MARSHALL WACE, LLP Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$24.1M

Holdings

2,766

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (2,766 positions)

#	Stock	Shares	Value	% Portfolio	Type
3001	UPGBPWHEELS UP EXPERI	34,574	$228K	0.95%
3002	DOOBRP INC/CA-SUB V	2,461	$228K	0.95%
3003	AQLTISHARES-DJ O&G	3,900	$227K	0.94%
3004	MKFGMARKFORGED HOLDI	34,520	$226K	0.94%
3005	—ONCOCYTE COR	63,216	$225K	0.93%
3006	PTCTPTC THERAPEUTICS	6,042	$225K	0.93%
3007	—ENGINE GAMING AN	55,407	$225K	0.93%
3008	—NOCTURNE ACQUISI	22,522	$225K	0.93%
3009	LYTSLSI INDUSTRIES	28,939	$224K	0.93%
3010	XLUJune 22 Puts on XLU US at 64, American	3,500	$224K	0.93%	Put
3011	RXSTRXSIGHT INC	17,705	$224K	0.93%
3012	LGIHLGI HOMES INC	1,570	$223K	0.93%
3013	EPUISHARES MSCI ALL	8,456	$223K	0.93%
3014	UONEURBAN ONE INC	32,771	$223K	0.93%
3015	LPZBLIGHTPATH TECH-A	104,263	$222K	0.92%
3016	SNDXSYNDAX PHARMACEU	11,637	$222K	0.92%
3017	AMZNAMAZON.COM INC	67,486	$222K	0.92%
3018	HOFTHOOKER FURNISHIN	8,204	$221K	0.92%
3019	RRNRED ROBIN GOURME	9,551	$220K	0.91%
3020	ESTAESTABLISHMENT LA	3,073	$220K	0.91%
3021	PICKISHARES MSCI GLO	5,400	$220K	0.91%
3022	CHDCHURCH & DWIGHT	2,649	$219K	0.91%
3023	CALXCALIX INC	4,414	$218K	0.91%
3024	GOOSCANADA GOOSE HOL	6,100	$218K	0.91%
3025	CHTROctober 21 Puts on CHTR US at 725, American	300	$218K	0.91%	Put
3026	CRSRCORSAIR GAMING I	8,377	$217K	0.90%
3027	IVCUSDINVACARE CORP	45,582	$217K	0.90%
3028	LQDTLIQUIDITY SERVIC	9,991	$216K	0.90%
3029	ATLCATLANTICUS HOLDI	4,049	$215K	0.89%
3030	—CALYXT INC	63,479	$215K	0.89%
3031	4DHDANA INC	9,597	$213K	0.88%
3032	CLFOctober 21 Puts on CLF US at 24, American	10,700	$212K	0.88%	Put
3033	PSFEPAYSAFE LTD	27,208	$211K	0.88%
3034	—CBRE ACQUISIT-A	20,918	$208K	0.86%
3035	—SUMMIT HEALTH-A1	21,304	$208K	0.86%
3036	TMPTOMPKINS FINANCI	2,569	$208K	0.86%
3037	LTRXLANTRONIX INC	35,648	$207K	0.86%
3038	NVDAJanuary 22 Calls on NVDA US at 261.25, American	1,000	$207K	0.86%	Call
3039	KHCKRAFT HEINZ CO/T	5,596	$206K	0.86%
3040	WIMIWIMI HOLOGRAM-AD	50,063	$206K	0.86%
3041	SLVApril 22 Puts on SLV US at 19, American	10,000	$205K	0.85%	Put
3042	GRABALTIMETER GROW-A	19,993	$204K	0.85%	Call
3043	IMOSCHIPMOS TECH-ADR	5,963	$204K	0.85%
3044	MDLZMONDELEZ INTER-A	3,481	$203K	0.84%
3045	GREEGREENIDGE GENERA	7,956	$203K	0.84%
3046	VTE1ASURE SOFTWARE I	22,534	$203K	0.84%
3047	IMNMIMMUNOME INC	8,348	$203K	0.84%
3048	VTRSOctober 21 Puts on VTRS US at 14, American	14,900	$202K	0.84%	Put
3049	RCORESOURCES CONNEC	12,797	$202K	0.84%
3050	ABXBARRICK GOLD CRP	11,174	$201K	0.83%
3051	ANIXANIXA BIOSCIENCE	41,973	$200K	0.83%
3052	ATNMACTINIUM PHARMAC	22,469	$199K	0.83%
3053	BCBPBCB BANCORP INC	13,453	$199K	0.83%
3054	—ARLINGTON ASSE-A	53,876	$199K	0.83%
3055	—THUNDER BRIDGE-A	20,296	$197K	0.82%	Call
