Neuberger Berman Group LLC Q1 2020 Filing

Filed May 14, 2020

Portfolio Value

$65.6M

Holdings

1,515

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (1,515 positions)

#	Stock	Shares	Value	% Portfolio	Type
1301	TECK/BTECK RESOURCES SUBORDINATE VOTING B	51,640	$391K	0.60%
1302	—DELPHI TECHNOLOGIES PLC	48,391	$390K	0.59%
1303	PKNPERKINELMER INC	5,165	$389K	0.59%
1304	MUBISHARES TR S&P NATL MUN BD FD	3,396	$384K	0.59%
1305	HTGCHERCULES CAPITAL INC	50,072	$383K	0.58%
1306	VFHVANGUARD SECTOR INDEX FDS VANGUARD FINANCIALS ETF	7,522	$382K	0.58%
1307	CMLSCUMULUS MEDIA INC CLASS A	70,490	$382K	0.58%
1308	LADRLADDER CAPITAL CORP CLASS A REIT	80,712	$382K	0.58%
1309	—BLUEKNIGHT ENERGY PARTNERS LP L L C	430,100	$379K	0.58%
1310	HLTHILTON WORLDWIDE HOLDINGS IN	5,543	$378K	0.58%
1311	CHRWC.H. ROBINSON WORLDWIDE INC	5,693	$377K	0.57%
1312	—TALLGRASS ENERGY GP CLASS A A	22,800	$375K	0.57%
1313	MLIMUELLER INDUSTRIES INC	15,661	$375K	0.57%
1314	INOINOVIO PHARMACEUTICALS INC	49,986	$372K	0.57%
1315	KOPKOPPERS HOLDINGS INC	29,894	$370K	0.56%
1316	FEXFIRST TR LARGE CAP CORE ALPHADEX FD	7,750	$369K	0.56%
1317	EMNEASTMAN CHEMICAL CO	7,909	$369K	0.56%
1318	XELXCEL ENERGY INC	6,112	$368K	0.56%
1319	IPOAGBPVIRGIN GALACTIC HOLDINGS INC COMMON STOCK USD.0001	24,793	$366K	0.56%
1320	RSGREPUBLIC SERVICES INC	4,818	$362K	0.55%
1321	TQJSIGNATURE BANK	4,433	$357K	0.54%
1322	BBCPCONCRETE PUMPING HOLDINGS INC	124,915	$357K	0.54%
1323	AGGISHARES CORE US AGGREGATE BOND ETF ETF-F	3,062	$353K	0.54%
1324	CHTCHUNGHWA TELECOM LT-SPON ADR	9,697	$345K	0.53%
1325	CDXSCODEXIS INC	30,725	$343K	0.52%
1326	PHOINVESCO WATER RESOURCES ETF	10,928	$343K	0.52%
1327	XYLXYLEM INC	5,019	$340K	0.52%
1328	MHIPIONEER MUNICIPAL HIGH INCOME TRUST	30,000	$340K	0.52%
1329	BSCKINVESCO BULLETSHARES 2020 CO	16,145	$339K	0.52%
1330	FLIRFLIR SYSTEMS INC	10,590	$337K	0.51%
1331	GSHDGOOSEHEAD INSURANCE INC CLASS A A	7,505	$335K	0.51%
1332	PTYPIMCO CORPORATE OPPORTUNITY FUND	25,810	$334K	0.51%
1333	—GRID DYNAMICS HOLDINGS-CW23	175,700	$334K	0.51%
1334	GNLGLOBAL NET LEASE INC	25,000	$334K	0.51%
1335	CXOEURCONCHO RESOURCES INC	7,771	$333K	0.51%
1336	EZAISHARES INC MSCI SOUTH AFRICA INDEX FD	11,500	$326K	0.50%
1337	IXORIX CORP SPONSORED ADR	5,510	$326K	0.50%
1338	—HUDSON LTD-CLASS A	65,000	$326K	0.50%
1339	VYMVANGUARD INDEX FUNDS VANGUARD HIGH DIVIDEND YIELD	4,572	$323K	0.49%
1340	IPOAGBPVIRGIN GALACTIC HOLDINGS INC	21,858	$323K	0.49%
1341	EMLCVANECK JPM EM LOCAL CCY BOND	11,316	$322K	0.49%
1342	VODVODAFONE GROUP ADR REPRESENTING P ADR	23,716	$317K	0.48%
1343	LYGLLOYDS TSB GROUP PLC SPONSORED ADR	207,876	$314K	0.48%
1344	OCULOCULAR THERAPEUTIX INC	63,240	$313K	0.48%
1345	—BANK OF SOUTH CAROLINA CORP	20,700	$311K	0.47%
1346	SPHSUBURBAN PROPANE PARTNERS COMMON U UNIT	21,918	$310K	0.47%
1347	SHGSHINHAN FINL GROUP CO LTD SPONSORED ADR	13,238	$306K	0.47%
