PRELUDE CAPITAL MANAGEMENT, LLC Q2 2018 Filing

Filed August 14, 2018

Portfolio Value

$1.6T

Holdings

1,416

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (1,416 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	NXPINXP SEMICONDUCTORS N V	776,217	$84.8B	5.37%	Put
2	SPYSPDR S&P 500 ETF TR	250,600	$68.0B	4.30%	Put
3	AABAUSDALTABA INC	566,175	$41.5B	2.62%
4	—XL GROUP LTD	679,303	$38.0B	2.40%
5	—SHIRE PLC	211,634	$35.7B	2.26%	Put
6	—ROCKWELL COLLINS INC	254,302	$34.2B	2.17%	Put
7	FOXATWENTY FIRST CENTY FOX INC	654,220	$32.2B	2.04%
8	—AETNA INC	156,240	$28.7B	1.81%
9	—VALIDUS HOLDINGS LTD	299,818	$20.3B	1.28%
10	—MITEL NETWORKS CORP	1,801,655	$19.8B	1.25%
11	ARNCCHFARCONIC INC	1,051,748	$17.9B	1.13%	Put
12	—CANADIAN SOLAR INC	16,847,000	$16.4B	1.04%
13	—VERIFONE SYS INC	676,268	$15.4B	0.98%
14	MUMICRON TECHNOLOGY INC	279,937	$14.7B	0.93%	Put
15	—RSP PERMIAN INC	312,280	$13.7B	0.87%
16	—CAVIUM INC	158,069	$13.7B	0.87%
17	NDQINVESCO QQQ TR	78,500	$13.5B	0.85%	Put
18	HYGISHARES TR	152,183	$12.9B	0.82%	Put
19	PFFISHARES TR	337,699	$12.7B	0.81%	Put
20	LQDISHARES TR	104,740	$12.0B	0.76%
21	TMUST MOBILE US INC	196,335	$11.7B	0.74%
22	—KAPSTONE PAPER & PACKAGING C	333,377	$11.5B	0.73%
23	TLTISHARES TR	94,047	$11.4B	0.72%	Put
24	—ALLERGAN PLC	66,144	$11.0B	0.70%
25	DISCKUSDDISCOVERY INC	430,050	$11.0B	0.69%
26	GOOGLALPHABET INC	9,521	$10.8B	0.68%
27	—AKORN INC	646,807	$10.7B	0.68%	Put
28	—PINNACLE ENTMT INC	308,601	$10.4B	0.66%
29	MSFTMICROSOFT CORP	105,110	$10.4B	0.66%
30	TAT&T INC	306,049	$9.8B	0.62%	Put
31	OPTUALTICE USA INC	549,822	$9.4B	0.59%
32	—ENVISION HEALTHCARE CORP	207,285	$9.1B	0.58%
33	—ILG INC	270,556	$8.9B	0.57%
34	—FINANCIAL ENGINES INC	186,759	$8.4B	0.53%
35	NVDANVIDIA CORP	35,307	$8.4B	0.53%
36	IYRISHARES TR	102,700	$8.3B	0.52%	Put
37	GQ9SPDR GOLD TRUST	68,600	$8.1B	0.51%	Put
38	JPMJPMORGAN CHASE & CO	76,529	$8.0B	0.50%	Put
39	AMZNAMAZON COM INC	4,308	$7.3B	0.46%
40	NFLXNETFLIX INC	18,545	$7.3B	0.46%	Put
41	WBWEIBO CORP	79,249	$7.0B	0.45%
42	XLFSELECT SECTOR SPDR TR	252,560	$6.7B	0.42%	Put
43	—PINNACLE FOODS INC DEL	98,749	$6.4B	0.41%	Put
44	CMCSACOMCAST CORP	188,085	$6.2B	0.39%	Call
45	—U S G CORP	142,134	$6.1B	0.39%
46	ATVIEURACTIVISION BLIZZARD INC	79,833	$6.1B	0.39%
47	ELVANTHEM INC	25,000	$6.0B	0.38%	Call
48	B7SBROOKDALE SR LIVING INC	615,339	$5.6B	0.35%
49	BACBANK AMER CORP	196,598	$5.5B	0.35%	Put
50	EQIXEQUINIX INC	12,723	$5.5B	0.35%	Put
