Pentwater Capital Management LP Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$11.7B

Holdings

102

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (102 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	NXPINXP SEMICONDUCTORS N V	12,960,295	$1.5B	12.58%
2	SPYSPDR S&P 500 ETF TR	3,992,500	$1.0B	8.61%	Put
3	NXPINXP SEMICONDUCTORS N V	8,182,300	$925.3M	7.94%	Put
4	—MONSANTO CO	6,200,000	$742.9M	6.37%
5	—MONSANTO CO	5,849,300	$700.9M	6.01%	Put
6	TWXCHFTIME WARNER INC	6,354,200	$651.0M	5.59%
7	—LEVEL 3 COMMUNICATIONS INC	10,285,000	$548.1M	4.70%
8	—TIME WARNER INC	5,114,000	$523.9M	4.50%	Put
9	TAT&T INC	13,297,000	$520.8M	4.47%	Put
10	AABAUSDALTABA INC	7,120,000	$471.6M	4.05%
11	—ROCKWELL COLLINS INC	3,220,000	$420.9M	3.61%
12	TAT&T INC	8,915,000	$349.2M	3.00%	Call
13	SNISCRIPPS NETWORKS INTERACT	3,620,000	$310.9M	2.67%
14	TRQEURTURQUOISE HILL RES LTD	96,286,587	$298.5M	2.56%
15	NXPINXP SEMICONDUCTORS N V	1,631,500	$184.5M	1.58%	Call
16	TRCOTRIBUNE MEDIA CO	3,865,393	$157.9M	1.36%
17	DELLDELL TECHNOLOGIES INC	1,858,538	$143.5M	1.23%
18	—MONSANTO CO	1,049,500	$125.8M	1.08%	Call
19	—CALPINE CORP	8,300,000	$122.4M	1.05%
20	PFEPFIZER INC	3,200,000	$114.2M	0.98%	Call
21	ESPRESPERION THERAPEUTICS INC	2,243,200	$112.4M	0.96%
22	—TIME WARNER INC	1,018,800	$104.4M	0.90%	Call
23	SYFSYNCHRONY FINL	3,245,200	$100.8M	0.86%	Call
24	—STRAIGHT PATH COMMUNICATIONS	525,200	$94.9M	0.81%
25	EQTEQT CORP	1,185,900	$77.4M	0.66%
26	—ALLERGAN PLC	350,000	$71.7M	0.62%	Call
27	QCOMQUALCOMM INC	1,329,875	$68.9M	0.59%
28	RICEEURRICE ENERGY INC	2,250,000	$65.1M	0.56%
29	SYFSYNCHRONY FINL	2,082,100	$64.6M	0.55%
30	BCRUSDBARD C R INC	193,000	$61.9M	0.53%
31	SYFSYNCHRONY FINL	1,890,200	$58.7M	0.50%	Put
32	—UNITED TECHNOLOGIES CORP	490,000	$56.9M	0.49%	Call
33	—POWERSHARES QQQ TRUST	376,500	$54.8M	0.47%	Put
34	—KITE PHARMA INC	290,000	$52.1M	0.45%
35	—ADVISORY BRD CO	950,000	$50.9M	0.44%
36	EQTEQT CORP	770,000	$50.2M	0.43%	Call
37	—AKORN INC	1,080,000	$35.8M	0.31%
38	TMUST MOBILE US INC	550,000	$33.9M	0.29%
39	—ORBITAL ATK INC	251,800	$33.5M	0.29%	Call
40	QCOMQUALCOMM INC	627,600	$32.5M	0.28%	Call
41	—ISHARES INC	462,500	$31.9M	0.27%	Put
42	—CAESARS ACQUISITION CO	1,454,451	$31.2M	0.27%
43	TMUST MOBILE US INC	443,500	$27.3M	0.23%	Call
44	—VMWARE INC	249,300	$27.2M	0.23%	Call
45	—ALTABA INC	380,500	$25.2M	0.22%	Call
46	—DIGITALGLOBE INC	712,900	$25.1M	0.22%
47	—TURQUOISE HILL RES LTD	7,825,600	$24.3M	0.21%	Call
48	—CENTURYLINK INC	1,200,000	$22.7M	0.19%	Call
