Pentwater Capital Management LP Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$10.8B

Holdings

121

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (121 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	8,460,000	$1.8B	16.97%	Put
2	PGPROCTER AND GAMBLE CO	19,167,407	$1.7B	15.96%
3	PGPROCTER AND GAMBLE CO	14,190,000	$1.3B	11.81%	Put
4	—LINKEDIN CORP	3,628,000	$693.4M	6.43%
5	HUMHUMANA INC	2,300,000	$406.8M	3.77%	Put
6	—ALLERGAN PLC	1,413,000	$325.4M	3.02%
7	TRQEURTURQUOISE HILL RES LTD	95,003,000	$282.2M	2.62%
8	SYFSYNCHRONY FINL	8,123,415	$227.5M	2.11%
9	—WHITEWAVE FOODS CO	4,000,000	$217.7M	2.02%
10	—ALLERGAN PLC	900,000	$207.3M	1.92%	Call
11	DELLDELL TECHNOLOGIES INC	4,315,092	$206.3M	1.91%
12	COTYCOTY INC	7,396,857	$173.8M	1.61%
13	—ALLERGAN PLC	712,000	$164.0M	1.52%	Put
14	HUMHUMANA INC	900,000	$159.2M	1.48%
15	—RITE AID CORP	20,000,000	$153.8M	1.43%
16	SYFSYNCHRONY FINL	5,489,300	$153.7M	1.43%	Put
17	PFEPFIZER INC	4,513,900	$152.9M	1.42%	Call
18	—TOBIRA THERAPEUTICS INC	3,698,719	$147.0M	1.36%
19	—RITE AID CORP	15,450,000	$118.8M	1.10%	Put
20	—VALEANT PHARMACEUTICALS INTL	3,770,300	$92.6M	0.86%	Put
21	NXPINXP SEMICONDUCTORS N V	890,000	$90.8M	0.84%
22	NXPINXP SEMICONDUCTORS N V	810,000	$82.6M	0.77%	Put
23	—ALERE INC	1,860,000	$80.4M	0.75%
24	SPYSPDR S&P 500 ETF TR	370,000	$80.0M	0.74%
25	CHTRCHARTER COMMUNICATIONS INC N	288,000	$77.8M	0.72%	Put
26	—ST JUDE MED INC	944,100	$75.3M	0.70%	Put
27	—ST JUDE MED INC	898,500	$71.7M	0.66%
28	BHCVALEANT PHARMACEUTICALS INTL	2,902,000	$71.2M	0.66%
29	—TWITTER INC	3,000,000	$69.2M	0.64%	Put
30	—MONSANTO CO	592,800	$60.6M	0.56%	Put
31	STTSPDR S&P 500 ETF TR	270,000	$58.4M	0.54%	Call
32	—VMWARE INC	740,000	$54.3M	0.50%	Call
33	—SYNGENTA AG	616,899	$54.0M	0.50%
34	—INTEROIL CORP	1,000,000	$50.9M	0.47%
35	—CST BRANDS INC	1,050,000	$50.5M	0.47%
36	—AETNA INC	400,000	$46.2M	0.43%	Call
37	—ABBOTT LABS	1,000,000	$42.3M	0.39%	Call
38	KMIKINDER MORGAN INC	1,729,000	$40.0M	0.37%	Call
39	TWTRUSDTWITTER INC	1,688,700	$38.9M	0.36%
40	—MONSANTO CO	380,000	$38.8M	0.36%
41	—AETNA INC	330,000	$38.1M	0.35%
42	HUMHUMANA INC	200,000	$35.4M	0.33%	Call
43	—NETSUITE INC	310,000	$34.3M	0.32%
44	—ALERE INC	750,000	$32.4M	0.30%	Put
45	—PRESS GANEY HLDGS INC	800,000	$32.3M	0.30%
46	—MEDIA GEN INC	1,700,000	$31.3M	0.29%
47	BFHALLIANCE DATA SYSTEMS CORP	138,000	$29.6M	0.27%
48	METMETLIFE INC	640,000	$28.4M	0.26%	Put
