NATIONS FINANCIAL GROUP INC, /IA/ /ADV Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$101.0M

Holdings

159

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (159 positions)

#	Stock	Shares	Value	% Portfolio
1	—POWERSHARES QQQ TR ETF	37,886	$4.5M	4.45%
2	EFVISHARES ETF	76,680	$3.5M	3.50%
3	VWOVANGUARD INTL EQUITY ETF	74,577	$2.8M	2.78%
4	DNPDNP SELECT INCOME FD	266,191	$2.7M	2.70%
5	—BERKSHIRE HATHAWAY INC	18,335	$2.6M	2.62%
6	—APPLE INC	23,121	$2.6M	2.59%
7	RWOSPDR DOW JONES ETF	45,902	$2.3M	2.26%
8	IJHISHARES CORE S&P MIDCAP	12,491	$1.9M	1.91%
9	UTFCOHEN & STEERS	77,232	$1.7M	1.65%
10	DLSWISDOMTREE INTL S/C DVD	25,224	$1.5M	1.53%
11	PGPROCTER & GAMBLE CO	16,564	$1.5M	1.47%
12	IEMGISHARES CORE MSCI ETF	32,068	$1.5M	1.45%
13	VOVANGUARD MID CAP ETF	11,048	$1.4M	1.42%
14	GEGENERAL ELECTRIC COMPANY	47,492	$1.4M	1.39%
15	VOOVANGUARD INDEX FDS ETF	6,730	$1.3M	1.32%
16	DJPBARCLAYS BK PLC ETN	53,949	$1.3M	1.25%
17	BACVERIZON COMMUNICATIONS	23,847	$1.2M	1.23%
18	JNJJOHNSON & JOHNSON	10,241	$1.2M	1.20%
19	XLEENERGY SELECT ETF	16,283	$1.1M	1.14%
20	TAT & T INC	27,535	$1.1M	1.11%
21	—ELEMENTS ROGERS ETN	222,413	$1.1M	1.10%
22	IWDISHARES ETF	10,185	$1.1M	1.07%
23	HTDJOHN HANCOCK TAX-	43,861	$1.1M	1.06%
24	XOMEXXON MOBIL CORP	11,877	$1.0M	1.03%
25	METAFACEBOOK INC	7,712	$989K	0.98%
26	CATCATERPILLAR INC	10,963	$973K	0.96%
27	PEPPEPSICO INCORPORATED	8,869	$965K	0.96%
28	EFAISHARES MSCI EAFE INDEX	15,761	$932K	0.92%
29	INTCINTEL CORP	24,259	$916K	0.91%
30	IVWISHARES S&P 500 ETF	7,258	$883K	0.87%
31	IVVISHARES CORE S&P 500 ETF	4,059	$883K	0.87%
32	—ALLIANT ENERGY CORP	22,975	$880K	0.87%
33	DONWISDOMTREE MIDCAP DIV FD	9,565	$869K	0.86%
34	—BERKSHIRE HATHAWAY INC	4	$865K	0.86%
35	CHSINC 7.875 PERP 1CHS INC 7.875% PFD	29,125	$863K	0.85%
36	PFEPFIZER INCORPORATED	25,368	$859K	0.85%
37	SBUXSTARBUCKS CORP	15,639	$847K	0.84%
38	VTIVANGUARD TOTAL STOCK	7,453	$830K	0.82%
39	IBMINTERNATIONAL BUSINESS	5,152	$818K	0.81%
40	SPYSPDR S&P 500 TRUST ETF	3,737	$808K	0.80%
41	—BOEING CO	6,053	$797K	0.79%
42	VNQVANGUARD REIT ETF	9,143	$793K	0.78%
43	OKEONEOK INC NEW	14,669	$754K	0.75%
44	—VANECK VECTORS TR ETF	29,751	$732K	0.72%
45	GQ9SPDR GOLD TRUST ETF	5,758	$723K	0.72%
46	WBAWALGREENS BOOTS	8,917	$719K	0.71%
47	WMTWAL-MART STORES INC	9,934	$716K	0.71%
48	NKENIKE INC CLASS B	12,920	$680K	0.67%
