OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q1 2022 Filing

Filed May 16, 2022

Portfolio Value

$13.7M

Holdings

941

Report Date

Q1 2022

Filing Type

13F-HR

All Holdings (941 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	EMREMERSON	23,485	$2K	0.02%
702	IAA-WUSDIAA INC	59,470	$2K	0.02%
703	—AZURE PW	135,975	$2K	0.02%
704	SPGIS&P GLOB	5,500	$2K	0.02%
705	BEKEKE HLDGS	179,676	$2K	0.02%
706	BDNBRANDYWI	155,675	$2K	0.02%
707	TOSTTOAST IN	100,000	$2K	0.02%
708	—GOLDEN F	215,177	$2K	0.02%
709	—PHOENIX	210,009	$2K	0.02%
710	—OMNILIT	210,009	$2K	0.02%
711	—MONTEREY	210,009	$2K	0.02%
712	—GIGCAPIT	210,009	$2K	0.02%
713	LION1EURLIONHEAR	210,009	$2K	0.02%
714	—NORTHERN	213,516	$2K	0.02%
715	TYGOROTH CH	210,009	$2K	0.02%
716	—TUATARA	209,191	$2K	0.02%
717	SWSSSPRINGWA	210,009	$2K	0.02%
718	—FORBION	205,900	$2K	0.02%
719	CPTKWCROWN PR	207,965	$2K	0.01%
720	—RIVERVIE	210,009	$2K	0.01%
721	—INTEGRAT	205,900	$2K	0.01%
722	HCMAHCM ACQU	205,900	$2K	0.01%
723	—GSR II M	202,230	$2K	0.01%
724	—SVF INVE	205,900	$2K	0.01%
725	EGGFEG ACQUI	209,191	$2K	0.01%
726	—JIYA ACQ	205,900	$2K	0.01%
727	RVNCEURREVANCE	190,000	$2K	0.01%	Put
728	—ARYA SCI	205,900	$2K	0.01%
729	CHGGCHEGG IN	60,000	$2K	0.01%	Put
730	LITTLOGISTIC	204,759	$2K	0.01%
731	RWTREDWOOD	188,000	$2K	0.01%
732	—ITIQUIRA	201,434	$2K	0.01%
733	CNDACONCORD	200,296	$2K	0.01%
734	DOCHEALTHPE	54,575	$2K	0.01%
735	PTCTPTC THER	50,000	$2K	0.01%
736	PLUNPLUG POW	65,000	$2K	0.01%
737	GSKGLAXOSMI	42,489	$2K	0.01%
738	—CHARDAN	180,520	$2K	0.01%
739	—HH&L ACQ	184,388	$2K	0.01%
740	TRNOTERRENO	24,075	$2K	0.01%
741	REMGEMERGING	180,162	$2K	0.01%
742	—B RILEY	181,701	$2K	0.01%
743	AMPSUSDALTUS PO	237,220	$2K	0.01%
744	IM8NINSMED I	75,000	$2K	0.01%
745	—SKYDECK	178,196	$2K	0.01%
746	—CORSAIR	176,344	$2K	0.01%
747	BDQMALBIREO	54,000	$2K	0.01%
748	—ALPINE A	157,507	$2K	0.01%
749	—L&F ACQU	156,698	$2K	0.01%
750	—NORTHERN	159,201	$2K	0.01%
751	—FAST ACQ	154,425	$2K	0.01%
752	—BRIGHT L	157,525	$2K	0.01%
753	—RIBBIT L	157,478	$2K	0.01%
754	—BELONG A	158,619	$2K	0.01%
755	—G SQUARE	157,507	$2K	0.01%
756	—NEW VIST	157,309	$2K	0.01%
757	—FLAME AC	157,507	$2K	0.01%
758	—NORTHERN	156,995	$2K	0.01%
759	NUVAGBPNUVASIVE	27,000	$2K	0.01%
760	JAZZJAZZ PHA	9,814	$2K	0.01%
761	PATHUIPATH I	70,000	$2K	0.01%
762	—MISSION	153,978	$2K	0.01%
763	HRIHERC HLD	9,000	$2K	0.01%
764	OCULOCULAR T	300,000	$1K	0.01%
765	KIDSORTHOPED	27,502	$1K	0.01%
766	PSAPUBLIC S	3,800	$1K	0.01%
767	—FREEDOM	151,081	$1K	0.01%
768	PACXPIONEER	150,996	$1K	0.01%
769	5E7ITEOS TH	45,000	$1K	0.01%
770	CRNXCRINETIC	65,000	$1K	0.01%
771	AREALEXANDR	7,000	$1K	0.01%
772	CRCCALIFORN	31,481	$1K	0.01%
773	MORFMORPHIC	35,000	$1K	0.01%
774	SPNEUSDSEASPINE	114,400	$1K	0.01%
775	—HENNESSY	141,232	$1K	0.01%
776	CCLCARNIVAL	429,000	$1K	0.01%	Put
777	KROSKEROS TH	25,000	$1K	0.01%
778	CSIIEURCARDIOVA	60,000	$1K	0.01%
779	AVBAVALONBA	5,350	$1K	0.01%
780	—CRYPTO 1	133,835	$1K	0.01%
781	ATHAATHIRA P	98,000	$1K	0.01%
782	—CLEANTEC	131,256	$1K	0.01%
783	—QUANTUM	132,445	$1K	0.01%
784	—TRISTAR	132,800	$1K	0.01%
785	—ALTITUDE	131,256	$1K	0.01%
786	XENEXENON PH	42,502	$1K	0.01%
787	—10X CAP	131,256	$1K	0.01%
788	ESTAESTABLIS	19,000	$1K	0.01%
789	CLDNEUREIGER BI	150,000	$1K	0.01%
790	UTHUNITED T	6,926	$1K	0.01%
791	SILKSILK RD	30,000	$1K	0.01%
792	SHOSUNSTONE	103,850	$1K	0.01%
793	—POEMA GL	123,812	$1K	0.01%
794	ADPTADAPTIVE	88,000	$1K	0.01%
795	SWTXSPRINGWO	21,600	$1K	0.01%
796	—CLASS AC	123,643	$1K	0.01%
797	DYNDYNE THE	125,000	$1K	0.01%
798	BLUBELLUS H	175,000	$1K	0.01%
799	KOREKORE GRO	200,000	$1K	0.01%
800	—COVA ACQ	121,961	$1K	0.01%

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