OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$5.4T

Holdings

906

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (906 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	NUANEURNUANCE C	10,225,428	$556.7B	10.40%
2	—ATHENE H	5,580,618	$465.0B	8.69%
3	CITUSDCIT GROU	6,402,777	$329.4B	6.16%
4	XLNXEURXILINX I	1,389,352	$201.0B	3.76%
5	—MAGELLAN	1,743,181	$165.3B	3.09%
6	HRTXHERON TH	8,275,000	$75.6B	1.41%
7	EQTEQT CORP	3,427,652	$74.8B	1.40%
8	CMICUMMINS	206,493	$45.0B	0.84%
9	DISH 0 12/15/25DISH NET	45,000,000	$45.0B	0.84%
10	TELTE CONNE	264,718	$42.7B	0.80%
11	—FAR PEAK	3,886,068	$39.1B	0.73%
12	FBCUSDFLAGSTAR	737,105	$35.3B	0.66%
13	—STATE AU	608,156	$31.4B	0.59%
14	—CONYERS	3,205,991	$31.3B	0.58%
15	X 5 11/01/26UNITED S	15,000,000	$30.1B	0.56%
16	RYAAYRYANAIR	278,395	$28.5B	0.53%
17	AESAES CORP	1,167,031	$28.4B	0.53%
18	CSXCSX CORP	745,842	$28.0B	0.52%
19	RDS/AROYAL DU	600,853	$26.1B	0.49%
20	GMGENERAL	439,887	$25.8B	0.48%
21	—WISDOMTR	20,000,000	$24.1B	0.45%
22	—ACORDA T	30,000,000	$23.8B	0.45%
23	—PARATEK	25,000,000	$22.8B	0.43%
24	—NEW PROV	2,227,500	$22.3B	0.42%
25	TREE 0.5 07/15/25LENDINGT	26,000,000	$21.6B	0.40%
26	—ATOTECH	846,408	$21.6B	0.40%
27	—AMRYT PH	1,990,000	$21.5B	0.40%
28	MTZMASTEC I	231,118	$21.3B	0.40%
29	CLVS 1.25 05/01/25CLOVIS O	30,000,000	$20.4B	0.38%
30	LICYUSDLI-CYCLE	2,046,931	$20.4B	0.38%
31	UEOWESTLAKE	209,346	$20.3B	0.38%
32	MATMATTEL I	1,237,053	$20.3B	0.38%	Put
33	—HOME PLA	1,980,000	$19.1B	0.36%
34	—TRINE II	1,805,196	$18.3B	0.34%
35	—TEEKAY L	1,040,778	$17.6B	0.33%
36	TVTX 2.5 09/15/25TRAVERE	16,000,000	$17.5B	0.33%
37	DMTKQDERMTECH	1,100,000	$17.4B	0.32%
38	OXY/WSOCCIDENT	1,379,705	$17.3B	0.32%
39	SPGIS&P GLOB	36,000	$17.0B	0.32%
40	—SCP & CO	1,732,445	$17.0B	0.32%
41	—NEWHOLD	1,732,500	$16.9B	0.32%
42	CHGG 0 09/01/26CHEGG IN	20,000,000	$16.6B	0.31%
43	MNRUSDMONMOUTH	765,464	$16.1B	0.30%
44	MSTR 0.75 12/15/25MICROSTR	10,000,000	$15.6B	0.29%
45	LINLINDE PL	44,141	$15.3B	0.29%
46	—AFTERNEX	1,557,405	$15.2B	0.28%
47	—AUSTERLI	1,550,379	$15.1B	0.28%
48	JECUSDJACOBS E	107,257	$14.9B	0.28%
49	—NORTH AT	1,496,283	$14.7B	0.27%
50	AAL 6.5 07/01/25AMERICAN	10,500,000	$14.6B	0.27%
51	—ALPHA HE	1,485,000	$14.4B	0.27%
52	AZEKAZEK CO	307,009	$14.2B	0.27%
53	SUISUN CMNT	64,900	$13.6B	0.25%
54	—YATSEN H	6,000,000	$12.9B	0.24%
55	—VY GLOBA	1,314,760	$12.9B	0.24%
56	INTUINTUIT	20,000	$12.9B	0.24%
57	RNWRENEW EN	1,642,644	$12.8B	0.24%
58	GMED 1 06/01/23NUVASIVE	12,500,000	$12.5B	0.23%
59	MEOHMETHANEX	310,377	$12.3B	0.23%
60	—APPLIED	15,000,000	$12.0B	0.22%
61	—FINSERV	1,225,001	$11.9B	0.22%
62	CCCHEMOURS	348,443	$11.7B	0.22%
63	TSLATESLA IN	57,200	$11.0B	0.21%	Put
64	CECELANESE	60,637	$10.2B	0.19%
65	CCIXCHURCHIL	1,028,322	$10.1B	0.19%
66	—TPG PACE	1,028,323	$10.1B	0.19%
67	—ION ACQU	1,028,323	$10.1B	0.19%
68	GSHRGESHER I	1,021,225	$10.0B	0.19%
69	—COHN ROB	1,011,354	$9.9B	0.19%
70	—PERIDOT	1,011,354	$9.8B	0.18%
71	SBACSBA COMM	25,150	$9.8B	0.18%
72	XPEVXPENG IN	189,336	$9.5B	0.18%
73	ESSESSEX PP	26,500	$9.3B	0.17%
74	BKNGBOOKING	3,800	$9.1B	0.17%
75	ABRARBOR RE	496,830	$9.1B	0.17%
76	ELSEQUITY L	102,214	$9.0B	0.17%
77	—PS BUSIN	48,525	$8.9B	0.17%
78	—NEW FRON	716,265	$8.2B	0.15%
79	SPAQUSDFISKER I	516,487	$8.1B	0.15%
80	CLOVCLOVER H	2,180,000	$8.1B	0.15%
81	AALAMERICAN	8,098,867	$7.9B	0.15%	Put
82	MUSAMURPHY U	39,601	$7.9B	0.15%
83	REXRREXFORD	96,300	$7.8B	0.15%
84	—TREBIA A	782,852	$7.8B	0.15%
85	—FTAC ZEU	773,655	$7.7B	0.14%
86	PLUNPLUG POW	270,441	$7.6B	0.14%
87	—ECP ENVI	773,667	$7.6B	0.14%
88	CCXUSDSKILLSOF	833,638	$7.6B	0.14%
89	—LERER HI	771,142	$7.6B	0.14%
90	—ELLIOTT	773,655	$7.6B	0.14%
91	JACSJACKSON	758,515	$7.6B	0.14%
92	—GORES HO	770,670	$7.5B	0.14%
93	FVAVFORTRESS	770,642	$7.5B	0.14%
94	—BILANDER	773,655	$7.5B	0.14%
95	JWSMFJAWS MUS	770,642	$7.5B	0.14%
96	—RMG ACQU	769,627	$7.5B	0.14%
97	—TIO TECH	773,656	$7.5B	0.14%
98	—AMCI ACQ	773,655	$7.5B	0.14%
99	—FUSION A	771,666	$7.5B	0.14%
100	CCIXCHURCHIL	758,515	$7.5B	0.14%

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