49	MRKMERCK & CO INC NEW	10,728	$670K	0.66%
50	CVXCHEVRON CORPORATION	6,127	$631K	0.62%
51	IJRISHARES CORE S&P ETF	4,993	$620K	0.61%
52	PHYS/USPROTT PHYSICAL GOLD ETF	55,016	$602K	0.60%
53	IVEISHARES S&P500 VALUE ETF	6,293	$598K	0.59%
54	BSVVANGUARD SHORT TERM BOND	7,126	$576K	0.57%
55	VTVANGUARD TOTAL WORLD ETF	9,218	$561K	0.56%
56	VTVVANGUARD VALUE ETF	6,190	$539K	0.53%
57	—GUGGENHEIM ETF	6,422	$537K	0.53%
58	MMM3M CO	2,968	$523K	0.52%
59	VOEVANGUARD MID-CAP VALUE	5,448	$510K	0.50%
60	FVDFIRST TR VALUE LINE	18,737	$506K	0.50%
61	FDXFEDEX CORPORATION	2,894	$505K	0.50%
62	KHCKRAFT HEINZ CO	5,574	$499K	0.49%
63	DEDEERE & CO	5,701	$487K	0.48%
64	IWSISHARES RUSSELL ETF	6,168	$474K	0.47%
65	COPCONOCOPHILLIPS	10,799	$469K	0.46%
66	USBUS BANCORP NEW	10,911	$468K	0.46%
67	IWPISHARES ETF	4,715	$459K	0.45%
68	—AMAZON COM INC	546	$457K	0.45%
69	GWXSPDR S&P INTL SMALL ETF	14,205	$446K	0.44%
70	XLKSECTOR SPDR TR ETF	9,135	$436K	0.43%
71	FFORD MOTOR COMPANY	35,999	$435K	0.43%
72	IJJISHARES S&P MIDCAP ETF	3,224	$429K	0.42%
73	QCOMQUALCOMM INC	6,263	$429K	0.42%
74	DISDISNEY WALT COMPANY	4,578	$425K	0.42%
75	NBBNUVEEN BUILD AMER BD FD	18,554	$421K	0.42%
76	BLVVANGUARD LONG TERM ETF	4,230	$417K	0.41%
77	CTLEURCENTURYLINK INC	15,177	$416K	0.41%
78	—CUTWATER SELECT INCOME	20,118	$408K	0.40%
79	MDTMEDTRONIC PLC	4,691	$405K	0.40%
80	LVLNSPDR S&P REGNL BNKG ETF	9,385	$397K	0.39%
81	VYMVANGUARD HIGH DIVIDEND	5,428	$392K	0.39%
82	MSFTMICROSOFT CORP	6,724	$387K	0.38%
83	MDLZMONDELEZ INTL INC	8,781	$385K	0.38%
84	KOCOCA-COLA COMPANY	8,968	$380K	0.38%
85	—Royal Bank Sc Pfd	14,740	$375K	0.37%
86	SYKSTRYKER CORP	3,177	$370K	0.37%
87	VBVANGUARD SMALL CAP ETF	2,977	$364K	0.36%
88	XLVSELECT SECTOR SPDR FD	5,021	$362K	0.36%
89	—BANK OF AMERICA CORP	22,901	$358K	0.35%
90	HDHOME DEPOT INC	2,761	$355K	0.35%
91	KMBKIMBERLY-CLARK CORP	2,772	$350K	0.35%
92	—E-TRACS UBS BBG CMI ETN	25,653	$347K	0.34%
93	XGDVXGABELLI DIVIDEND &	17,980	$345K	0.34%
94	—ALASKA AIR GROUP INC	5,200	$342K	0.34%
95	AONAON PLC	3,000	$337K	0.33%
96	4I1PHILIP MORRIS	3,413	$332K	0.33%
97	SLBSCHLUMBERGER LTD	4,166	$328K	0.32%
98	—Cbl & Associ Pfd	12,990	$325K	0.32%
99	FTFFRANKLIN LTD DURATION	26,849	$325K	0.32%
100	WFCWELLS FARGO & CO NEW	7,325	$324K	0.32%

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