MARSHALL WACE, LLP Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$14.5T

Holdings

1,602

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (1,602 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	KBIAKB FINANCIAL-ADR	24,051	$996.0M	0.01%
2	—ENEL AMERICA-ADR	90,522	$994.0M	0.01%
3	IWMJanuary 20 Calls on IWM US at 169, American	5,900	$994.0M	0.01%	Call
4	PFLTPENNANTPARK FLOA	81,327	$991.0M	0.01%
5	YJYUNJI INC-ADR	214,274	$982.0M	0.01%
6	BAMBROOKFIELD ASS-A	16,935	$979.0M	0.01%
7	ENSENERSYS	13,052	$977.0M	0.01%
8	BRYBERRY PETROLEUM	103,415	$976.0M	0.01%
9	SSUPSUPERIOR INDS	264,779	$976.0M	0.01%
10	RICKRCI HOSPITALITY	47,507	$974.0M	0.01%
11	AFYAAFYA LTD-CLASS A	35,792	$971.0M	0.01%
12	VOXVANGUARD TEL S E	10,303	$968.0M	0.01%
13	MRTXEURMIRATI THERAPEUT	7,482	$964.0M	0.01%
14	XLYJanuary 20 Puts on XLY US at 125, American	7,300	$963.0M	0.01%	Put
15	AVTAVNET INC	22,689	$963.0M	0.01%
16	CLHCLEAN HARBORS	11,167	$958.0M	0.01%
17	DHRDANAHER CORP	6,244	$958.0M	0.01%
18	CLARCLARUS CORP	70,136	$951.0M	0.01%
19	—ASCENA RETAIL GR	123,544	$948.0M	0.01%
20	PRKSSEAWORLD ENTERTA	29,823	$946.0M	0.01%
21	MMSMAXIMUS INC	12,631	$940.0M	0.01%
22	ASPSALTISOURCE PORT	48,217	$932.0M	0.01%
23	—BONANZA CREEK EN	39,740	$927.0M	0.01%
24	—PLURALSIGHT IN-A	53,769	$926.0M	0.01%
25	UPLDUPLAND SOFTWARE	25,844	$923.0M	0.01%
26	—BLUCORA INC	35,084	$917.0M	0.01%
27	BF/BBROWN-FORMAN -B	13,494	$912.0M	0.01%
28	CIOCITY OFFICE REIT	67,397	$911.0M	0.01%
29	MBINMERCHANTS BANCOR	45,886	$904.0M	0.01%
30	NEONEOGENOMICS INC	30,707	$898.0M	0.01%
31	VIOTVIOMI TECHNO-ADR	111,618	$897.0M	0.01%
32	NOANORTH AMERICAN C	73,860	$896.0M	0.01%
33	PCRXPACIRA BIOSCIENC	19,673	$891.0M	0.01%
34	WTHWORTHINGTON INDS	21,078	$889.0M	0.01%
35	—GRUBHUB INC	18,239	$887.0M	0.01%
36	FOXFOX CORP - B	24,010	$874.0M	0.01%
37	FMXFOMENTO ECON-ADR	9,248	$874.0M	0.01%
38	OHIOMEGA HEALTHCARE	20,625	$873.0M	0.01%
39	—AUDENTES THERAPE	14,559	$871.0M	0.01%
40	XLEFebruary 20 Puts on XLE US at 52.21, American	15,800	$867.0M	0.01%	Put
41	IWMJanuary 20 Puts on IWM US at 166.5, American	5,100	$860.0M	0.01%	Put
42	GYRECATALYST BIOSCIE	125,575	$855.0M	0.01%
43	CAAPCORP AMERICA AIR	142,415	$854.0M	0.01%
44	MODMODINE MFG CO	110,958	$854.0M	0.01%
45	GOGROCERY OUTLET	26,274	$853.0M	0.01%
46	AMPYAMPLIFY ENERGY C	127,816	$845.0M	0.01%
47	NGVCNATURAL GROCERS	84,872	$838.0M	0.01%
48	—EQM MIDSTREAM PA	27,816	$832.0M	0.01%
49	FITBFIFTH THIRD BANC	26,988	$830.0M	0.01%
