Pentwater Capital Management LP Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$7.8B

Holdings

113

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (113 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	6,980,000	$1.6B	19.95%	Put
2	NXPINXP SEMICONDUCTORS N V	8,554,300	$838.4M	10.72%
3	HUMHUMANA INC	2,750,000	$561.1M	7.17%	Put
4	—LEVEL 3 COMMUNICATIONS INC	8,590,000	$484.1M	6.19%
5	TRQEURTURQUOISE HILL RES LTD	92,677,000	$299.3M	3.83%
6	HUMHUMANA INC	1,290,000	$263.2M	3.37%
7	DELLDELL TECHNOLOGIES INC	4,141,092	$227.6M	2.91%
8	TAT&T INC	5,100,000	$216.9M	2.77%	Call
9	—ALLERGAN PLC	915,000	$192.2M	2.46%	Call
10	PFEPFIZER INC	5,213,900	$169.3M	2.17%	Call
11	CHTRCHARTER COMMUNICATIONS INC N	540,000	$155.5M	1.99%	Put
12	—AETNA INC	1,240,000	$153.8M	1.97%	Put
13	—TIME WARNER INC	1,500,000	$144.8M	1.85%	Put
14	—WHITEWAVE FOODS CO	2,513,600	$139.8M	1.79%
15	—RITE AID CORP	16,450,000	$135.5M	1.73%	Put
16	SYFSYNCHRONY FINL	3,469,300	$125.8M	1.61%	Put
17	—MONSANTO CO	1,100,000	$115.7M	1.48%	Put
18	—RITE AID CORP	13,510,000	$111.3M	1.42%
19	STTSPDR S&P 500 ETF TR	440,000	$98.4M	1.26%	Call
20	—VMWARE INC	1,040,000	$81.9M	1.05%	Call
21	—INTEROIL CORP	1,627,666	$77.4M	0.99%
22	—ALLERGAN PLC	367,547	$77.2M	0.99%
23	—ABBOTT LABS	1,850,000	$71.1M	0.91%	Call
24	—AETNA INC	480,000	$59.5M	0.76%	Call
25	—SYNGENTA AG	751,000	$59.4M	0.76%
26	—ST JUDE MED INC	691,000	$55.4M	0.71%
27	HUMHUMANA INC	270,000	$55.1M	0.70%	Call
28	—TIME WARNER INC	568,800	$54.9M	0.70%	Call
29	—VALEANT PHARMACEUTICALS INTL	3,770,300	$54.7M	0.70%	Put
30	—ALERE INC	1,320,000	$51.4M	0.66%
31	NXPINXP SEMICONDUCTORS N V	500,000	$49.0M	0.63%	Put
32	TAT&T INC	1,050,000	$44.7M	0.57%	Put
33	—MONSANTO CO	400,000	$42.1M	0.54%	Call
34	—MEDIA GEN INC	2,160,000	$40.7M	0.52%
35	ETENERGY TRANSFER EQUITY L P	2,050,000	$39.6M	0.51%	Put
36	—ALLERGAN PLC	185,000	$38.9M	0.50%	Put
37	BHCVALEANT PHARMACEUTICALS INTL	2,662,600	$38.7M	0.49%
38	—ENDURANCE SPECIALTY HLDGS LT	400,000	$37.0M	0.47%
39	KMIKINDER MORGAN INC	1,729,000	$35.8M	0.46%	Call
40	SPYSPDR S&P 500 ETF TR	150,000	$33.5M	0.43%
41	—ROCKWELL COLLINS INC	345,000	$32.0M	0.41%	Call
42	—ABBOTT LABS	821,367	$31.5M	0.40%	Put
43	—CENTURYLINK INC	1,200,000	$28.5M	0.36%	Call
44	—ALERE INC	700,000	$27.3M	0.35%	Put
45	—MENTOR GRAPHICS CORP	720,000	$26.6M	0.34%
46	—AETNA INC	208,350	$25.8M	0.33%
47	—IMPERVA INC	660,000	$25.3M	0.32%
48	ESPRESPERION THERAPEUTICS INC	1,828,000	$22.9M	0.29%
