Pentwater Capital Management LP Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$6.4B

Holdings

155

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (155 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	TRQEURTURQUOISE HILL RES LTD	177,322,214	$84.3B	1317.50%
2	SPYSPDR S&P 500 ETF TR	5,344,400	$1.6B	24.80%	Put
3	CELGCELGENE CORP	6,197,680	$615.4M	9.62%
4	SPYSPDR S&P 500 ETF TR	1,180,000	$350.2M	5.48%
5	ZAYOEURZAYO GROUP HLDGS INC	8,444,980	$286.3M	4.48%
6	—MELLANOX TECHNOLOGIES LTD	2,535,000	$277.8M	4.34%	Put
7	—CYPRESS SEMICONDUCTOR CORP	9,618,200	$224.5M	3.51%
8	NXPINXP SEMICONDUCTORS N V	1,910,000	$208.4M	3.26%	Call
9	—SPARK THERAPEUTICS INC	2,103,545	$204.0M	3.19%
10	—CELGENE CORP	1,940,000	$192.6M	3.01%	Put
11	MLNXMELLANOX TECHNOLOGIES LTD	1,698,200	$186.1M	2.91%
12	CICIGNA CORP	1,175,000	$178.4M	2.79%	Put
13	ADSWADVANCED DISP SVCS INC	3,350,000	$109.1M	1.71%
14	WCGEURWELLCARE HEALTH PLANS INC	420,000	$108.9M	1.70%
15	—SPARK THERAPEUTICS INC	998,000	$96.8M	1.51%	Put
16	ESPRESPERION THERAPEUTICS INC	2,478,261	$90.9M	1.42%
17	PCGPG&E CORP	8,581,100	$85.8M	1.34%
18	CZREURCAESARS ENTMT CORP	7,261,180	$84.7M	1.32%
19	INTEQINTELSAT S A	3,366,400	$76.8M	1.20%
20	SYFSYNCHRONY FINL	2,223,500	$75.8M	1.19%	Call
21	OXYOCCIDENTAL PETE CORP	1,338,200	$59.5M	0.93%	Call
22	—ALDER BIOPHARMACEUTICALS INC	3,082,920	$58.1M	0.91%
23	WBC1EURWABCO HLDGS INC	413,989	$55.4M	0.87%
24	BMYBRISTOL MYERS SQUIBB CO	978,500	$49.6M	0.78%	Call
25	VIABVIACOM INC	2,000,100	$48.1M	0.75%
26	HHC*HOWARD HUGHES CORP	347,000	$45.0M	0.70%
27	—ALLERGAN PLC	265,000	$44.6M	0.70%	Put
28	—SPRINT CORPORATION	7,055,000	$43.5M	0.68%	Put
29	VSMEURVERSUM MATLS INC	815,000	$43.1M	0.67%
30	—INTELSAT S A	1,884,000	$43.0M	0.67%	Put
31	4I1PHILIP MORRIS INTL INC	550,000	$41.8M	0.65%
32	PCGPG&E CORP	4,041,600	$40.4M	0.63%	Put
33	GNWGENWORTH FINL INC	8,240,100	$36.3M	0.57%
34	ABBVABBVIE INC	420,000	$31.8M	0.50%	Call
35	—INTELSAT S A	20,800,000	$30.9M	0.48%
36	—GENOMIC HEALTH INC	440,000	$29.8M	0.47%
37	VICIVICI PPTYS INC	1,300,000	$29.4M	0.46%
38	SYFSYNCHRONY FINL	832,401	$28.4M	0.44%
39	ETENERGY TRANSFER LP	1,980,000	$25.9M	0.40%
40	UTXZUNITED TECHNOLOGIES CORP	177,000	$24.2M	0.38%
41	STTSPDR S&P 500 ETF TR	80,000	$23.7M	0.37%	Call
42	—PIVOTAL SOFTWARE INC	1,564,830	$23.3M	0.37%
43	QQQINVESCO QQQ TR	122,200	$23.1M	0.36%	Put
44	—UNITEDHEALTH GROUP INC	92,500	$20.1M	0.31%	Call
45	HUMHUMANA INC	78,000	$19.9M	0.31%	Put
46	UNHUNITEDHEALTH GROUP INC	90,000	$19.6M	0.31%
47	—HOWARD HUGHES CORP	135,000	$17.5M	0.27%	Call
