Paloma Partners Management Co Q1 2023 Filing

Filed May 15, 2023

Portfolio Value

$2.8B

Holdings

439

Report Date

Q1 2023

Filing Type

13F-HR

All Holdings (439 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	REAL 1 03/01/28THE REALREAL INC	7,760,000	$2.0B	70.29%
2	SRNESORRENTO THERAPEUTICS	3,775,000	$1.0B	35.14%
3	W 1 08/15/26WAYFAIR INC	2,200,000	$1.0B	35.14%
4	BYND 0 03/15/27BEYOND MEAT INC	4,000,000	$980.4M	34.45%
5	SPYSPDR S&P 500 ETF TR	1,571,980	$641.0M	22.53%	Put
6	NDQINVESCO QQQ TR	686,400	$219.0M	7.70%	Put
7	—EXELA TECHNOLOGIES INC	5,591,000	$217.5M	7.64%
8	IWMISHARES TR	967,409	$169.0M	5.94%	Put
9	VRM 0.75 07/01/26VROOM INC	400,000	$155.0M	5.45%
10	IQ 2 04/01/25IQIYI INC	74,069,000	$74.0M	2.60%
11	—AUDACY INC	510,000	$68.7M	2.41%
12	XLFSELECT SECTOR SPDR TR	2,012,138	$63.0M	2.21%	Put
13	SEALTD 0.25 09/15/26SEA LTD	66,081,000	$51.0M	1.79%
14	XLBSELECT SECTOR SPDR TR	624,057	$48.0M	1.69%	Put
15	IYRISHARES TR	539,229	$44.0M	1.55%	Put
16	HYGISHARES TR	583,712	$41.6M	1.46%	Put
17	TLTISHARES TR	363,992	$37.0M	1.30%	Put
18	FXIISHARES TR	1,090,400	$31.0M	1.09%	Put
19	XLYSELECT SECTOR SPDR TR	206,439	$29.0M	1.02%	Put
20	XLUSELECT SECTOR SPDR TR	419,000	$28.0M	0.98%	Put
21	—BILIBILI INC	27,000,000	$27.0M	0.95%
22	PFEPFIZER INC	695,400	$27.0M	0.95%	Put
23	BACVERIZON COMMUNICATIONS INC	651,100	$24.0M	0.84%	Put
24	—JAGUAR GLOBAL GROWTH CORP I	122,500	$22.1M	0.78%
25	XLKSELECT SECTOR SPDR TR	160,718	$22.0M	0.77%	Put
26	NOCNORTHROP GRUMMAN CORP	40,300	$18.0M	0.63%	Put
27	RIGTRANSOCEAN LTD	2,962,000	$18.0M	0.63%	Put
28	CITHE CIGNA GROUP	70,086	$16.0M	0.56%	Put
29	DGDOLLAR GEN CORP NEW	76,400	$15.0M	0.53%	Put
30	LHXL3HARRIS TECHNOLOGIES INC	83,328	$15.0M	0.53%	Put
31	DISDISNEY WALT CO	159,900	$15.0M	0.53%	Put
32	DONSPDR DOW JONES INDL AVERAGE	51,404	$15.0M	0.53%	Put
33	SLVISHARES SILVER TR	677,575	$14.4M	0.51%	Put
34	CVSCVS HEALTH CORP	206,528	$14.0M	0.49%	Put
35	IPARINTER PARFUMS INC	100,200	$14.0M	0.49%	Put
36	AMZNAMAZON COM INC	147,400	$14.0M	0.49%	Put
37	DYHTARGET CORP	84,100	$13.0M	0.46%	Put
38	EFAISHARES TR	200,300	$13.0M	0.46%	Put
39	ABTABBOTT LABS	136,400	$13.0M	0.46%	Put
40	COTYCOTY INC	1,115,000	$13.0M	0.46%	Put
41	FRCBFIRST REP BK SAN FRANCISCO C	969,589	$13.0M	0.46%	Put
42	IBMINTERNATIONAL BUSINESS MACHS	105,092	$12.6M	0.44%	Put
43	DDOMINION ENERGY INC	238,752	$12.3M	0.43%	Put
44	NIO 0.5 02/01/27NIO INC	15,892,000	$12.0M	0.42%
45	FDO.FMACYS INC	727,000	$12.0M	0.42%	Put
46	NOWSERVICENOW INC	24,600	$11.0M	0.39%	Put
47	LQDISHARES TR	107,015	$11.0M	0.39%
48	MSFTMICROSOFT CORP	38,273	$10.9M	0.38%	Put