51	VRTXVERTEX PHARMACEUTICALS INC	31,928	$5.4B	0.34%
52	TRCOTRIBUNE MEDIA CO	136,000	$5.2B	0.33%	Put
53	—NEWFIELD EXPL CO	165,909	$5.0B	0.32%	Put
54	—HEALTH INS INNOVATIONS INC	152,710	$4.9B	0.31%
55	—OPTINOSE INC	170,724	$4.8B	0.30%
56	JAZZJAZZ PHARMACEUTICALS PLC	27,393	$4.7B	0.30%
57	INTCINTEL CORP	92,283	$4.6B	0.29%	Put
58	AVBAVALONBAY CMNTYS INC	26,183	$4.5B	0.28%	Call
59	GSGOLDMAN SACHS GROUP INC	20,228	$4.5B	0.28%	Put
60	CLRUSDCONTINENTAL RESOURCES INC	66,213	$4.3B	0.27%	Put
61	IWMISHARES TR	25,600	$4.2B	0.27%	Put
62	ARCCARES CAP CORP	250,762	$4.1B	0.26%
63	COOCOOPER COS INC	17,466	$4.1B	0.26%	Put
64	GILDGILEAD SCIENCES INC	57,444	$4.1B	0.26%	Put
65	LGFEURLIONS GATE ENTMNT CORP	163,409	$4.1B	0.26%
66	—CHARTER FINL CORP MD	166,823	$4.0B	0.25%
67	KWE1RING ENERGY INC	312,914	$3.9B	0.25%
68	TTWOTAKE-TWO INTERACTIVE SOFTWAR	32,972	$3.9B	0.25%
69	NXDRKINDRED HEALTHCARE INC	430,923	$3.9B	0.25%
70	—DCT INDUSTRIAL TRUST INC	57,035	$3.8B	0.24%
71	TSNTYSON FOODS INC	54,545	$3.8B	0.24%	Put
72	CRMSALESFORCE COM INC	26,793	$3.7B	0.23%
73	UPSUNITED PARCEL SERVICE INC	34,200	$3.6B	0.23%	Call
74	EAELECTRONIC ARTS INC	25,373	$3.6B	0.23%	Put
75	PTCTPTC THERAPEUTICS INC	103,959	$3.5B	0.22%
76	LRCXEURLAM RESEARCH CORP	20,206	$3.5B	0.22%
77	—INTERXION HOLDING N.V	55,689	$3.5B	0.22%
78	IBKRINTERACTIVE BROKERS GROUP IN	53,336	$3.4B	0.22%	Put
79	PEOEXELON CORP	80,305	$3.4B	0.22%
80	MCXMCCORMICK & CO INC	29,201	$3.4B	0.21%	Put
81	SBUXSTARBUCKS CORP	69,300	$3.4B	0.21%	Put
82	TRVCCITIGROUP INC	50,056	$3.4B	0.21%
83	TFISPDR SER TR	69,099	$3.3B	0.21%
84	DEAEASTERLY GOVT PPTYS INC	166,465	$3.3B	0.21%
85	—MB FINANCIAL INC	68,290	$3.2B	0.20%
86	TASTUSDCARROLS RESTAURANT GROUP INC	211,813	$3.1B	0.20%
87	SJIEURSOUTH JERSEY INDS INC	91,344	$3.1B	0.19%
88	SYNASYNAPTICS INC	60,000	$3.0B	0.19%
89	—PARSLEY ENERGY INC	99,473	$3.0B	0.19%	Call
90	AMLPUSDALPS ETF TR	297,570	$3.0B	0.19%
91	TALOTALOS ENERGY INC	92,644	$3.0B	0.19%
92	EQREQUITY RESIDENTIAL	46,616	$3.0B	0.19%	Call
93	GMGENERAL MTRS CO	75,191	$3.0B	0.19%	Put
94	HBANHUNTINGTON BANCSHARES INC	198,272	$2.9B	0.19%	Put
95	PGTIUSDPGT INNOVATIONS INC	136,959	$2.9B	0.18%
96	—ENCANA CORP	218,222	$2.8B	0.18%
97	CNCCENTENE CORP DEL	23,102	$2.8B	0.18%
98	CAHCARDINAL HEALTH INC	57,434	$2.8B	0.18%	Put
99	SMHVANECK VECTORS ETF TR	27,300	$2.8B	0.18%	Put
100	GEGENERAL ELECTRIC CO	204,239	$2.8B	0.18%	Put

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