PRELUDE CAPITAL MANAGEMENT, LLC Q1 2019 Filing

Filed May 15, 2019

Portfolio Value

$1.8B

Holdings

1,465

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (1,465 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	971,800	$274.5M	15.47%	Put
2	CELGCELGENE CORP	616,238	$58.1M	3.28%	Put
3	AABAUSDALTABA INC	706,153	$52.3M	2.95%	Call
4	RHT1EURRED HAT INC	248,990	$45.5M	2.56%	Put
5	—TRAVELPORT WORLDWIDE LTD	1,769,571	$27.8M	1.57%
6	FDCFIRST DATA CORP	1,023,335	$26.9M	1.51%
7	BMYBRISTOL MYERS SQUIBB CO	539,700	$25.8M	1.45%	Put
8	BABOEING CO	63,707	$24.3M	1.37%	Put
9	NFLXNETFLIX INC	57,900	$20.6M	1.16%	Put
10	TRCOTRIBUNE MEDIA CO	444,097	$20.5M	1.15%
11	—ULTIMATE SOFTWARE GROUP INC	57,973	$19.1M	1.08%	Call
12	CNCCENTENE CORP DEL	337,263	$17.9M	1.01%	Put
13	NDQINVESCO QQQ TR	99,600	$17.9M	1.01%	Put
14	—LUXOFT HLDG INC	268,862	$15.8M	0.89%	Put
15	INTCINTEL CORP	281,389	$15.1M	0.85%	Put
16	AMZNAMAZON COM INC	8,174	$14.6M	0.82%	Put
17	WCGEURWELLCARE HEALTH PLANS INC	49,838	$13.4M	0.76%
18	QCOMQUALCOMM INC	225,372	$12.9M	0.72%	Put
19	LQDISHARES TR	106,466	$12.7M	0.71%
20	—SPARK THERAPEUTICS INC	105,569	$12.0M	0.68%
21	BRK/BBERKSHIRE HATHAWAY INC DEL	59,207	$11.9M	0.67%	Put
22	VSMEURVERSUM MATLS INC	220,492	$11.1M	0.63%
23	—NAVIGATORS GROUP INC	155,633	$10.9M	0.61%
24	PYPLPAYPAL HLDGS INC	103,200	$10.7M	0.60%	Put
25	STCSTEWART INFORMATION SVCS COR	242,122	$10.3M	0.58%	Put
26	HYGISHARES TR	117,797	$10.2M	0.57%
27	METAFACEBOOK INC	59,952	$10.0M	0.56%	Put
28	NVDANVIDIA CORP	53,660	$9.6M	0.54%	Put
29	AAPLAPPLE INC	50,600	$9.6M	0.54%	Put
30	—U S G CORP	219,925	$9.5M	0.54%
31	XYZSQUARE INC	124,257	$9.3M	0.52%	Put
32	IWMISHARES TR	58,700	$9.0M	0.51%	Put
33	—SPRINT CORPORATION	1,589,548	$9.0M	0.51%	Put
34	FOXFOX CORP	249,623	$9.0M	0.50%
35	GOOGLALPHABET INC	7,602	$8.9M	0.50%	Put
36	CATCATERPILLAR INC DEL	61,904	$8.4M	0.47%	Put
37	TIFEURTIFFANY & CO	77,652	$8.2M	0.46%	Put
38	BABAALIBABA GROUP HLDG LTD	44,000	$8.0M	0.45%	Put
39	ABBVABBVIE INC	96,783	$7.8M	0.44%	Put
40	EAELECTRONIC ARTS INC	74,673	$7.6M	0.43%	Put
41	AVGOBROADCOM INC	24,895	$7.5M	0.42%	Put
42	—GOLDCORP INC	650,974	$7.4M	0.42%
43	MUMICRON TECHNOLOGY INC	177,600	$7.3M	0.41%	Put
44	BACBANK AMER CORP	264,730	$7.3M	0.41%	Put
45	FXIISHARES TR	161,900	$7.2M	0.40%	Put
46	IYRISHARES TR	81,500	$7.1M	0.40%	Put
47	—BELMOND LTD	283,991	$7.1M	0.40%
48	LENLENNAR CORP	140,669	$6.9M	0.39%	Put
49	DGDOLLAR GEN CORP	57,800	$6.9M	0.39%	Put
50	SHOPSHOPIFY INC	33,000	$6.8M	0.38%	Call
