PINNACLE ASSOCIATES LTD Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$5.0T

Holdings

635

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (635 positions)

#StockSharesValue% PortfolioType
601
ALSALLSTATE CORP
2,960$205.0M0.00%
602
SWKSTANLEY BLACK & DECKER INC
1,650$203.0M0.00%
603
NUVEEN DOW 30 DYN OVERWRITE
14,068$203.0M0.00%
604
CINCINNATI BELL INC NEW
4,053$203.0M0.00%
605
MTDRMATADOR RES CO
8,300$202.0M0.00%
606
BROOKFIELD TOTAL RETURN FD I
9,030$202.0M0.00%
607
AWCAMERICAN WTR WKS CO INC NEW
2,700$202.0M0.00%
608
CHICAGO BRIDGE & IRON CO N V
7,140$200.0M0.00%
609
ORLYO REILLY AUTOMOTIVE INC NEW
715$200.0M0.00%
610
COTT CORP QUE
13,850$197.0M0.00%
611
PROSHARES TR
11,875$195.0M0.00%
612
ATDALLEGHENY TECHNOLOGIES INC
10,215$185.0M0.00%
613
PDIPIMCO MUNICIPAL INCOME FD
10,000$168.0M0.00%
614
PMLPIMCO MUN INCOME FD II
12,000$164.0M0.00%
615
LINDLINDBLAD EXPEDITIONS HLDGS I
18,048$162.0M0.00%
616
NTIPNETWORK 1 TECHNOLOGIES INC
54,700$149.0M0.00%
617
BTZBLACKROCK CR ALLCTN INC TR
10,180$136.0M0.00%
618
NBRNABORS INDUSTRIES LTD
11,125$135.0M0.00%
619
TPHTRI POINTE GROUP INC
10,200$134.0M0.00%
620
LYGLLOYDS BANKING GROUP PLC
45,900$132.0M0.00%
621
GSMFERROGLOBE PLC
14,350$130.0M0.00%
622
KEYKEYCORP NEW
10,522$128.0M0.00%
623
IAUUSDISHARES GOLD TRUST
10,111$128.0M0.00%
624
WENWENDYS CO
11,625$126.0M0.00%
625
XEROX CORP
12,134$123.0M0.00%
626
BROCADE COMMUNICATIONS SYS I
12,400$114.0M0.00%
627
SAJACOMPANHIA DE SANEAMENTO BASI
12,000$111.0M0.00%
628
LIMELIGHT NETWORKS INC
45,600$85.0M0.00%
629
WFRDWEATHERFORD INTL PLC
12,100$68.0M0.00%
630
VSTMVERASTEM INC
39,300$52.0M0.00%
631
MITCHAM INDS INC
10,800$36.0M0.00%
632
CUMULUS MEDIA INC
35,800$12.0M0.00%
633
CARTESIAN INC
14,450$9.0M0.00%
634
NEURALSTEM INC
12,597$4.0M0.00%
635
KINDER MORGAN INC DEL
10,017$00.00%
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