50	—BBX CAPITAL CORP	173,741	$829.0M	0.01%
51	ZEN1EURZENDESK INC	10,742	$823.0M	0.01%
52	MGMISTRAS GROUP IN	57,620	$822.0M	0.01%
53	—BLUEGREEN VACATI	78,902	$816.0M	0.01%
54	SLBSCHLUMBERGER LTD	20,299	$816.0M	0.01%
55	—CYBEROPTICS CORP	44,317	$815.0M	0.01%
56	DNLIDENALI THERAPEUT	46,377	$808.0M	0.01%
57	VLRSCONTROLADORA-ADR	77,063	$803.0M	0.01%
58	JBGSJBG SMITH PROPER	20,043	$800.0M	0.01%
59	TQJSIGNATURE BANK	5,843	$798.0M	0.01%
60	—DIAMOND EA -CW26	333,330	$797.0M	0.01%
61	TKRTIMKEN CO	14,005	$789.0M	0.01%
62	GDXJanuary 20 Puts on GDX US at 26.5, American	27,800	$787.0M	0.01%	Put
63	PCSBUSDPCSB FINANCIAL C	38,662	$783.0M	0.01%
64	MCDMCDONALDS CORP	3,951	$781.0M	0.01%
65	EVEUREATON VANCE CORP	16,708	$780.0M	0.01%
66	KWEBKRANESHARES CSI	15,969	$777.0M	0.01%
67	TSLXUSDTPG SPECIALTY LE	36,007	$773.0M	0.01%
68	BSBRBANCO SANTANDER	63,676	$772.0M	0.01%
69	—BIOSPECIFICS TEC	13,447	$766.0M	0.01%
70	—MONTAGE RESOURCE	95,323	$757.0M	0.01%
71	SCTLRECRO PHARMA INC	41,091	$753.0M	0.01%
72	—TEEKAY LNG PARTN	48,303	$752.0M	0.01%
73	BLFSBIOLIFE SOLUTION	46,494	$752.0M	0.01%
74	VRTVEURVERITIV CORP	37,870	$745.0M	0.01%
75	PNNTPENNANTPARK INVE	113,397	$741.0M	0.01%
76	CCBGCAP CITY BANK	24,180	$737.0M	0.01%
77	HOVHOVNANIAN ENT-A	35,090	$733.0M	0.01%
78	KOPKOPPERS HOLDINGS	18,999	$726.0M	0.00%
79	SIMOSILICON MOTI-ADR	14,212	$721.0M	0.00%
80	EGANEGAIN CORP	90,076	$713.0M	0.00%
81	ARCCARES CAPITAL COR	38,129	$711.0M	0.00%
82	HONHONEYWELL INTL	4,016	$711.0M	0.00%
83	PUMPPROPETRO HOLDING	63,060	$709.0M	0.00%
84	TUR*ISHARES TURKEY	26,139	$708.0M	0.00%
85	OSBCOLD SECOND BNCRP	52,490	$707.0M	0.00%
86	—BANCO SANTA-ADR	103,982	$705.0M	0.00%
87	NVDANVIDIA CORP	2,989	$703.0M	0.00%
88	PWIPOWER INTEGRATIO	7,111	$703.0M	0.00%
89	THSTREEHOUSE FOODS	14,423	$700.0M	0.00%
90	EMBJanuary 20 Puts on EMB US at 114, American	6,000	$695.0M	0.00%	Put
91	UNFIUNITED NATURAL	79,032	$692.0M	0.00%
92	VCRAUSDVOCERA COMMUNICA	33,269	$691.0M	0.00%
93	EWYJanuary 20 Puts on EWY US at 62.5, American	11,000	$680.0M	0.00%	Put
94	PAYXPAYCHEX INC	7,947	$676.0M	0.00%
95	BWXTBWX TECHNOLOGIES	10,852	$674.0M	0.00%
96	LILALIBERTY LATI-A	34,907	$673.0M	0.00%
97	WAIREURWESCO AIRCRAFT H	60,942	$672.0M	0.00%
98	HYGJanuary 20 Calls on HYG US at 87, American	7,600	$672.0M	0.00%	Call
99	UMBFUMB FINANCIAL	9,749	$669.0M	0.00%
100	BLBDBLUE BIRD CORP	29,065	$666.0M	0.00%

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