3056	AVGOOctober 21 Puts on AVGO US at 490, American	400	$194K	0.81%	Put
3057	IBBOctober 21 Calls on IBB US at 175, American	1,200	$194K	0.81%	Call
3058	SLVJune 22 Puts on SLV US at 19, American	9,400	$193K	0.80%	Put
3059	YRDYIREN DIGITAL LT	63,979	$193K	0.80%
3060	IQIQIYI INC-ADR	23,725	$191K	0.79%
3061	TEVATEVA PHARM-ADR	19,446	$190K	0.79%
3062	—NEOPHOTONICS COR	21,648	$189K	0.78%
3063	MRKMERCK & CO	2,514	$189K	0.78%
3064	RTXOctober 21 Puts on RTX US at 83, American	2,200	$189K	0.78%	Put
3065	MODMODINE MFG CO	16,543	$187K	0.78%
3066	BSETBASSETT FURN	10,290	$186K	0.77%
3067	KOPNKOPIN CORP	36,171	$186K	0.77%
3068	LXULSB INDUS INC	18,235	$186K	0.77%
3069	BWENBROADWIND INC	71,798	$186K	0.77%
3070	0VVBOctober 21 Puts on VIAC US at 37.5, American	4,700	$186K	0.77%	Put
3071	PFEOctober 21 Puts on PFE US at 45, American	4,300	$185K	0.77%	Put
3072	BMYOctober 21 Calls on BMY US at 62, American	3,100	$184K	0.76%	Call
3073	AXPOctober 21 Calls on AXP US at 172.5, American	1,100	$184K	0.76%	Call
3074	—LIVEVOX HOLDINGS	28,110	$183K	0.76%
3075	CCLNovember 21 Calls on CCL US at 30, American	7,300	$183K	0.76%	Call
3076	NFLXOctober 21 Puts on NFLX US at 555, American	300	$183K	0.76%	Put
3077	—NEUBASE THERAPEU	50,310	$182K	0.76%
3078	REGNOctober 21 Puts on REGN US at 615, American	300	$182K	0.76%	Put
3079	CMGOctober 21 Puts on CMG US at 1910, American	100	$182K	0.76%	Put
3080	CMGOctober 21 Puts on CMG US at 1850, American	100	$182K	0.76%	Put
3081	—LOGICBIO THERAPE	39,523	$181K	0.75%
3082	MPCNovember 21 Calls on MPC US at 62.5, American	2,900	$179K	0.74%	Call
3083	RFPUSDRESOLUTE FOREST	15,046	$179K	0.74%
3084	IBBOctober 21 Puts on IBB US at 166, American	1,100	$178K	0.74%	Put
3085	DENNDENNY'S CORP	10,753	$176K	0.73%
3086	UALFebruary 22 Puts on UAL US at 50, American	3,700	$176K	0.73%	Put
3087	ZYXIQZYNEX INC	15,144	$172K	0.71%
3088	—CLIMATE REAL-A	17,495	$171K	0.71%	Call
3089	LRCXEUROctober 21 Puts on LRCX US at 605, American	300	$171K	0.71%	Put
3090	TMOOctober 21 Calls on TMO US at 550, American	300	$171K	0.71%	Call
3091	CZOOCAZOO GROUP LTD	21,985	$171K	0.71%
3092	LINDLINDBLAD EXPEDIT	11,677	$170K	0.71%
3093	CCLMarch 22 Calls on CCL US at 30, American	6,800	$170K	0.71%	Call
3094	MSFTOctober 21 Calls on MSFT US at 285, American	600	$169K	0.70%	Call
3095	GDXJOctober 21 Puts on GDXJ US at 39.5, American	4,400	$169K	0.70%	Put
3096	BIDUNOctober 21 Puts on BIDU US at 157.5, American	1,100	$169K	0.70%	Put
3097	WFCOctober 21 Puts on WFC US at 44, American	3,600	$167K	0.69%	Put
3098	PTMPLATINUM GROUP M	83,091	$167K	0.69%
3099	FRBAFIRST BANK/HAMIL	11,801	$166K	0.69%
3100	CRMNovember 21 Calls on CRM US at 280, American	600	$163K	0.68%	Call

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