Moors & Cabot, Inc. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$598.2B
Holdings
540
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (540 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | —ISHARES | 11,725 | $127.0M | 0.02% | |
| 502 | PVG1EURPRETIUM RES INC | 12,200 | $125.0M | 0.02% | |
| 503 | SDRLSEADRILL LIMITED | 51,785 | $120.0M | 0.02% | |
| 504 | —GLOBAL X FDS | 25,000 | $120.0M | 0.02% | |
| 505 | DWSNDAWSON GEOPHYSICAL CO NEW | 15,344 | $117.0M | 0.02% | |
| 506 | GOROGOLD RESOURCE CORP | 15,700 | $117.0M | 0.02% | |
| 507 | KTCCKEY TRONICS CORP | 15,600 | $114.0M | 0.02% | |
| 508 | —PROSHARES TR II | 10,125 | $106.0M | 0.02% | |
| 509 | XYZSQUARE INC | 12,000 | $106.0M | 0.02% | Call |
| 510 | —WHITING PETE CORP NEW | 11,650 | $102.0M | 0.02% | |
| 511 | BGCPEURBGC PARTNERS INC | 10,900 | $96.0M | 0.02% | |
| 512 | IRDMIRIDIUM COMMUNICATIONS INC | 11,770 | $95.0M | 0.02% | |
| 513 | —CASI PHARMACEUTICALS INC | 84,148 | $93.0M | 0.02% | |
| 514 | PGFUSDPENGROWTH ENERGY CORP | 58,134 | $93.0M | 0.02% | |
| 515 | —GLOBAL NET LEASE INC | 10,442 | $85.0M | 0.01% | |
| 516 | —CLIFFS NAT RES INC | 13,524 | $81.0M | 0.01% | |
| 517 | CHKEURCHESAPEAKE ENERGY CORP | 12,424 | $79.0M | 0.01% | |
| 518 | —CVR PARTNERS LP | 14,648 | $78.0M | 0.01% | |
| 519 | —LADENBURG THALMAN FIN SVCS I | 34,500 | $75.0M | 0.01% | |
| 520 | —NOVATEL WIRELESS INC | 22,966 | $71.0M | 0.01% | |
| 521 | SIRIEURSIRIUS XM HLDGS INC | 16,750 | $69.0M | 0.01% | |
| 522 | HLITHARMONIC INC | 10,000 | $60.0M | 0.01% | |
| 523 | —RAIT FINANCIAL TRUST | 17,876 | $60.0M | 0.01% | |
| 524 | NOKNOKIA CORP | 10,155 | $59.0M | 0.01% | |
| 525 | EGOELDORADO GOLD CORP NEW | 14,200 | $57.0M | 0.01% | |
| 526 | PDEURPRECISION DRILLING CORP | 12,750 | $54.0M | 0.01% | |
| 527 | YRIYAMANA GOLD INC | 11,648 | $50.0M | 0.01% | |
| 528 | —AK STL HLDG CORP | 10,300 | $49.0M | 0.01% | |
| 529 | MFGMIZUHO FINL GROUP INC | 13,800 | $46.0M | 0.01% | |
| 530 | —BIOTIME INC | 11,000 | $44.0M | 0.01% | |
| 531 | —APPROACH RESOURCES INC | 12,500 | $41.0M | 0.01% | |
| 532 | MCEPUSDMID CON ENERGY PARTNERS LP | 10,078 | $30.0M | 0.01% | |
| 533 | NVAXNOVAVAX INC | 15,000 | $30.0M | 0.01% | |
| 534 | —QUICKLOGIC CORP | 24,400 | $19.0M | 0.00% | |
| 535 | —BELLATRIX EXPLORATION LTD | 22,500 | $19.0M | 0.00% | |
| 536 | —O2MICRO INTERNATIONAL LTD | 10,000 | $17.0M | 0.00% | |
| 537 | UNXLEURUNI PIXEL INC | 10,000 | $17.0M | 0.00% | |
| 538 | —VANGUARD NAT RES LLC | 10,000 | $9.0M | 0.00% | |
| 539 | —BEBE STORES INC | 10,000 | $7.0M | 0.00% | |
| 540 | SNYSANOFI | 16,000 | $4.0M | 0.00% |
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