELECTRONIC ARTS INC | 27,045 | $3.2B | 0.29% | |
| 77 | RIORIO TINTO PLC | 66,400 | $3.1B | 0.28% | Put |
| 78 | GLNGGOLAR LNG LTD BERMUDA | 137,605 | $3.1B | 0.28% | Put |
| 79 | —SOUTHWEST BANCORP INC OKLA | 112,682 | $3.1B | 0.28% | |
| 80 | KIMKIMCO RLTY CORP | 154,467 | $3.0B | 0.27% | |
| 81 | VRTXVERTEX PHARMACEUTICALS INC | 19,755 | $3.0B | 0.27% | |
| 82 | —CAVIUM INC | 45,000 | $3.0B | 0.27% | |
| 83 | —STRAIGHT PATH COMMUNICATNS I | 15,933 | $2.9B | 0.26% | |
| 84 | CELGCELGENE CORP | 19,701 | $2.9B | 0.26% | |
| 85 | 5TCTRUECAR INC | 180,397 | $2.8B | 0.26% | |
| 86 | CNCCENTENE CORP DEL | 29,406 | $2.8B | 0.26% | |
| 87 | —CU BANCORP CALIF | 71,793 | $2.8B | 0.25% | |
| 88 | —YRC WORLDWIDE INC | 193,571 | $2.7B | 0.24% | |
| 89 | NBIXNEUROCRINE BIOSCIENCES INC | 43,259 | $2.7B | 0.24% | |
| 90 | TXNTEXAS INSTRS INC | 29,359 | $2.6B | 0.24% | |
| 91 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC | 1,500,000 | $2.6B | 0.24% | |
| 92 | —POWERSHARES ETF TRUST II | 112,700 | $2.6B | 0.24% | |
| 93 | —PACIFIC CONTINENTAL CORP | 96,013 | $2.6B | 0.23% | |
| 94 | TASTUSDCARROLS RESTAURANT GROUP INC | 234,744 | $2.6B | 0.23% | |
| 95 | —HSN INC | 65,261 | $2.5B | 0.23% | |
| 96 | NBISYANDEX N V | 76,668 | $2.5B | 0.23% | |
| 97 | CRMSALESFORCE COM INC | 27,003 | $2.5B | 0.23% | |
| 98 | —PARKWAY INC | 109,389 | $2.5B | 0.23% | |
| 99 | NTESNETEASE INC | 9,515 | $2.5B | 0.23% | |
| 100 | —IXYS CORP | 105,816 | $2.5B | 0.23% |
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