Moors & Cabot, Inc. Q3 2020 Filing
Filed November 9, 2020
Portfolio Value
$1.1T
Holdings
675
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (675 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | SRNESORRENTO THERAPEUTICS INC | 17,650 | $197.0M | 0.02% | |
| 602 | —MACQUARIE / FIRST TR GLOBAL | 25,415 | $195.0M | 0.02% | |
| 603 | IHDVOYA EMERGING MKTS HIGH DIVI | 29,128 | $193.0M | 0.02% | |
| 604 | FEYECHFFIREEYE INC | 15,550 | $192.0M | 0.02% | |
| 605 | MVTBLACKROCK MUNIVEST FD II INC | 13,500 | $188.0M | 0.02% | |
| 606 | CMRECOSTAMARE INC | 30,900 | $188.0M | 0.02% | |
| 607 | CLFCLEVELAND-CLIFFS INC NEW | 28,957 | $186.0M | 0.02% | |
| 608 | —PICO HLDGS INC | 20,750 | $186.0M | 0.02% | |
| 609 | SPLPSTEEL PARTNERS HLDGS L P | 30,000 | $185.0M | 0.02% | |
| 610 | XEVVXEATON VANCE LTD DURATION INC | 16,220 | $183.0M | 0.02% | |
| 611 | DWSNDAWSON GEOPHYSICAL CO NEW | 103,529 | $182.0M | 0.02% | |
| 612 | PGXINVESCO EXCH TRADED FD TR II | 12,268 | $181.0M | 0.02% | |
| 613 | NLYEURANNALY CAPITAL MANAGEMENT IN | 25,387 | $181.0M | 0.02% | |
| 614 | NATNORDIC AMERICAN TANKERS LIMI | 51,750 | $181.0M | 0.02% | |
| 615 | CBNABRIDGE BANCORP INC | 10,245 | $179.0M | 0.02% | |
| 616 | SDIVEURGLOBAL X FDS | 15,737 | $169.0M | 0.02% | |
| 617 | VLYVALLEY NATL BANCORP | 24,300 | $166.0M | 0.02% | |
| 618 | —FS KKR CAP CORP II | 11,246 | $165.0M | 0.02% | |
| 619 | FDDFIRST TR HIGH INCOME L/S FD | 11,633 | $162.0M | 0.02% | |
| 620 | OLNOLIN CORP | 12,920 | $160.0M | 0.02% | |
| 621 | RVTROYCE VALUE TR INC | 12,360 | $156.0M | 0.01% | |
| 622 | SIRIEURSIRIUS XM HOLDINGS INC | 28,975 | $155.0M | 0.01% | |
| 623 | ARCCARES CAPITAL CORP | 11,075 | $154.0M | 0.01% | |
| 624 | NOVEURNATIONAL OILWELL VARCO INC | 16,907 | $153.0M | 0.01% | |
| 625 | OXYOCCIDENTAL PETE CORP | 15,266 | $152.0M | 0.01% | Call |
| 626 | CANETEUCRIUM COMMODITY TR | 25,000 | $152.0M | 0.01% | |
| 627 | VRTVEURVERITIV CORP | 11,993 | $152.0M | 0.01% | |
| 628 | AMCRAMCOR PLC | 13,650 | $151.0M | 0.01% | |
| 629 | WTTRSELECT ENERGY SVCS INC | 38,750 | $149.0M | 0.01% | |
| 630 | PLUNPLUG POWER INC | 10,850 | $145.0M | 0.01% | |
| 631 | PRTAPROTHENA CORP PLC | 14,350 | $143.0M | 0.01% | |
| 632 | XETYXEATON VANCE TX MGD DIV EQ IN | 12,758 | $139.0M | 0.01% | |
| 633 | XEMDXWESTERN ASSET EMERGING MKTS | 11,250 | $139.0M | 0.01% | |
| 634 | GNTGAMCO NAT RES GOLD & INCOME | 28,015 | $138.0M | 0.01% | |
| 635 | ERICERICSSON | 12,622 | $137.0M | 0.01% | |
| 636 | HTBHOMETRUST BANCSHARES INC | 10,000 | $136.0M | 0.01% | |
