PRELUDE CAPITAL MANAGEMENT, LLC Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$3.9B

Holdings

1,245

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (1,245 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	1,230,836	$487.9M	12.56%	Put
2	EXECHESAPEAKE ENERGY CORP	6,237,737	$270.7M	6.97%	Put
3	GMEGAMESTOP CORP NEW	1,287,100	$244.3M	6.29%	Put
4	TSLATESLA INC	295,700	$197.5M	5.08%	Put
5	TLTISHARES TR	785,800	$106.4M	2.74%	Put
6	NDQINVESCO QQQ TR	277,100	$88.4M	2.28%	Put
7	HYGISHARES TR	984,865	$85.9M	2.21%	Put
8	IWMISHARES TR	279,215	$61.7M	1.59%	Put
9	RSPINVESCO EXCHANGE TRADED FD T	300,000	$42.5M	1.09%	Call
10	SESEA LTD	177,155	$39.5M	1.02%	Put
11	—KKR ACQUISITION HOLDING I CO	3,700,000	$37.0M	0.95%
12	XLKSELECT SECTOR SPDR TR	252,700	$33.6M	0.86%	Put
13	LQDISHARES TR	246,900	$32.1M	0.83%	Put
14	GQ9SPDR GOLD TR	165,290	$26.4M	0.68%	Put
15	S9QSPIRIT AEROSYSTEMS HLDGS INC	454,679	$22.1M	0.57%
16	XLISELECT SECTOR SPDR TR	220,664	$21.7M	0.56%	Put
17	BHFBRIGHTHOUSE FINL INC	459,923	$20.4M	0.52%
18	GRBKGREEN BRICK PARTNERS INC	850,000	$19.3M	0.50%
19	CSCOCISCO SYS INC	369,650	$19.1M	0.49%	Put
20	UBERUBER TECHNOLOGIES INC	330,910	$18.0M	0.46%	Call
21	PENNPENN NATL GAMING INC	169,342	$17.8M	0.46%	Call
22	AMZNAMAZON COM INC	5,321	$16.5M	0.42%	Put
23	RPREALPAGE INC	184,859	$16.1M	0.41%	Call
24	ARKKARK ETF TR	126,400	$15.2M	0.39%	Put
25	AAWWUSDATLAS AIR WORLDWIDE HLDGS IN	244,460	$14.8M	0.38%
26	—HMS HLDGS CORP	391,530	$14.5M	0.37%
27	DWDMORGAN STANLEY	185,097	$14.4M	0.37%	Put
28	CRMSALESFORCE COM INC	66,281	$14.0M	0.36%	Put
29	NIONIO INC	356,100	$13.9M	0.36%	Put
30	MSFTMICROSOFT CORP	57,515	$13.6M	0.35%	Put
31	PYPLPAYPAL HLDGS INC	55,383	$13.4M	0.35%	Put
32	VAREURVARIAN MED SYS INC	74,848	$13.2M	0.34%
33	INTCINTEL CORP	195,779	$12.5M	0.32%	Put
34	USOUNITED STS OIL FD LP	238,500	$12.0M	0.31%	Put
35	MUMICRON TECHNOLOGY INC	135,157	$11.9M	0.31%	Put
36	LYFTLYFT INC	186,040	$11.8M	0.30%	Put
37	XOPSPDR SER TR	141,600	$11.5M	0.30%	Put
38	CMCSACOMCAST CORP NEW	205,200	$11.1M	0.29%	Call
39	PDDPINDUODUO INC	82,481	$11.0M	0.28%	Put
40	XLFSELECT SECTOR SPDR TR	322,000	$11.0M	0.28%	Put
41	XLESELECT SECTOR SPDR TR	217,273	$10.7M	0.27%	Put
42	ZNGAEURZYNGA INC	1,029,872	$10.5M	0.27%	Call
43	XLVSELECT SECTOR SPDR TR	90,000	$10.5M	0.27%	Call
44	TDTORONTO DOMINION BK ONT	160,000	$10.4M	0.27%	Put
45	WORKSLACK TECHNOLOGIES INC	245,135	$10.0M	0.26%
46	PRSPPERSPECTA INC	341,442	$9.9M	0.26%
47	K6BKBR INC	258,020	$9.9M	0.25%
48	HLITHARMONIC INC	1,262,106	$9.9M	0.25%