49	BFHALLIANCE DATA SYSTEMS CORP	100,000	$22.9M	0.29%	Put
50	—G & K SVCS INC	225,400	$21.7M	0.28%
51	—CABELAS INC	370,000	$21.7M	0.28%
52	—WILLIAMS COS INC	690,000	$21.5M	0.27%	Put
53	SYFSYNCHRONY FINL	560,000	$20.3M	0.26%
54	—WCI CMNTYS INC	844,677	$19.8M	0.25%
55	—STILLWATER MNG CO	1,200,000	$19.3M	0.25%
56	—FMC TECHNOLOGIES INC	539,776	$19.2M	0.25%
57	WDCWESTERN DIGITAL CORP	257,600	$17.5M	0.22%	Put
58	—CAESARS ACQUISITION CO	1,233,336	$16.6M	0.21%
59	WMBWILLIAMS COS INC	500,000	$15.6M	0.20%
60	ETENERGY TRANSFER PRTNRS L P	430,000	$15.4M	0.20%
61	BUDANHEUSER BUSCH INBEV SA/NV	137,400	$14.5M	0.19%	Call
62	BMTABRITISH AMERN TOB PLC	124,866	$14.1M	0.18%
63	ARMKARAMARK	380,000	$13.6M	0.17%
64	ETENERGY TRANSFER EQUITY L P	700,000	$13.5M	0.17%	Call
65	—DEPOMED INC	746,000	$13.4M	0.17%
66	MDLZMONDELEZ INTL INC	295,000	$13.1M	0.17%	Call
67	WDCWESTERN DIGITAL CORP	180,000	$12.2M	0.16%	Call
68	—GENERAL MLS INC	190,000	$11.7M	0.15%	Call
69	—IMPERVA INC	300,000	$11.5M	0.15%	Put
70	—WHITEWAVE FOODS CO	200,000	$11.1M	0.14%	Put
71	—TEAM HEALTH HOLDINGS INC	250,000	$10.9M	0.14%
72	—TESARO INC	75,000	$10.1M	0.13%	Put
73	—AMERICAN AIRLS GROUP INC	200,000	$9.3M	0.12%	Put
74	—B/E AEROSPACE INC	126,600	$7.6M	0.10%	Put
75	—SUTHERLAND ASSET MGMT CORP M	557,066	$7.5M	0.10%
76	—VALEANT PHARMACEUTICALS INTL	414,000	$6.0M	0.08%	Call
77	—KELLOGG CO	80,000	$5.9M	0.08%	Call
78	ETENERGY TRANSFER EQUITY L P	300,000	$5.8M	0.07%
79	GLPIGAMING & LEISURE PPTYS INC	185,800	$5.7M	0.07%	Put
80	—VASCULAR SOLUTIONS INC	100,000	$5.6M	0.07%
81	—CAESARS ENTMT CORP	579,800	$4.9M	0.06%	Put
82	PFEPFIZER INC	150,000	$4.9M	0.06%	Put
83	—WILLIAMS COS INC	150,000	$4.7M	0.06%	Call
84	KMIKINDER MORGAN INC	200,000	$4.4M	0.06%
85	—SYNGENTA AG	50,000	$4.0M	0.05%	Put
86	—VMWARE INC	50,000	$3.9M	0.05%	Put
87	—VIDEOCON D2H LTD	470,509	$3.9M	0.05%
88	—CENTURYLINK INC	150,000	$3.6M	0.05%	Put
89	—TESARO INC	24,000	$3.2M	0.04%
90	CZREURCAESARS ENTMT CORP	379,516	$3.2M	0.04%
91	—POWERSHARES QQQ TRUST	25,000	$3.0M	0.04%	Call
92	SUNSUNOCO LP	105,000	$2.8M	0.04%
93	MDLZMONDELEZ INTL INC	60,000	$2.7M	0.03%	Put
94	QCOMQUALCOMM INC	40,000	$2.6M	0.03%	Call
95	—ALEXION PHARMACEUTICALS INC	20,000	$2.4M	0.03%	Call
96	—PRIVATEBANCORP INC	42,750	$2.3M	0.03%
97	—AGROFRESH SOLUTIONS	773,811	$2.1M	0.03%
98	SUNSUNOCO LOGISTICS PRTNRS L P	85,000	$2.0M	0.03%
99	WDCWESTERN DIGITAL CORP	30,000	$2.0M	0.03%
100	REGNREGENERON PHARMACEUTICALS	5,000	$1.8M	0.02%	Call

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