NORTHERN TRUST CORP Q2 2016 Filing

Filed August 12, 2016

Portfolio Value

$308.0M

Holdings

4,226

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (4,226 positions)

#	Stock	Shares	Value	% Portfolio
3601	—SECOND SIGHT MED PRODS INC	140,130	$502K	0.16%
3602	DXJWISDOMTREE TR	12,948	$502K	0.16%
3603	GGBGERDAU S A	274,503	$499K	0.16%
3604	—OLD LINE BANCSHARES INC	27,690	$499K	0.16%
3605	SNDXSYNDAX PHARMACEUTICALS INC	50,215	$495K	0.16%
3606	IEURISHARES TR	12,500	$494K	0.16%
3607	—SUNEDISON SEMICONDUCTOR LTD	82,709	$491K	0.16%
3608	ESPESPEY MFG & ELECTRS CORP	18,809	$490K	0.16%
3609	—500 COM LTD	29,184	$485K	0.16%
3610	—FLEXSHARES TR	21,535	$482K	0.16%
3611	—JARDEN CORP	298,000	$479K	0.16%
3612	—DIGIRAD CORP	92,510	$476K	0.15%
3613	—USA TECHNOLOGIES INC	111,483	$476K	0.15%
3614	RUNRUSH ENTERPRISES INC	22,849	$475K	0.15%
3615	—VTV THERAPEUTICS INC	80,640	$468K	0.15%
3616	—VALERO ENERGY PARTNERS LP	9,940	$468K	0.15%
3617	—CIM COML TR CORP	28,625	$465K	0.15%
3618	—CALIFORNIA FIRST NTNL BANCOR	31,424	$464K	0.15%
3619	—CORINDUS VASCULAR ROBOTICS I	318,678	$456K	0.15%
3620	MGKVANGUARD WORLD FD	5,469	$456K	0.15%
3621	—SOUTHERN NATL BANCORP OF VA	37,411	$455K	0.15%
3622	—GLOBAL SOURCES LTD	49,254	$452K	0.15%
3623	CRVSCORVUS PHARMACEUTICALS INC	31,527	$450K	0.15%
3624	IIIINFORMATION SERVICES GROUP I	120,147	$450K	0.15%
3625	—NEURODERM LTD	27,335	$444K	0.14%
3626	RICKRCI HOSPITALITY HLDGS INC	43,305	$441K	0.14%
3627	—BIO PATH HOLDINGS INC	220,208	$439K	0.14%
3628	—MOCON INC	30,615	$433K	0.14%
3629	ORRFORRSTOWN FINL SVCS INC	23,836	$430K	0.14%
3630	CSTMCONSTELLIUM NV	91,543	$429K	0.14%
3631	—POWERSHARES ETF TR II	21,513	$428K	0.14%
3632	TGSTRANSPORTADORA DE GAS SUR	63,224	$427K	0.14%
3633	SMBCSOUTHERN MO BANCORP INC	18,010	$424K	0.14%
3634	—POWERSHARES ETF TR II	27,775	$423K	0.14%
3635	VSATARENA INTL INC	40,769	$421K	0.14%
3636	VOOGVANGUARD ADMIRAL FDS INC	4,018	$421K	0.14%
3637	—ENABLE MIDSTREAM PARTNERS LP	31,154	$421K	0.14%
3638	RCKYROCKY BRANDS INC	36,285	$414K	0.13%
3639	0E41ENLINK MIDSTREAM LLC	25,703	$409K	0.13%
3640	TOURTUNIU CORP	48,382	$408K	0.13%
3641	U6ZURANIUM ENERGY CORP	462,984	$406K	0.13%
3642	TXM1TRAVELZOO INC	50,033	$401K	0.13%
3643	—CBS CORP NEW	6,855	$399K	0.13%
3644	HPFHANCOCK JOHN PFD INCOME FD I	17,500	$397K	0.13%
3645	EEMVISHARES	7,656	$395K	0.13%
3646	RBS 7.25 PERP TROYAL BK SCOTLAND GROUP PLC	15,500	$391K	0.13%
3647	GOLDA MARK PRECIOUS METALS INC	24,131	$390K	0.13%
3648	NPFINUVEEN PREFERRED SECURITIES	42,024	$389K	0.13%
3649	FUNCEDAR FAIR L P	6,689	$386K	0.13%