49	—VANECK VECTORS ETF TR	200,000	$18.7M	0.16%	Put
50	—PAREXEL INTL CORP	198,000	$17.4M	0.15%
51	—BROCADE COMMUNICATIONS SYS	1,440,000	$17.2M	0.15%
52	—ENERGY TRANSFER PARTNERS LP	940,000	$17.2M	0.15%
53	AQLTISHARES TR	100,000	$15.9M	0.14%	Put
54	ETENERGY TRANSFER EQUITY L P	860,000	$15.7M	0.13%	Call
55	JPMJPMORGAN CHASE & CO	163,700	$15.6M	0.13%	Call
56	—UNITED TECHNOLOGIES CORP	130,000	$15.1M	0.13%	Put
57	—DISCOVERY COMMUNICATIONS	700,000	$14.2M	0.12%	Put
58	AVAAVISTA CORP	268,755	$13.9M	0.12%
59	—ORBITAL ATK INC	100,000	$13.3M	0.11%
60	SBOWEURSILVERBOW RES INC	541,668	$13.3M	0.11%
61	—ALLERGAN PLC	54,000	$11.1M	0.09%
62	—VALEANT PHARMACEUTICALS INTL	761,700	$10.9M	0.09%	Put
63	—STRAIGHT PATH COMMUNICATIONS	60,000	$10.8M	0.09%	Put
64	—ALERE INC	200,000	$10.2M	0.09%	Put
65	BHCVALEANT PHARMACEUTICALS INTL	661,700	$9.5M	0.08%
66	—ALIBABA GROUP HLDG LTD	54,300	$9.4M	0.08%	Call
67	ESPRESPERION THERAPEUTICS INC	180,000	$9.0M	0.08%	Call
68	—ENERGY TRANSFER PARTNERS LP	465,400	$8.5M	0.07%	Call
69	—IXYS CORP	349,657	$8.3M	0.07%
70	—ULTRA PETROLEUM CORP	867,176	$7.5M	0.06%
71	WMBWILLIAMS COS INC	250,000	$7.5M	0.06%
72	QCOMQUALCOMM INC	140,300	$7.3M	0.06%	Put
73	—RICE ENERGY INC	250,000	$7.2M	0.06%	Put
74	—BUNGE LIMITED	100,000	$6.9M	0.06%	Call
75	—WILLIAMS COS INC	200,000	$6.0M	0.05%	Call
76	BOBEUSDBOB EVANS FARMS INC	75,000	$5.8M	0.05%
77	—DISCOVERY COMMUNICATIONS	250,000	$5.1M	0.04%	Call
78	ETENERGY TRANSFER EQUITY L P	288,400	$5.0M	0.04%
79	—VMWARE INC	45,500	$5.0M	0.04%	Put
80	—ADVANCED ACCELERATOR APPLIC	62,000	$4.2M	0.04%
81	KMIKINDER MORGAN INC	205,000	$3.9M	0.03%
82	—US BANCORP	70,100	$3.8M	0.03%	Call
83	FORFORESTAR GROUP INC	145,700	$2.5M	0.02%
84	SUNSUNOCO LP	80,000	$2.5M	0.02%
85	—AMERICAN AIRLS GROUP INC	50,000	$2.4M	0.02%	Put
86	—AGROFRESH SOLUTIONS	315,000	$2.2M	0.02%
87	BACBANK OF AMER CORP	82,500	$2.1M	0.02%
88	—RITE AID CORP	1,012,400	$2.0M	0.02%
89	—RITE AID CORP	1,012,400	$2.0M	0.02%	Put
90	CYHCOMMUNITY HEALTH SYS INC	240,000	$1.8M	0.02%
91	TGNATEGNA INC	130,000	$1.7M	0.01%
92	—TESARO INC	8,900	$1.1M	0.01%	Put
93	ARCPEURVEREIT INC	110,000	$912K	0.01%
94	—GENERAL CABLE CORP	40,000	$754K	0.01%
95	RNGRRANGER ENERGY SVCS INC	50,000	$735K	0.01%
96	CLFCLEVELAND CLIFFS INC	96,000	$686K	0.01%	Put
97	—VWR CORP	18,887	$625K	0.01%
98	—ENSCO PLC	80,000	$478K	0.00%
99	—WILLIAMS PARTNERS L P	10,000	$389K	0.00%
100	—VIDEOCON D2H LTD	42,701	$380K	0.00%

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