OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$9.5M

Holdings

259

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (259 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—OREXIGEN	7,500,000	$2.8M	29.39%
2	—OREXIGEN	7,500,000	$2.5M	26.96%
3	SNYSANOFI	1,238,077	$470K	4.97%
4	BDXBECTON D	829,968	$178K	1.88%
5	INTC 3.25 08/01/39INTEL CO	79,000,000	$176K	1.86%
6	IWMISHARES	500,000	$148K	1.56%	Put
7	—RITE AID	800,600	$148K	1.56%	Put
8	WTWWILLIS T	700,811	$106K	1.12%
9	APDAIR PROD	625,309	$103K	1.08%
10	POSTPOST HLD	1,190,000	$71K	0.75%	Call
11	GMGENERAL	1,601,118	$66K	0.69%
12	CAGCONAGRA	1,675,592	$63K	0.67%
13	WFCWELLS FA	1,032,968	$63K	0.66%
14	—MICRON T	41,275,000	$60K	0.63%
15	MHKMOHAWK I	214,636	$59K	0.63%
16	—TESLA IN	50,000,000	$58K	0.62%
17	HLFHERBALIF	785,000	$53K	0.56%
18	EBAEBAY INC	1,400,000	$53K	0.56%
19	—PANDORA	58,500,000	$52K	0.55%
20	QSRRESTAURA	810,007	$50K	0.53%
21	MDLZMONDELEZ	1,151,418	$49K	0.52%
22	MOALTRIA G	669,135	$48K	0.51%
23	WRKUSDWESTROCK	749,060	$47K	0.50%
24	GLPIGAMING &	1,216,425	$45K	0.48%
25	KHCKRAFT HE	560,000	$44K	0.46%
26	CTSHCOGNIZAN	600,000	$43K	0.45%
27	QRTEALIBERTY	1,728,408	$42K	0.45%
28	—YAHOO IN	30,000,000	$40K	0.43%
29	—CIMPRESS	316,272	$38K	0.40%
30	—COMMUNIT	5,055,677	$36K	0.38%
31	—DEPOMED	41,000,000	$34K	0.36%
32	—MEDICINE	36,000,000	$33K	0.35%
33	KMXCARMAX I	500,000	$32K	0.34%
34	GPOR1EURGULFPORT	2,400,000	$31K	0.32%
35	GISGENERAL	490,000	$29K	0.31%
36	HAINHAIN CEL	680,000	$29K	0.30%
37	FTVFORTIVE	391,978	$28K	0.30%
38	AALAMERICAN	535,612	$28K	0.29%
39	37MMRC GLOB	1,609,449	$27K	0.29%
40	—FRONTIER	1,062,300	$27K	0.29%	Call
41	—AMAG PHA	31,000,000	$27K	0.28%
42	STZCONSTELL	115,958	$27K	0.28%
43	—RAMBUS I	21,000,000	$25K	0.27%
44	TMUST MOBILE	397,538	$25K	0.27%
45	VVISA INC	216,262	$25K	0.26%
46	ADPAUTOMATI	200,000	$23K	0.25%
47	DISHDISH NET	965,072	$23K	0.24%	Put
48	BOXBOX INC	1,085,397	$23K	0.24%
49	—CIENA CO	17,500,000	$23K	0.24%
50	—CLEVELAN	20,000,000	$22K	0.23%
51	CDKCDK GLOB	300,000	$21K	0.23%
52	DALDELTA AI	375,177	$21K	0.22%
53	—AEGERION	26,000,000	$21K	0.22%
54	CLCOLGATE	272,147	$21K	0.22%
55	HONHONEYWEL	131,026	$20K	0.21%
56	TLTISHARES	141,000	$19K	0.21%	Put
57	—WAYFAIR	18,500,000	$19K	0.20%
58	WYNNWYNN RES	114,035	$19K	0.20%
59	CRMSALESFOR	174,395	$18K	0.19%
60	AZULQAZUL S A	695,653	$17K	0.18%
61	EXPEEXPEDIA	137,058	$16K	0.17%
62	MCDMCDONALD	89,241	$15K	0.16%
63	PCARPACCAR I	215,000	$15K	0.16%
64	DLTRDOLLAR T	129,828	$14K	0.15%
65	—COTIVITI	420,649	$14K	0.14%
66	SMPLSIMPLY G	1,193,004	$14K	0.14%	Call
67	DOXAMDOCS L	205,850	$13K	0.14%
68	WDCWESTERN	168,700	$13K	0.14%
69	RRCRANGE RE	750,000	$13K	0.14%
70	CCKCROWN HO	214,481	$12K	0.13%
71	—TRAVELPO	900,000	$12K	0.12%
72	EMNEASTMAN	125,471	$12K	0.12%
73	HHYATT HO	150,395	$11K	0.12%
74	JDJD COM I	264,867	$11K	0.12%
75	DISH 3.375 08/15/26DISH NET	10,000,000	$11K	0.12%
76	FRPTFRESHPET	562,280	$11K	0.11%
77	ZIONZIONS BA	208,730	$11K	0.11%
78	CMICUMMINS	60,000	$11K	0.11%
79	TTDTHE TRAD	230,372	$11K	0.11%
80	SLGNSILGAN H	356,029	$10K	0.11%
81	BBTUSDBB&T COR	210,000	$10K	0.11%
82	—TPG PACE	1,000,000	$10K	0.11%
83	ETNEATON CO	129,000	$10K	0.11%
84	NUANEURNUANCE C	617,287	$10K	0.11%
85	ENRENERGIZE	210,000	$10K	0.11%
86	OKTAOKTA INC	391,298	$10K	0.11%
87	JCIJOHNSON	258,430	$10K	0.10%
88	HTLDHEARTLAN	420,272	$10K	0.10%
89	TKRTIMKEN C	197,000	$10K	0.10%
90	DWDMORGAN S	182,229	$10K	0.10%
91	—FRONTIER	850,000	$9K	0.10%
92	VIRTVIRTU FI	511,175	$9K	0.10%
93	TLVGRUPO TE	500,000	$9K	0.10%
94	UNFIUNITED N	185,741	$9K	0.10%
95	TJXTJX COS	118,381	$9K	0.10%
96	DOWDOWDUPON	127,066	$9K	0.10%
97	—ADVANCED	110,281	$9K	0.10%
98	MTBM & T BK	52,183	$9K	0.09%
99	ASMLASML HOL	51,024	$9K	0.09%
100	EXPEAGLE MA	78,043	$9K	0.09%

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