51	TXNTEXAS INSTRS INC	63,949	$6.8M	0.38%	Put
52	—MELLANOX TECHNOLOGIES LTD	57,253	$6.8M	0.38%	Put
53	QEPQEP RES INC	820,015	$6.4M	0.36%
54	NKENIKE INC	74,756	$6.3M	0.35%	Put
55	JNJJOHNSON & JOHNSON	45,000	$6.3M	0.35%	Put
56	ADSKAUTODESK INC	40,000	$6.2M	0.35%	Put
57	MSFTMICROSOFT CORP	52,085	$6.1M	0.35%	Put
58	TALTAL EDUCATION GROUP	170,000	$6.1M	0.35%	Put
59	AMATAPPLIED MATLS INC	154,549	$6.1M	0.35%	Put
60	USX1UNITED STATES STL CORP	314,271	$6.1M	0.35%	Put
61	TSLATESLA INC	21,700	$6.1M	0.34%	Put
62	DALDELTA AIR LINES INC DEL	114,800	$5.9M	0.33%	Put
63	AALAMERICAN AIRLS GROUP INC	186,564	$5.9M	0.33%	Put
64	—MEDEQUITIES RLTY TR INC	523,933	$5.8M	0.33%
65	METMETLIFE INC	128,571	$5.5M	0.31%	Put
66	ADIANALOG DEVICES INC	52,000	$5.5M	0.31%	Call
67	URIUNITED RENTALS INC	47,577	$5.4M	0.31%	Put
68	FTDRFRONTDOOR INC	156,703	$5.4M	0.30%
69	TJXTJX COS INC	100,000	$5.3M	0.30%	Call
70	DWDMORGAN STANLEY	125,881	$5.3M	0.30%	Put
71	VIPSVIPSHOP HLDGS LTD	655,100	$5.3M	0.30%
72	JPMJPMORGAN CHASE & CO	50,230	$5.1M	0.29%	Call
73	VCYTVERACYTE INC	198,775	$5.0M	0.28%
74	GTGOODYEAR TIRE & RUBR CO	269,950	$4.9M	0.28%	Put
75	WBC1EURWABCO HLDGS INC	36,950	$4.9M	0.27%	Call
76	GILDGILEAD SCIENCES INC	73,523	$4.8M	0.27%	Put
77	—HEALTH INS INNOVATIONS INC	177,655	$4.8M	0.27%
78	GEGENERAL ELECTRIC CO	476,719	$4.8M	0.27%	Put
79	FDXFEDEX CORP	25,430	$4.6M	0.26%	Put
80	YUMCYUM CHINA HLDGS INC	101,945	$4.6M	0.26%	Put
81	CVSCVS HEALTH CORP	82,700	$4.5M	0.25%	Put
82	IBMINTERNATIONAL BUSINESS MACHS	31,200	$4.4M	0.25%	Put
83	KHCKRAFT HEINZ CO	133,807	$4.4M	0.25%	Put
84	SWKSTANLEY BLACK & DECKER INC	31,477	$4.3M	0.24%	Put
85	GOOGALPHABET INC	3,652	$4.3M	0.24%	Put
86	PGPROCTER AND GAMBLE CO	40,000	$4.2M	0.23%	Put
87	IIPRINNOVATIVE INDL PPTYS INC	50,784	$4.1M	0.23%
88	STTSPDR SERIES TRUST	115,100	$4.1M	0.23%	Put
89	LUVSOUTHWEST AIRLS CO	79,550	$4.1M	0.23%	Put
90	EBAEBAY INC	111,000	$4.1M	0.23%	Put
91	TMOTHERMO FISHER SCIENTIFIC INC	15,000	$4.1M	0.23%	Put
92	SPGIS&P GLOBAL INC	19,389	$4.1M	0.23%	Put
93	ALXNALEXION PHARMACEUTICALS INC	30,000	$4.1M	0.23%	Call
94	EDUNEW ORIENTAL ED & TECH GRP I	45,000	$4.1M	0.23%	Call
95	MLMMARTIN MARIETTA MATLS INC	20,000	$4.0M	0.23%	Call
96	GQ9SPDR GOLD TRUST	32,610	$4.0M	0.22%	Put
97	FEFIRSTENERGY CORP	95,572	$4.0M	0.22%
98	EIXEDISON INTL	63,002	$3.9M	0.22%
99	—TALLGRASS ENERGY LP	150,263	$3.8M	0.21%
100	RSPINVESCO EXCHANGE TRADED FD T	35,531	$3.7M	0.21%

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