| 637 | KIMKIMCO RLTY CORP | 12,000 | $135.0M | 0.01% | |
| 638 | GNKGENCO SHIPPING & TRADING LTD | 18,500 | $128.0M | 0.01% | |
| 639 | YRIYAMANA GOLD INC | 22,358 | $127.0M | 0.01% | |
| 640 | HPEHEWLETT PACKARD ENTERPRISE C | 12,999 | $122.0M | 0.01% | |
| 641 | JWNUSDNORDSTROM INC | 10,100 | $120.0M | 0.01% | |
| 642 | EDFSTONE HBR EMERGING MKTS INCO | 18,425 | $119.0M | 0.01% | |
| 643 | IDEVOYA INFRASTRUCTURE INDLS & | 12,250 | $116.0M | 0.01% | |
| 644 | AAALCOA CORP | 12,741 | $115.0M | 0.01% | Call |
| 645 | XAWFXALLIANCEBERNSTEIN GLOBAL HIG | 10,668 | $112.0M | 0.01% | |
| 646 | IGTINTERNATIONAL GAME TECHNOLOG | 10,050 | $112.0M | 0.01% | |
| 647 | PEOADAM NAT RES FD INC | 10,944 | $107.0M | 0.01% | |
| 648 | FNBF N B CORP | 15,806 | $107.0M | 0.01% | |
| 649 | HPOSERVICE PPTYS TR | 13,274 | $106.0M | 0.01% | |
| 650 | CFFNCAPITOL FED FINL INC | 11,322 | $105.0M | 0.01% | |
| 651 | BCXBLACKROCK RES & COMMODITIES | 16,408 | $98.0M | 0.01% | |
| 652 | 9990302DAPACHE CORP | 10,227 | $97.0M | 0.01% | |
| 653 | BNEDBARNES & NOBLE ED INC | 37,048 | $96.0M | 0.01% | |
| 654 | BRWTEMPLETON GLOBAL INCOME FD | 17,915 | $96.0M | 0.01% | |
| 655 | CHWCALAMOS GBL DYN INCOME FUND | 11,289 | $92.0M | 0.01% | |
| 656 | NGDNEW GOLD INC CDA | 53,950 | $92.0M | 0.01% | |
| 657 | PFNPIMCO INCOME STRATEGY FD II | 10,009 | $91.0M | 0.01% | |
| 658 | NFBKNORTHFIELD BANCORP INC DEL | 10,000 | $91.0M | 0.01% | |
| 659 | SANBANCO SANTANDER S.A. | 48,514 | $90.0M | 0.01% | |
| 660 | XAWPXABERDEEN GLOBAL PREMIER PPTY | 18,262 | $84.0M | 0.01% | |
| 661 | —THERAPEUTICSMD INC | 53,300 | $84.0M | 0.01% | |
| 662 | ARCPEURVEREIT INC | 12,286 | $80.0M | 0.01% | |
| 663 | VNOMVIPER ENERGY PARTNERS LP | 10,204 | $77.0M | 0.01% | |
| 664 | —FITBIT INC | 10,000 | $70.0M | 0.01% | |
| 665 | FTITECHNIPFMC PLC | 12,478 | $70.0M | 0.01% | Call |
| 666 | BPFHBOSTON PRIVATE FINL HLDGS IN | 11,775 | $65.0M | 0.01% | |
| 667 | OPKOPKO HEALTH INC | 17,000 | $63.0M | 0.01% | |
| 668 | HDGEGBPADVISORSHARES TR | 12,800 | $57.0M | 0.01% | |
| 669 | RCGRENN FD INC | 42,905 | $56.0M | 0.01% | |
| 670 | USOUNITED STATES ANTIMONY CORP | 189,000 | $55.0M | 0.01% | |
| 671 | SWN1EURSOUTHWESTERN ENERGY CO | 22,000 | $52.0M | 0.00% | |
| 672 | MRO*MARATHON OIL CORP | 11,313 | $46.0M | 0.00% | |
| 673 | ABEVAMBEV SA | 17,750 | $40.0M | 0.00% | |
| 674 | LCTXLINEAGE CELL THERAPEUTICS IN | 14,750 | $14.0M | 0.00% | |
| 675 | ISREURISORAY INC | 10,000 | $6.0M | 0.00% |
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