3650	IYHISHARES TR	2,593	$385K	0.12%
3651	WTMWHITE MTNS INS GROUP LTD	30,028	$385K	0.12%
3652	CSIQCANADIAN SOLAR INC	25,280	$383K	0.12%
3653	—COMPUTER TASK GROUP INC	76,324	$380K	0.12%
3654	—JA SOLAR HOLDINGS CO LTD	55,293	$379K	0.12%
3655	—BLUE CAP REINS HLDGS LTD	20,464	$379K	0.12%
3656	UNBUNION BANKSHARES INC	10,381	$377K	0.12%
3657	SH1USDPROSHARES TR	9,488	$376K	0.12%
3658	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DELAWARE	373,000	$370K	0.12%
3659	BRTBRT RLTY TR	51,601	$369K	0.12%
3660	GCBCGREENE COUNTY BANCORP INC	22,576	$367K	0.12%
3661	EARNELLINGTON RESIDENTIAL MTG RE	28,043	$366K	0.12%
3662	—PROVIDENCE & WORCESTER RR CO	22,219	$362K	0.12%
3663	—ZAIS FINL CORP	26,470	$362K	0.12%
3664	BDJBLACKROCK ENHANCED EQT DIV T	45,710	$360K	0.12%
3665	MGVVANGUARD WORLD FD	5,830	$359K	0.12%
3666	AMSCAMERICAN SUPERCONDUCTOR CORP	42,405	$358K	0.12%
3667	—NQ MOBILE INC	96,644	$358K	0.12%
3668	—INTEROIL CORP	7,910	$356K	0.12%
3669	—MEDLEY MGMT INC	59,973	$353K	0.11%
3670	MEOHMETHANEX CORP	12,124	$353K	0.11%
3671	SPNEUSDSEASPINE HLDGS CORP	33,597	$352K	0.11%
3672	IVACINTEVAC INC	61,788	$351K	0.11%
3673	CHMICHERRY HILL MTG INVT CORP	22,479	$350K	0.11%
3674	ATHMAUTOHOME INC	17,303	$349K	0.11%
3675	VPLVANGUARD INTL EQUITY INDEX F	6,169	$344K	0.11%
3676	CMCM1EURCHEETAH MOBILE INC	36,119	$343K	0.11%
3677	—ORIGIN AGRITECH LIMITED	192,500	$343K	0.11%
3678	—USMD HLDGS INC	18,177	$340K	0.11%
3679	—AQUINOX PHARMACEUTICALS INC	50,732	$336K	0.11%
3680	EMLEASTERN CO	20,241	$336K	0.11%
3681	—ASTERIAS BIOTHERAPEUTICS INC	139,175	$334K	0.11%
3682	—ZHAOPIN LTD	23,073	$334K	0.11%
3683	—DIPEXIUM PHARMACEUTICALS INC	33,642	$333K	0.11%
3684	CVCYUSDCENTRAL VALLEY CMNTY BANCORP	23,841	$333K	0.11%
3685	LANDGLADSTONE LD CORP	29,932	$332K	0.11%
3686	—CYBEROPTICS CORP	22,088	$331K	0.11%
3687	—GENERAL MTRS CO	17,931	$330K	0.11%
3688	LARKLANDMARK BANCORP INC	12,955	$328K	0.11%
3689	AAXJISHARES TR	6,000	$328K	0.11%
3690	ISRGINTUITIVE SURGICAL INC	494,042	$327K	0.11%
3691	ALOTASTRONOVA INC	21,428	$326K	0.11%
3692	—EHI CAR SVCS LTD	31,887	$322K	0.10%
3693	—SHILOH INDS INC	44,058	$322K	0.10%
3694	FMUSDISHARES	12,962	$318K	0.10%
3695	UTFCOHEN & STEERS INFRASTRUCTUR	14,800	$317K	0.10%
3696	CMRECOSTAMARE INC	41,285	$316K	0.10%
3697	—BIODELIVERY SCIENCES INTL IN	133,151	$314K	0.10%
3698	GIFIGULF ISLAND FABRICATION INC	45,288	$314K	0.10%
3699	BDTXBLACK DIAMOND INC	74,949	$310K	0.10%
3700	—DESTINATION MATERNITY CORP	51,907	$306K	0.10%

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