OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q1 2023 Filing

Filed May 15, 2023

Portfolio Value

$28.7M

Holdings

588

Report Date

Q1 2023

Filing Type

13F-HR

All Holdings (588 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	FUBO 3.25 02/15/26FUBOTV I	33,000,000	$14.3M	50.02%
2	BYND 0 03/15/27BEYOND M	40,000,000	$9.8M	34.16%
3	LPTXEURLEAP THE	1,048,685	$356K	1.24%
4	HYGISHARES	700,000	$260K	0.91%	Put
5	VSTMVERASTEM	566,723	$235K	0.82%
6	—CONYERS	1,002,144	$190K	0.66%
7	CCLCARNIVAL	574,250	$126K	0.44%	Put
8	—AFTERNEX	692,443	$115K	0.40%
9	—NEWHOLD	891,915	$112K	0.39%
10	CNXXWCONX COR	470,613	$84K	0.29%
11	PRVBUSDPROVENTI	2,925,000	$70K	0.25%
12	OSH 0 03/15/26OAK STR	63,800,000	$63K	0.22%
13	SAVE 1 05/15/26SPIRIT A	75,358,000	$62K	0.21%
14	OXY/WSOCCIDENT	1,300,000	$53K	0.18%
15	PTON 0 02/15/26PELOTON	67,500,000	$51K	0.18%
16	W 0.625 10/01/25WAYFAIR	50,000,000	$37K	0.13%
17	—BLUESCAP	231,631	$32K	0.11%
18	LQDISHARES	280,000	$31K	0.11%
19	—CONYERS	2,932,368	$30K	0.10%
20	—AMRYT PH	2,000,000	$29K	0.10%
21	MSTR 0 02/15/27MICROSTR	55,000,000	$29K	0.10%
22	—RMG ACQU	190,094	$29K	0.10%
23	—JAWS JUG	165,416	$28K	0.10%
24	DISH 0 12/15/25DISH NET	50,000,000	$27K	0.09%
25	FUBOFUBOTV I	100,000	$26K	0.09%	Call
26	—NEAR INT	227,905	$26K	0.09%
27	—SCREAMIN	2,548,547	$26K	0.09%
28	AKTSQAKOUSTIS	200,000	$25K	0.09%	Call
29	OSH3EUROAK STR	6,537,297	$25K	0.09%
30	—PERCEPTI	238,622	$25K	0.09%
31	RYAAYRYANAIR	264,903	$25K	0.09%
32	CCIXCHURCHIL	199,847	$24K	0.08%
33	—GORES HO	2,316,861	$23K	0.08%
34	—NEW PROV	2,227,500	$23K	0.08%
35	CRGOFREIGHTO	118,742	$23K	0.08%
36	AFRM 0 11/15/26AFFIRM H	35,000,000	$23K	0.08%
37	DKNG 0 03/15/28DRAFTKIN	32,000,000	$22K	0.08%
38	OPENOPENDOOR	100,000	$22K	0.08%	Call
39	—GENERATI	1,980,000	$20K	0.07%
40	—HOME PLA	1,980,000	$20K	0.07%
41	TVTX 2.25 03/01/29TRAVERE	20,000,000	$20K	0.07%
42	BAND 0.5 04/01/28BANDWIDT	30,000,000	$19K	0.07%
43	—PARATEK	25,000,000	$19K	0.07%
44	—JAWS HUR	118,155	$19K	0.07%
45	—THUNDER	141,183	$19K	0.07%
46	—ACORDA T	30,000,000	$19K	0.07%
47	—NEWHOLD	1,732,500	$18K	0.06%
48	PETQ 4 06/01/26PETIQ IN	20,000,000	$17K	0.06%
49	XLFSELECT S	1,250,000	$17K	0.06%	Put
50	—TRINE II	1,654,175	$17K	0.06%
51	—DMY TECH	200,514	$17K	0.06%
52	MATMATTEL I	898,836	$17K	0.06%
53	—GAMES &	233,953	$16K	0.06%
54	—AEQUI AC	158,411	$16K	0.06%
55	—SEMPER P	192,665	$16K	0.06%
56	FSLY 0 03/15/26FASTLY I	20,000,000	$16K	0.06%
57	TREE 0.5 07/15/25LENDINGT	21,000,000	$16K	0.05%
58	—ALPHA HE	1,485,000	$15K	0.05%
59	—BIOPLUS	186,175	$15K	0.05%
60	—AFTERNEX	1,427,113	$15K	0.05%
61	MAXREURMAXAR TE	2,799,509	$14K	0.05%
62	JWSMFJAWS MUS	176,479	$14K	0.05%
63	—SDCL EDG	72,644	$14K	0.05%
64	—SOCIAL L	131,029	$14K	0.05%
65	—CC NEUBE	76,038	$14K	0.05%
66	—TASTEMAK	79,340	$14K	0.05%
67	GOOGLALPHABET	134,500	$14K	0.05%
68	REXRREXFORD	224,948	$13K	0.05%
69	—OXBRIDGE	203,852	$13K	0.05%
70	CSTAFCONSTELL	144,156	$13K	0.05%
71	—FINSERV	306,249	$13K	0.05%
72	WHWYNDHAM	190,270	$13K	0.05%
73	MGMMGM RESO	317,703	$13K	0.04%	Put
74	RDFN 0.5 04/01/27REDFIN C	20,000,000	$12K	0.04%
75	AAOIAPPLIED	100,000	$12K	0.04%	Call
76	—AVALON A	133,010	$12K	0.04%
77	—ELLIOTT	177,233	$12K	0.04%
78	APACSTONEBRI	143,174	$12K	0.04%
79	BURUWNUBURU I	235,307	$12K	0.04%
80	—BILANDER	1,149,136	$12K	0.04%
81	LATAGALATA A	119,312	$11K	0.04%
82	—WILLIAMS	154,487	$11K	0.04%
83	—SUSTAINA	119,951	$11K	0.04%
84	PUCKWGOAL ACQ	286,766	$11K	0.04%
85	—TRINE II	455,115	$11K	0.04%
86	—7 ACQUIS	144,941	$11K	0.04%
87	—CORNER G	112,855	$11K	0.04%
88	SUISUN CMNT	77,769	$11K	0.04%
89	—APPLIED	15,000,000	$11K	0.04%
90	BBIOBRIDGEBI	139,300	$10K	0.04%	Put
91	CHHCHOICE H	86,578	$10K	0.04%
92	SSS1EURLIFE STO	76,310	$10K	0.03%
93	—ALTITUDE	236,311	$10K	0.03%
94	SPMCSOUND PO	136,534	$10K	0.03%
95	SBACSBA COMM	37,760	$10K	0.03%
96	ETNBGBP89BIO IN	108,439	$10K	0.03%	Call
97	ADCAGREE RL	142,169	$10K	0.03%
98	ELSEQUITY L	143,574	$10K	0.03%
99	—SK GROWT	910,231	$10K	0.03%
100	ADIANALOG D	48,500	$10K	0.03%

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