49	FDXFEDEX CORP	52,076	$10.8M	0.38%	Put
50	ELLAUDER ESTEE COS INC	44,800	$10.0M	0.35%	Put
51	ENPHENPHASE ENERGY INC	48,600	$10.0M	0.35%	Put
52	QCOMQUALCOMM INC	87,800	$10.0M	0.35%	Put
53	DDDUPONT DE NEMOURS INC	142,295	$9.8M	0.34%	Put
54	PGPROCTER AND GAMBLE CO	67,598	$9.0M	0.32%	Put
55	AMTAMERICAN TOWER CORP NEW	49,000	$9.0M	0.32%	Put
56	FCXFREEPORT-MCMORAN INC	236,600	$9.0M	0.32%	Put
57	NFLXNETFLIX INC	25,000	$8.0M	0.28%	Put
58	SLBSCHLUMBERGER LTD	179,200	$8.0M	0.28%	Put
59	MUMICRON TECHNOLOGY INC	146,800	$8.0M	0.28%	Put
60	HESHESS CORP	73,614	$8.0M	0.28%	Put
61	DELLDELL TECHNOLOGIES INC	205,200	$8.0M	0.28%	Put
62	WMWASTE MGMT INC DEL	51,300	$8.0M	0.28%	Put
63	MOHMOLINA HEALTHCARE INC	35,280	$8.0M	0.28%	Put
64	EEMISHARES TR	221,800	$7.9M	0.28%	Put
65	TSNTYSON FOODS INC	144,424	$7.6M	0.27%	Put
66	SMFRUSDGENEDX HOLDINGS CORP	20,633	$7.5M	0.26%	Call
67	HONHONEYWELL INTL INC	40,906	$7.1M	0.25%	Put
68	NSIT 0.75 02/15/25INSIGHT ENTERPRISES INC	3,379,000	$7.0M	0.25%
69	APDAIR PRODS & CHEMS INC	28,300	$7.0M	0.25%	Put
70	GQ9SPDR GOLD TR	39,991	$7.0M	0.25%
71	XOPSPDR SER TR	68,636	$7.0M	0.25%	Put
72	OSH 0 03/15/26OAK STR HEALTH INC	7,200,000	$7.0M	0.25%
73	JNJJOHNSON & JOHNSON	50,000	$7.0M	0.25%	Call
74	CNFCNFINANCE HLDGS LTD	3,053,377	$7.0M	0.25%
75	TSLATESLA INC	38,500	$7.0M	0.25%	Put
76	TG7TRIUMPH GROUP INC NEW	661,026	$7.0M	0.25%	Call
77	SYYSYSCO CORP	94,202	$6.5M	0.23%	Put
78	UBERUBER TECHNOLOGIES INC	218,878	$6.2M	0.22%	Put
79	UPSUNITED PARCEL SERVICE INC	34,033	$6.0M	0.21%	Put
80	XLISELECT SECTOR SPDR TR	68,600	$6.0M	0.21%	Put
81	MRNAMODERNA INC	41,700	$6.0M	0.21%	Put
82	DOWDOW INC	124,900	$6.0M	0.21%	Put
83	KELKELLOGG CO	102,600	$6.0M	0.21%	Put
84	UNHUNITEDHEALTH GROUP INC	13,800	$6.0M	0.21%	Put
85	DBX 0 03/01/26DROPBOX INC	6,700,000	$6.0M	0.21%
86	CMCSACOMCAST CORP NEW	180,900	$6.0M	0.21%	Put
87	STZCONSTELLATION BRANDS INC	27,000	$5.5M	0.19%	Put
88	ICEINTERCONTINENTAL EXCHANGE IN	60,577	$5.3M	0.19%	Put
89	XLVSELECT SECTOR SPDR TR	43,740	$5.2M	0.18%	Call
90	AAPLAPPLE INC	34,200	$5.0M	0.18%	Put
91	OREALTY INCOME CORP	86,800	$5.0M	0.18%	Put
92	BALLBALL CORP	112,600	$5.0M	0.18%	Put
93	NSCNORFOLK SOUTHN CORP	29,300	$5.0M	0.18%	Put
94	PAYCPAYCOM SOFTWARE INC	19,700	$5.0M	0.18%	Put
95	VEEVVEEVA SYS INC	28,900	$5.0M	0.18%	Put
96	BMYBRISTOL-MYERS SQUIBB CO	98,100	$5.0M	0.18%	Put
97	HUMHUMANA INC	13,094	$5.0M	0.17%	Put
98	GETRGETAROUND INC	17,200	$4.9M	0.17%	Call
99	XLESELECT SECTOR SPDR TR	59,100	$4.9M	0.17%	Put
100	BACBANK AMERICA CORP	192,078	$4.7M	0.17%	Put

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