OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q1 2024 Filing

Filed May 15, 2024

Portfolio Value

$54.3M

Holdings

458

Report Date

Q1 2024

Filing Type

13F-HR

All Holdings (458 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SAVE 1 05/15/26SPIRIT AIR	77,636,000	$37.3M	68.68%
2	BYND 0 03/15/27BEYOND MEA	40,000,000	$9.6M	17.69%
3	AALAMERICAN A	9,376,000	$3.8M	6.99%	Put
4	COTYCOTY INC	1,364,500	$638K	1.18%	Put
5	CCLCARNIVAL C	771,500	$281K	0.52%	Put
6	CYHCOMMUNITY	775,000	$254K	0.47%	Call
7	HYGISHARES TR	1,300,000	$188K	0.35%	Put
8	—GENERATION	938,800	$117K	0.22%
9	MATMATTEL INC	1,141,529	$81K	0.15%	Call
10	—COLOMBIER	133,333	$63K	0.12%
11	XAGEWCARMELL CO	371,250	$56K	0.10%
12	CNXXWCONX CORP	316,890	$55K	0.10%
13	AMANTERO MID	95,800	$43K	0.08%	Put
14	CCIXCHURCHILL	133,530	$42K	0.08%
15	JWSMFJAWS MUSTA	172,581	$38K	0.07%
16	PTON 0 02/15/26PELOTON IN	42,500,000	$36K	0.07%
17	KPTIEURKARYOPHARM	1,048,127	$34K	0.06%	Call
18	RYAAYRYANAIR HO	207,240	$30K	0.06%
19	RVNC 1.75 02/15/27REVANCE TH	40,000,000	$29K	0.05%
20	OXYOCCIDENTAL	355,268	$23K	0.04%
21	RDNRADIAN GRO	59,000	$22K	0.04%	Put
22	OKTAOKTA INC	200,000	$21K	0.04%
23	—NEW PROVID	1,857,465	$20K	0.04%
24	—GOLDEN ARR	114,498	$20K	0.04%
25	—ACORDA THE	30,000,000	$20K	0.04%
26	BAND 0.5 04/01/28BANDWIDTH	26,500,000	$19K	0.04%
27	BNAIWBRAND ENGA	153,567	$19K	0.04%
28	—SCREAMING	1,719,492	$18K	0.03%
29	AGIOAGIOS PHAR	119,906	$18K	0.03%	Call
30	TGTXTG THERAPE	120,000	$18K	0.03%	Call
31	NSCNORFOLK SO	69,500	$18K	0.03%
32	PNRPENTAIR PL	200,800	$17K	0.03%
33	ALVAUTOLIV IN	141,425	$17K	0.03%
34	HASIHANNON ARM	100,000	$17K	0.03%	Put
35	—ARES ACQUI	85,383	$17K	0.03%
36	SHWSHERWIN WI	48,500	$17K	0.03%
37	TVTX 2.25 03/01/29TRAVERE TH	25,500,000	$16K	0.03%
38	CLVTRIP COM G	365,000	$16K	0.03%
39	—PATRIA LAT	178,033	$16K	0.03%
40	TPCTUTOR PERI	93,700	$16K	0.03%	Put
41	FUBO 3.25 02/15/26FUBOTV INC	25,000,000	$16K	0.03%
42	HUBBHUBBELL IN	38,300	$16K	0.03%
43	FCXFREEPORT-M	321,393	$15K	0.03%
44	CFLTCONFLUENT	495,000	$15K	0.03%
45	ESTCELASTIC N	150,000	$15K	0.03%
46	—INFLECTION	103,486	$15K	0.03%
47	PETQ 4 06/01/26PETIQ INC	15,000,000	$15K	0.03%
48	ECLECOLAB INC	63,400	$15K	0.03%
49	CATBUSDASTRIA THE	198,120	$15K	0.03%	Put
50	BIDUNBAIDU INC	137,500	$14K	0.03%
51	QRVOQORVO INC	125,000	$14K	0.03%
52	CPCANADIAN P	160,000	$14K	0.03%
53	TVGNWTEVOGEN BI	185,416	$14K	0.03%
54	—APX ACQUIS	91,439	$14K	0.03%
55	GEGENERAL EL	77,600	$14K	0.03%
56	UALUNITED AIR	278,100	$13K	0.02%
57	APHAMPHENOL C	114,350	$13K	0.02%
58	—CORNER GRO	75,251	$13K	0.02%
59	RENEFCARTESIAN	122,826	$13K	0.02%
60	OXY/WSOCCIDENTAL	300,000	$13K	0.02%
61	IRINGERSOLL	131,218	$12K	0.02%
62	MRVLMARVELL TE	175,000	$12K	0.02%
63	AZEKAZEK CO IN	241,900	$12K	0.02%
64	—SEP ACQUIS	80,900	$12K	0.02%
65	NVTNVENT ELEC	158,470	$12K	0.02%
66	DOVDOVER CORP	67,140	$12K	0.02%
67	AMZNAMAZON COM	63,621	$11K	0.02%
68	—SILVERBOX	91,076	$11K	0.02%
69	PETQEURPETIQ INC	50,000	$11K	0.02%	Put
70	BRLSWBOREALIS F	72,293	$11K	0.02%
71	EVCOWEVEREST CO	78,716	$11K	0.02%
72	—LEARN CW I	231,102	$11K	0.02%
73	WCNWASTE CONN	61,855	$11K	0.02%
74	HEIHEICO CORP	55,225	$11K	0.02%
75	LHXL3HARRIS T	47,600	$10K	0.02%
76	UBERUBER TECHN	170,000	$10K	0.02%	Put
77	IVCAFINVESTCORP	214,435	$10K	0.02%
78	—MOUNTAIN &	136,155	$10K	0.02%
79	—JETAI INC	197,427	$10K	0.02%
80	OCULOCULAR THE	238,578	$10K	0.02%	Call
81	SPOT 0 03/15/26SPOTIFY US	10,000,000	$9K	0.02%
82	SOXXISHARES TR	38,000	$9K	0.02%
83	HOLIHOLLYSYS A	325,301	$8K	0.02%
84	SPTSPROUT SOC	135,000	$8K	0.01%
85	—RMG ACQUIS	126,755	$8K	0.01%
86	—CSLM ACQUI	68,781	$8K	0.01%
87	TREE 0.5 07/15/25LENDINGTRE	7,500,000	$7K	0.01%
88	CTVACORTEVA IN	121,100	$7K	0.01%
89	CCIXCHURCHILL	635,761	$7K	0.01%
90	—SK GROWTH	614,130	$7K	0.01%
91	ORCLORACLE COR	52,486	$7K	0.01%
92	KSPIKASPI KZ J	50,000	$6K	0.01%
93	AAPLAPPLE INC	135,000	$6K	0.01%	Put
94	BALLBALL CORP	94,840	$6K	0.01%
95	RAMPLIVERAMP H	185,000	$6K	0.01%
96	HCPHASHICORP	232,500	$6K	0.01%
97	CDLXCARDLYTICS	425,000	$6K	0.01%
98	JCIJOHNSON CT	93,100	$6K	0.01%
99	APACSTONEBRIDG	138,661	$6K	0.01%
100	—SDCL EDGE	49,013	$6K	0.01%

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