49	—IMPERVA INC	520,000	$27.9M	0.26%
50	—CABELAS INC	495,790	$27.2M	0.25%
51	AQLTISHARES TR	200,000	$24.8M	0.23%	Put
52	—TWITTER INC	1,020,000	$23.5M	0.22%	Call
53	—NETSUITE INC	200,000	$22.1M	0.21%	Put
54	—VIRGIN AMER INC	400,000	$21.4M	0.20%
55	ESPRESPERION THERAPEUTICS INC NE	1,536,000	$21.3M	0.20%
56	BUDANHEUSER BUSCH INBEV SA/NV	137,400	$18.1M	0.17%	Call
57	—RACKSPACE HOSTING INC	547,746	$17.4M	0.16%
58	—PRIVATEBANCORP INC	345,500	$15.9M	0.15%
59	COTYCOTY INC	665,200	$15.6M	0.14%	Put
60	—INTERSIL CORP	710,000	$15.6M	0.14%
61	WMBWILLIAMS COS INC	500,000	$15.4M	0.14%
62	WDCWESTERN DIGITAL CORP	257,600	$15.1M	0.14%	Put
63	ETENERGY TRANSFER PARTNERS LP	400,000	$14.8M	0.14%
64	—ISLE OF CAPRI CASINOS INC	641,000	$14.3M	0.13%
65	—CAESARS ACQUISITION CO	1,056,685	$13.1M	0.12%
66	—FMC TECHNOLOGIES INC	430,000	$12.8M	0.12%
67	ETENERGY TRANSFER EQUITY L P	700,000	$11.8M	0.11%	Call
68	—NETSUITE INC	104,000	$11.5M	0.11%	Call
69	TAPMOLSON COORS BREWING CO	100,000	$11.0M	0.10%	Put
70	FCXFREEPORT-MCMORAN INC	1,000,000	$10.9M	0.10%	Call
71	—CEPHEID	200,000	$10.5M	0.10%
72	—NAVIGATORS GROUP INC	101,500	$9.8M	0.09%
73	—TESARO INC	90,000	$9.0M	0.08%	Put
74	—FLEETMATICS GROUP PLC	150,000	$9.0M	0.08%
75	—ITC HLDGS CORP	180,000	$8.4M	0.08%
76	—CAESARS ENTMT CORP	1,122,800	$8.4M	0.08%	Put
77	—CYNAPSUS THERAPEUTICS INC	200,000	$8.0M	0.07%
78	—WHITEWAVE FOODS CO	137,500	$7.5M	0.07%	Call
79	—TESARO INC	70,000	$7.0M	0.07%
80	KLACKLA-TENCOR CORP	100,000	$7.0M	0.06%	Put
81	GLPIGAMING & LEISURE PPTYS INC	200,000	$6.7M	0.06%	Put
82	—CHEMTURA CORP	200,000	$6.6M	0.06%
83	—WILLIAMS COS INC	200,000	$6.1M	0.06%	Put
84	VMWEURVMWARE INC	78,554	$5.8M	0.05%
85	—VALEANT PHARMACEUTICALS INTL	220,000	$5.4M	0.05%	Call
86	—GNC HLDGS INC	250,000	$5.1M	0.05%	Put
87	ETENERGY TRANSFER EQUITY LP	300,000	$5.0M	0.05%
88	ETENERGY TRANSFER EQUITY LP	300,000	$5.0M	0.05%	Put
89	—WCI CMNTYS INC	200,000	$4.7M	0.04%
90	KMIKINDER MORGAN INC	200,000	$4.6M	0.04%
91	—AETNA INC	40,000	$4.6M	0.04%	Put
92	—WILLIAMS COS INC	150,000	$4.6M	0.04%	Call
93	—VIDEOCON D2H LTD	470,509	$4.6M	0.04%
94	WDCWESTERN DIGITAL CORP	75,000	$4.4M	0.04%	Call
95	—SYNGENTA AG	50,000	$4.4M	0.04%	Put
96	—AGROFRESH SOLUTIONS	773,811	$4.1M	0.04%
97	—AMERICAN AIRLS GROUP INC	100,000	$3.7M	0.03%	Put
98	SUNSUNOCO LP MLP	105,000	$3.0M	0.03%
99	—TRONC INC	170,000	$2.9M	0.03%
100	—PHARMERICA CORP	90,500	$2.5M	0.02%

Page 1 of 2Next