48	HUMHUMANA INC	66,000	$16.9M	0.26%
49	EXASEXACT SCIENCES CORP	180,000	$16.3M	0.25%	Put
50	—BITAUTO HLDGS LTD	1,062,385	$15.9M	0.25%
51	UNHUNITEDHEALTH GROUP INC	64,000	$13.9M	0.22%	Put
52	LPTUSDLIBERTY PPTY TR	250,000	$12.8M	0.20%
53	—CAESARS ENTMT CORP	7,000,000	$11.9M	0.19%
54	GEGGEO GROUP INC	675,000	$11.7M	0.18%
55	—ALDER BIOPHARMACEUTICALS INC	550,000	$10.4M	0.16%	Put
56	—CHINA BIOLOGIC PRODS HLDGS I	83,490	$9.6M	0.15%
57	—CORINDUS VASCULAR ROBOTICS I	2,000,000	$8.6M	0.13%
58	NXPINXP SEMICONDUCTORS N V	70,000	$7.6M	0.12%	Put
59	—INTELSAT S A	300,000	$6.8M	0.11%	Call
60	BJBJS WHSL CLUB HLDGS INC	251,800	$6.5M	0.10%
61	BABAALIBABA GROUP HLDG LTD	38,000	$6.4M	0.10%
62	SBOWEURSILVERBOW RES INC	638,052	$6.2M	0.10%
63	NXPINXP SEMICONDUCTORS N V	56,000	$6.1M	0.10%
64	ESPRESPERION THERAPEUTICS INC	155,000	$5.7M	0.09%	Call
65	DBXDROPBOX INC	276,000	$5.6M	0.09%
66	AQLTISHARES TR	25,000	$5.3M	0.08%	Put
67	—MEDICINES CO	100,000	$5.0M	0.08%	Call
68	NDQINVESCO QQQ TR	25,000	$4.7M	0.07%
69	AALAMERICAN AIRLS GROUP INC	169,439	$4.6M	0.07%
70	AXTAAXALTA COATING SYS LTD	150,000	$4.5M	0.07%	Put
71	—AMERICAN AIRLS GROUP INC	157,500	$4.2M	0.07%	Put
72	AXTAAXALTA COATING SYS LTD	140,000	$4.2M	0.07%
73	WMBWILLIAMS COS INC DEL	170,000	$4.1M	0.06%
74	—TALLGRASS ENERGY LP	200,000	$4.0M	0.06%
75	—TEXAS INSTRS INC	30,000	$3.9M	0.06%	Put
76	PCGPG&E CORP	385,000	$3.9M	0.06%	Call
77	MOALTRIA GROUP INC	80,000	$3.3M	0.05%
78	MOALTRIA GROUP INC	80,000	$3.3M	0.05%	Put
79	—CELGENE CORP	32,500	$3.2M	0.05%	Call
80	TMUST MOBILE US INC	40,000	$3.2M	0.05%	Put
81	ARCPEURVEREIT INC	318,896	$3.1M	0.05%
82	—GARDNER DENVER HLDGS INC	100,000	$2.8M	0.04%
83	AIMCUSDALTRA INDL MOTION CORP	100,000	$2.8M	0.04%
84	—ALTRA INDL MOTION CORP	100,000	$2.8M	0.04%	Put
85	EXASEXACT SCIENCES CORP	29,000	$2.6M	0.04%
86	—BJS WHSL CLUB HLDGS INC	100,000	$2.6M	0.04%	Call
87	—SPRINT CORPORATION	392,700	$2.4M	0.04%
88	BABOEING CO	6,000	$2.3M	0.04%	Call
89	ALXNALEXION PHARMACEUTICALS INC	22,500	$2.2M	0.03%
90	PDCEUSDPDC ENERGY INC	79,000	$2.2M	0.03%
91	BACBANK AMER CORP	75,000	$2.2M	0.03%
92	—UNITED TECHNOLOGIES CORP	15,000	$2.0M	0.03%	Call
93	BOXDROPBOX INC	100,000	$2.0M	0.03%	Call
94	—CAMBREX CORP	33,000	$2.0M	0.03%
95	DAYCERIDIAN HCM HLDG INC	35,000	$1.7M	0.03%
96	CHNGUSDCHANGE HEALTHCARE INC	140,000	$1.7M	0.03%
97	BABAALIBABA GROUP HLDG LTD	10,000	$1.7M	0.03%	Put
98	AMAGAMAG PHARMACEUTICALS INC	133,100	$1.5M	0.02%
99	AXTAAXALTA COATING SYS LTD	50,000	$1.5M	0.02%	Call
100	FHBFIRST HAWAIIAN INC	50,000	$1.3M	0.02%

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