OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$4.1T

Holdings

875

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (875 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—MEDALLIA	3,344,139	$113.3B	2.76%
2	CLDRCLOUDERA	5,205,933	$83.1B	2.03%
3	FIVNFIVE9 IN	506,326	$80.9B	1.97%
4	HRTXHERON TH	6,633,916	$70.9B	1.73%
5	—BHP GROU	1,241,086	$62.9B	1.54%
6	—FAR PEAK	5,066,031	$50.4B	1.23%
7	LTHM 4.125 07/15/25LIVENT C	15,000,000	$41.9B	1.02%
8	GMGENERAL	634,837	$33.5B	0.82%
9	—CONYERS	3,262,726	$32.9B	0.80%
10	CRMSALESFOR	120,000	$32.5B	0.79%
11	TELTE CONNE	234,974	$32.2B	0.79%
12	AAL 6.5 07/01/25AMERICAN	21,000,000	$32.1B	0.78%
13	METAFACEBOOK	90,000	$30.5B	0.75%
14	CMICUMMINS	130,483	$29.3B	0.72%
15	VSTVISTRA C	2,196,099	$29.1B	0.71%	Call
16	X 5 11/01/26UNITED S	15,000,000	$28.4B	0.69%
17	RYAAYRYANAIR	254,308	$28.0B	0.68%
18	EQTEQT CORP	1,324,487	$27.1B	0.66%
19	TTWOTAKE-TWO	175,000	$27.0B	0.66%
20	GOOGLALPHABET	10,000	$26.7B	0.65%
21	VVISA INC	120,000	$26.7B	0.65%
22	LICYUSDLI-CYCLE	2,164,352	$25.3B	0.62%
23	—AMRYT PH	1,990,000	$24.1B	0.59%
24	—ACORDA T	30,000,000	$23.9B	0.58%
25	—WISDOMTR	20,000,000	$23.4B	0.57%
26	—CLEVELAN	9,000,000	$23.1B	0.56%
27	—PARATEK	25,000,000	$22.2B	0.54%
28	JPMJPMORGAN	135,000	$22.1B	0.54%
29	UBERUBER TEC	490,000	$22.0B	0.54%
30	JECUSDJACOBS E	161,946	$21.5B	0.52%
31	SUISUN CMNT	115,269	$21.3B	0.52%
32	—PS BUSIN	134,240	$21.0B	0.51%
33	CLVS 1.25 05/01/25CLOVIS O	29,000,000	$21.0B	0.51%
34	CSXCSX CORP	695,533	$20.7B	0.50%
35	SBACSBA COMM	62,295	$20.6B	0.50%
36	RDNWRUMBLEON	507,572	$19.8B	0.48%
37	—HOME PLA	1,980,000	$19.5B	0.48%
38	ROICUSDRETAIL O	1,069,000	$18.6B	0.45%
39	ELSEQUITY L	238,350	$18.6B	0.45%
40	TVTX 2.5 09/15/25TRAVERE	18,500,000	$18.6B	0.45%
41	TSLATESLA IN	127,200	$17.7B	0.43%	Put
42	AXTAAXALTA C	603,266	$17.6B	0.43%
43	FISFIDELITY	144,278	$17.6B	0.43%
44	—COHN ROB	1,748,947	$17.2B	0.42%
45	FCXFREEPORT	1,013,784	$17.0B	0.42%	Put
46	—VY GLOBA	1,725,826	$16.9B	0.41%
47	—STAMPS C	51,280	$16.9B	0.41%
48	—SCP & CO	1,732,445	$16.9B	0.41%
49	CP.TOCANADIAN	249,829	$16.3B	0.40%
50	UEOWESTLAKE	165,531	$15.1B	0.37%
51	MATMATTEL I	895,520	$14.9B	0.36%	Put
52	SQMSOCIEDAD	276,911	$14.9B	0.36%
53	—AUSTERLI	1,508,809	$14.7B	0.36%
54	—NORTH AT	1,484,946	$14.5B	0.35%
55	DLTRDOLLAR T	150,900	$14.4B	0.35%
56	—INVESTIN	1,449,549	$14.4B	0.35%
57	—ALPHA HE	1,485,000	$14.4B	0.35%
58	MTZMASTEC I	163,235	$14.1B	0.34%
59	BLDRBUILDERS	270,000	$14.0B	0.34%
60	CPTCAMDEN P	94,659	$14.0B	0.34%
61	NGVTINGEVITY	192,826	$13.8B	0.34%
62	GMED 1 06/01/23NUVASIVE	13,500,000	$13.8B	0.34%
63	OXY/WSOCCIDENT	1,152,972	$13.6B	0.33%
64	BDXBECTON D	55,000	$13.5B	0.33%
65	FRFIRST IN	255,500	$13.3B	0.32%
66	PLUNPLUG POW	520,000	$13.3B	0.32%
67	EGPEASTGROU	79,600	$13.3B	0.32%
68	PPGPPG INDS	89,105	$12.7B	0.31%
69	DREUSDDUKE REA	265,700	$12.7B	0.31%
70	DISDISNEY W	75,000	$12.7B	0.31%
71	FAFFIRST AM	189,100	$12.7B	0.31%
72	—APPLIED	15,000,000	$12.4B	0.30%
73	SPGIS&P GLOB	29,000	$12.3B	0.30%
74	MEOHMETHANEX	265,539	$12.2B	0.30%
75	CCIXCHURCHIL	1,251,762	$12.2B	0.30%
76	HRUSDHEALTHCA	407,500	$12.1B	0.30%
77	—FINSERV	1,225,001	$11.9B	0.29%
78	ESSESSEX PP	37,040	$11.8B	0.29%
79	CNCCENTENE	190,000	$11.8B	0.29%
80	—PERIDOT	1,205,803	$11.7B	0.29%
81	REXRREXFORD	201,900	$11.5B	0.28%
82	LINLINDE PL	37,765	$11.1B	0.27%
83	AGCOAGCO COR	90,000	$11.0B	0.27%
84	—ECP ENVI	1,101,936	$10.9B	0.27%
85	VACMARRIOTT	67,955	$10.7B	0.26%
86	CECELANESE	70,000	$10.5B	0.26%
87	HAEHAEMONET	145,000	$10.2B	0.25%
88	TMUST-MOBILE	80,000	$10.2B	0.25%
89	—GORES GU	1,000,000	$10.2B	0.25%
90	JBGSJBG SMIT	338,600	$10.0B	0.24%
91	6PMPARAMOUN	1,109,750	$10.0B	0.24%
92	CCCHEMOURS	341,468	$9.9B	0.24%
93	—TPG PACE	1,000,783	$9.8B	0.24%
94	—OAKTREE	1,000,359	$9.8B	0.24%
95	—ION ACQU	1,000,783	$9.8B	0.24%
96	CCXUSDSKILLSOF	833,638	$9.7B	0.24%
97	RUNSUNRUN I	221,036	$9.7B	0.24%
98	AMHAMERICAN	254,100	$9.7B	0.24%
99	—TIO TECH	976,634	$9.5B	0.23%
100	FCPTFOUR COR	350,838	$9.4B	0.23%

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