1348	BUDANHEUSER BUSCH INBEV ADR REP NV	6,948	$306K	0.47%
1349	IVWISHARES TRUST S&P 500 GROWTH INDEX FD	1,846	$305K	0.46%
1350	PSMTPRICESMART INC	5,776	$303K	0.46%
1351	ORTXUSDORCHARD THERAPEUTICS PLC	40,000	$301K	0.46%
1352	PBWINVESCO WILDERHILL CLEAN ENE	11,150	$299K	0.46%
1353	DACDANAOS CORP	74,197	$297K	0.45%
1354	MOSMOSAIC CO/THE	27,401	$296K	0.45%
1355	HIIHUNTINGTON INGALLS INDUSTRIES INC	1,617	$295K	0.45%
1356	—TRIP.COM GROUP LTD	3,000	$292K	0.45%
1357	VIV1USDTELEFONICA BRASIL ADR REPRESENTING ADR	30,554	$291K	0.44%
1358	SIL1EURSILVERCREST METALS INC	49,275	$288K	0.44%
1359	BSCOINVESCO BULLETSHARES 2024 CO	13,900	$287K	0.44%
1360	CRICARTERS INC	4,368	$287K	0.44%
1361	—MISONIX INC	30,300	$285K	0.43%
1362	VCSHVANGUARD SHORT-TERM CORPORATE BOND ETF	3,597	$285K	0.43%
1363	SONSONOCO PRODUCTS CO	6,053	$280K	0.43%
1364	EPACENERPAC TOOL GROUP CORP CLASS A	17,371	$280K	0.43%
1365	RHApril 20 Calls on RH US	450	$279K	0.43%	Call
1366	MDYSPDR S&P MIDCAP 400 ETF TRST	1,052	$277K	0.42%
1367	YUSDALLEGHANY CORP	498	$275K	0.42%
1368	GDYNGRID DYNAMICS HOLDINGS INC	34,225	$274K	0.42%
1369	BWXTBWX TECHNOLOGIES INC	5,621	$274K	0.42%
1370	—DEXCOM INC 0.75000 5/15/2022 252131AF4 MN15	1,000	$272K	0.41%
1371	EWZISHARES MSCI BRAZIL ETF	11,500	$271K	0.41%
1372	MKLMARKEL CORP	291	$270K	0.41%
1373	—ACT II GLOBAL ACQUISITI-CW24	450,000	$270K	0.41%
1374	—QTS REALTY REIT INC TRUST CLASS A REIT	4,648	$270K	0.41%
1375	ITBISHARES TR DOW JONES US HOME CONSTN INDEX	9,313	$270K	0.41%
1376	VXUSVANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX F	6,390	$268K	0.41%
1377	ANAUTONATION INC	9,500	$267K	0.41%
1378	PGCPEAPACK GLADSTONE FINANCIAL CORP	14,800	$266K	0.41%
1379	JEFJEFFERIES FINANCIAL GROUP IN	19,476	$266K	0.41%
1380	STMSTMICROELECTRONICS NV-NY SHS	12,468	$266K	0.41%
1381	ALLOALLOGENE THERAPEUTICS INC	13,600	$265K	0.40%
1382	CMCAN IMPERIAL BK OF COMMERCE	4,522	$262K	0.40%
1383	KMI 4.75 03/31/28EL PASO ENERGY CAP TRST	6,086	$262K	0.40%
1384	PTITELEKOMUNIK INDONESIA-SP ADR	13,644	$262K	0.40%
1385	CAKECHEESECAKE FACTORY INC/THE	15,353	$262K	0.40%
1386	ELANELANCO ANIMAL HEALTH INC	11,672	$261K	0.40%
1387	—LIQTECH INTERNATIONAL INC	59,999	$257K	0.39%
1388	DOCUSDPHYSICIANS REALTY TRUST REIT REIT	18,370	$256K	0.39%
1389	DBCINVESCO DB COMMODITY INDEX T	22,747	$256K	0.39%
1390	WELLWELLTOWER INC	5,562	$255K	0.39%
1391	CVNACARVANA CO	4,625	$255K	0.39%
1392	AQN.TOALGONQUIN POWER & UTILITIES CORP	18,788	$252K	0.38%
1393	ESTAESTABLISHMENT LABS HOLDINGS	17,300	$250K	0.38%
1394	HEESEURH&E EQUIPMENT SERVICES INC	16,927	$248K	0.38%
1395	VISVANGUARD SECTOR INDEX FDS VANGUARD INDUSTRIALS ETF	2,241	$247K	0.38%
1396	ASPNASPEN AEROGELS INC	40,000	$246K	0.37%
1397	—EIDOS THERAPEUTICS INC	5,000	$245K	0.37%
1398	AWRAMERICAN STATES WATER CO	2,995	$245K	0.37%
1399	XRXXEROX HOLDINGS CORP	12,857	$244K	0.37%
1400	UHALAMERCO	833	$242K	0.37%

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