49	EEMISHARES TR	183,600	$9.8M	0.25%	Put
50	WFCWELLS FARGO CO NEW	250,255	$9.8M	0.25%	Put
51	CCCHEMOURS CO	348,019	$9.7M	0.25%
52	TECK/BTECK RESOURCES LTD	497,130	$9.5M	0.25%	Call
53	TMUST-MOBILE US INC	76,000	$9.5M	0.25%	Call
54	PFEPFIZER INC	261,763	$9.5M	0.24%	Put
55	RYROYAL BK CDA	100,000	$9.2M	0.24%	Put
56	IPHIINPHI CORP	51,622	$9.2M	0.24%
57	BABAALIBABA GROUP HLDG LTD	40,611	$9.2M	0.24%	Put
58	VRRMVERRA MOBILITY CORP	670,943	$9.1M	0.23%
59	CVSCVS HEALTH CORP	119,937	$9.0M	0.23%	Put
60	TCFTCF FINL CORP	193,648	$9.0M	0.23%
61	LRCXEURLAM RESEARCH CORP	15,066	$9.0M	0.23%	Put
62	BMOBANK MONTREAL QUE	100,000	$8.9M	0.23%	Put
63	BHCBAUSCH HEALTH COS INC	275,000	$8.7M	0.22%	Put
64	—DANIMER SCIENTIFIC INC	227,500	$8.6M	0.22%
65	WDCWESTERN DIGITAL CORP.	126,305	$8.4M	0.22%	Call
66	CMECME GROUP INC	40,336	$8.2M	0.21%	Call
67	WTWWILLIS TOWERS WATSON PLC LTD	35,188	$8.1M	0.21%
68	MRKMERCK & CO. INC	102,436	$7.9M	0.20%	Put
69	LAMRLAMAR ADVERTISING CO NEW	83,806	$7.9M	0.20%	Call
70	CMICUMMINS INC	30,000	$7.8M	0.20%	Put
71	ARCCARES CAPITAL CORP	415,000	$7.8M	0.20%	Put
72	MXIMMAXIM INTEGRATED PRODS INC	83,500	$7.6M	0.20%
73	CNXCCONCENTRIX CORP	50,430	$7.5M	0.19%
74	TWTRUSDTWITTER INC	117,853	$7.5M	0.19%
75	SATSECHOSTAR CORP	309,477	$7.4M	0.19%	Put
76	—FIVE PRIME THERAPEUTICS INC	196,905	$7.4M	0.19%
77	TSLXSIXTH STREET SPECIALTY LENDN	330,081	$7.3M	0.19%
78	FDXFEDEX CORP	25,582	$7.3M	0.19%	Put
79	DISHDISH NETWORK CORPORATION	200,000	$7.2M	0.19%	Put
80	—NIC INC	212,856	$7.2M	0.19%
81	ALXNALEXION PHARMACEUTICALS INC	46,652	$7.1M	0.18%
82	CNXCNX RES CORP	478,911	$7.0M	0.18%	Put
83	—RIGNET INC	766,849	$6.7M	0.17%
84	VIPSVIPSHOP HOLDINGS LIMITED	220,309	$6.6M	0.17%	Put
85	MHKMOHAWK INDS INC	34,080	$6.6M	0.17%
86	GDDYGODADDY INC	84,257	$6.5M	0.17%
87	DISDISNEY WALT CO	35,339	$6.5M	0.17%	Put
88	FCXFREEPORT-MCMORAN INC	196,382	$6.5M	0.17%	Call
89	NVDANVIDIA CORPORATION	11,954	$6.4M	0.16%	Call
90	GSGOLDMAN SACHS GROUP INC	19,486	$6.4M	0.16%
91	JDJD.COM INC	74,743	$6.3M	0.16%	Put
92	FLIRFLIR SYS INC	111,157	$6.3M	0.16%
93	BNSBANK NOVA SCOTIA B C	100,000	$6.3M	0.16%	Put
94	FOXFOX CORP	177,485	$6.2M	0.16%
95	TAT&T INC	204,645	$6.2M	0.16%	Put
96	G3VGREEN PLAINS INC	228,233	$6.2M	0.16%	Put
97	REZIRESIDEO TECHNOLOGIES INC	216,893	$6.1M	0.16%
98	CYHCOMMUNITY HEALTH SYS INC NEW	450,000	$6.1M	0.16%	Put
99	JPMJPMORGAN CHASE & CO	39,660	$6.0M	0.16%	Put
100	VVISA INC	28,119	$6.0M	0.15%

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